Opinion Number: 1999-NMSC-014
Filing Date: February 24, 1999
Docket No. 24,861
STATE OF NEW MEXICO,
Plaintiff-Petitioner
v.
GORDON HOUSE,
Defendant-Respondent
ORIGINAL PROCEEDING ON CERTIORARI
James F. Blackmer, District Judge
Hon. Tom Udall, Attorney General
Steven S. Suttle, Assistant Attorney General
Santa Fe, NM
for Petitioner
Friedman & Henderson, L.L.P.
William J. Friedman, IV
Santa Fe, NM
Ray Twohig
Albuquerque, NM
for Respondent
FRANCHINI, Justice.
{1}
Gordon House was convicted of vehicular homicide and
various other charges after two hung juries in Taos County
and a change of venue to Doña Ana County for the third
trial. The Court of Appeals reversed his conviction,
holding that the trial court abused its discretion in
changing the venue from Taos County to Doña Ana County. The
State appealed. We hold that the trial court did not abuse
its discretion in concluding that a fair trial could not be
guaranteed in Taos County and that Doña Ana County was more likely to be free from exception. We reverse the Court of
Appeals and affirm the trial court.
I. FACTS
{2}
This case, arising from a fatal traffic accident, was
so transformed by publicity that all those involved were
compelled to evaluate how the defendant could receive a fair
trial. So frenetic was the media attention that the
prosecution eventually claimed that even the State was
having difficulty receiving a fair adjudication of this
case.
{3}
On Christmas Day 1992, the citizens of New Mexico awoke
to news reports concerning a tragic traffic accident that
had occurred the night before.See footnote 1 Through the constant media
coverage, the details of the accident were widely available.
The following facts were adduced from the record of the
proceedings in the trial court. The incidental endnotes are
intended to illustrate the extent and nature of the media
coverage surrounding each event in this case.
{4}
On that Christmas eve, Paul Cravens, his wife Melanie,
and her three daughters, five-year-old Kaycee, seven-year-old Erin, and nine-year-old Kandyce, set off in their
Oldsmobile to enjoy the Christmas Lights in Albuquerque.
They drove westward on Interstate Highway 40 toward "Nine
Mile Hill" which provided a vantage from which they could
see the city's lights.See footnote 2
{5}
Gordon House, an enrolled member of the Navajo nation,
is married and the father of two young children, and was
employed as executive director of House of Hope, a halfway
home for troubled adolescents in Gallup, New Mexico.See footnote 3 That
Christmas Eve, he was driving his Ford pickup from
Albuquerque to his home in Thoreau, New Mexico. House
admitted that, during that evening, over a period of several
hours, he had consumed seven-and-one-half beers.See footnote 4 House
claimed that, shortly after beginning his journey, he became
ill with the precursor symptoms of a migraine headache.See footnote 5
He asserted that his migraine symptoms grew so severe that
he was partially blinded.See footnote 6 He became disoriented and
inadvertently entered Interstate Highway 40 going the wrong
direction. Thus, at the same time Cravens and his family
were driving west in the westbound lane, House was driving
east in the same lane.
{6}
Several other vehicles were forced to take evasive
actions to avoid colliding with House as he drove eastward
in the westbound lane of the Interstate.See footnote 7 A state
policeman paced House from the proper eastbound lane,
attempting to get his attention with red lights, a siren,
and a spotlight directed at House's truck. At one point
House looked at the policeman and accelerated to speeds exceeding 85 miles per hour.See footnote 8 House hit the Cravens' car
head-on. Melanie Cravens and her three young daughters were
killed instantly. Paul Cravens suffered severe injures.
{7}
House was seriously injured. The prosecution offered
evidence that, shortly after House arrived at a hospital in
Albuquerque, his blood-alcohol concentration was measured at
.18% and, about five hours later, was measured at .10%.See footnote 9
House asserted that a severe familial hemiplegic migraine,
rather than alcohol, was the proximate cause of his driving
the wrong way on the freeway and the resultant accident.See footnote 10
It was later revealed that he had a single prior conviction
of driving while intoxicated from magistrate court in
McKinley County, New Mexico, in December 1987.See footnote 11
{8}
The accident and all its consequences became one of the
most widely publicized cases in New Mexico history. Within
days of the accident, newspapers reported that many members
of the public reacted with outrage and demanded tougher DWI
laws.See footnote 12 The accident, and the defendant himself, became
figureheads for those who were urging more punitive DWI laws
in New Mexico.See footnote 13 Statements by members of the victims'
families were frequently reported by the media.See footnote 14 Nadine
Milford, Melanie Craven's mother, was the subject of a
feature on national television.See footnote 15
{9}
House's family, members of the Navajo nation, and
others publicly decried the news coverage and prosecutorial
tactics as racist and one sided.See footnote 16 The advocacy of
attorneys for both the prosecution and the defense made for
colorful reportage.See footnote 17
{10}
Editorialists heatedly expostulated about the case.See footnote 18
Newspaper readers frequently expressed their opinions in
letters to the editor.See footnote 19 Talk show listeners expressed
their feelings.See footnote 20 Human interest portraits were published
about almost anyone who had any relationship with any of the
people involved in the accident.See footnote 21 The evening TV news and
front-page news stories covered even minor developments in
the case.See footnote 22 As reported by the news media, the court, on
more than one occasion, felt compelled to issue gag orders
to the parties in the case, forbidding them from making
statements to the news media.See footnote 23 Even these orders provoked
litigation which itself became newsworthy.See footnote 24 Inevitably,
the media coverage itself became an inextricable part of the
story.See footnote 25
{11}
The Criminal Complaint was filed on July 13, 1993. In
addition to charges of vehicular homicide, great bodily
injury by vehicle, driving while intoxicated, reckless
driving, and eluding an officer, the prosecution brought
charges of first-degree depraved-mind murder. On September
22, 1993, House submitted to this Court a Verified Petition
for Extraordinary Writ, asking that we order the State to proceed no further in the first-degree-murder prosecution.
We denied the writ.See footnote 26 The trial court held a preliminary
hearing on the matter.See footnote 27 Upon hearing the evidence,
Honorable Frank H. Allen Jr. dismissed the depraved-mind-murder charges on October 27, 1993. Public reactions of
outrage and relief were duly reported.See footnote 28
{12}
Both the prosecution and the defense became concerned
that House could not receive a fair trial in Bernalillo
County because of the extensive pretrial publicity. House
made a motion, unopposed by the State, for a venue change.
On March 23, 1994, Judge Allen changed the venue of the
trial to Taos County.See footnote 29
{13}
Amid extensive print and broadcast coverage, the first
of the Taos trials began on June 6, 1994.See footnote 30 On June 21,
1994, the jury convicted House on the misdemeanor charge of
driving while intoxicated but declared that it was
deadlocked nine to three in favor of conviction on all the
remaining counts including the vehicular homicide counts.
News of the hung jury incited a furious round of media
attention.See footnote 31 The court entered an Order declaring a
mistrial on the remaining six counts on June 28, 1994.
{14}
The prosecution made a public avowal to seek a retrial
and, on July 29, 1994, filed a Motion for Change of Venue in
which the District Attorney stated that it was impossible
for the State to receive a fair trial in Taos County. This
motion was opposed by House.See footnote 32 The motion to change venue
was denied on August 23, 1994. State v. House, CR-93-1693,
slip op. (N.M. Dist. Ct. Aug. 23, 1994) (Findings of Facts
and Conclusions of Law re: States [sic] Motion to Change
Venue).See footnote 33 A few days later Judge Allen recused himself
from the case, and the Honorable Richard Blackhurst was
assigned to the case.
{15}
A second jury trial began in Taos County on November 7,
1994.See footnote 34 Once again the jury announced that it was
deadlocked nine to three in favor of conviction on the
vehicular homicide counts. Journalists attempted to explain
the non-verdict and recorded the reactions of the
participants and the public.See footnote 35 An order declaring mistrial
was entered on November 30, 1994.
{16}
The prosecution proclaimed its intention to seek a
third trial. A newspaper article reported the reaction of a
State Senator from Taos accusing the prosecutor of being
obsessed with the case.See footnote 36 Arguing that, because of
extensive and pervasive pretrial publicity, it could no
longer receive a fair trial in Taos, the prosecution, on
November 30, 1994, moved for change of venue to Bernalillo
County.
{17}
In early December 1994, Judge Blackhurst recused himself due to his pending retirement and the case was
eventually assigned to Honorable James F. Blackmer.
{18}
House's attorney, on December 2, 1994, published an
article accusing the district attorney of ignoring justice
and being controlled by a "lust for vengeance" in seeking a
third trial.See footnote 37 On December 16, 1994, in response to a
motion by the prosecution,See footnote 38 Judge Blackmer issued a gag
order prohibiting the attorneys in the case from making
substantive comments about the case in the media. House's
attorney sought a writ of superintending control to vacate
the gag order.See footnote 39 In March 1995, at a hearing on the
matter, we vacated the gag order.See footnote 40 We later filed a
written opinion explaining that the gag order was an
unconstitutional prior restraint of speech. See Twohig v.
Blackmer, 1996-NMSC-023, ¶¶ 11-28, 121 N.M. 746, 918 P.2d
332. Shortly after we declared the first gag order
unconstitutional, the trial court, on April 24, 1995, issued
a second restriction on public statements about the trial.
Once again House's attorney objected but the matter
apparently was not litigated.
{19}
A few days after the first gag order, on December 5,
1994, House filed a "Defendant's Motion to Dismiss Remaining
Charges For Prosecutorial Misconduct Cruel & Unusual
Punishment & Due Process." Arguments concerning the
efficacy of a third trial were aired by the media.See footnote 41 On
January 12, 1995, Judge Blackmer, after holding a hearing on
the matter, denied House's motion to dismiss. After a
hearing on the prosecution's motion to change venue, Judge
Blackmer, on February 7, 1995, granted the motion; however,
the new trial would not be held, as the prosecutors wished,
in Bernalillo County.
{20}
Two months later Judge Blackmer issued an "Order
Changing Venue For Trial, and Order on Jury Selection in New
Venue" which included an extensive analysis of the venue
question. He concluded that a fair trial could be held in
Doña Ana County, in Southern New Mexico, and ordered that
House's third trial be held at that venue. See State v.
House, No. CR-93-1693, slip op. (N.M. Dist. Ct. Apr. 5,
1995) (Order Changing Venue For Trial, and Order on Jury
Selection in New Venue) [hereinafter Venue Order]. House
responded, on April 21, 1995, by filing a petition for Writ
of Superintending Control to this Court, challenging the
refusal of the district judge to dismiss the indictment
after two hung juries, and challenging the change of venue
to Doña Ana County. Five days later we denied the petition
without prejudice. House v. Blackmer, No. 22,864 (N.M. Apr.
26, 1995) (Order denying Petition for Writ of Superintending
Control and Request for Stay).See footnote 42
{21}
Shortly thereafter, on May 5, 1995, the third trial
began in Doña Ana County. This time it was broadcast nationwide on Court TV.See footnote 43 The Doña Ana jury, on May 26,
1995, convicted House on all the charges that the Taos
juries had been unable to resolve in the two preceding
trials. They found him guilty of four counts of Homicide by
Vehicle (Driving While Intoxicated), four counts of Homicide
by Vehicle (Reckless Driving), one count of Great Bodily
Injury by Vehicle (Driving While Intoxicated or in the
alternative Reckless Driving), and Reckless Driving.See footnote 44 On
July 24, 1995, before television cameras, Judge Blackmer
sentenced House to 22 years in prison.See footnote 45
{22}
House filed an appeal of his convictions to the New
Mexico Court of Appeals. House was denied bail pending
appeal. He brought this matter before the Court of Appeals
which reversed his denial of bail. See State v. House,
1996-NMCA-052, ¶ 42, 121 N.M. 784, 918 P.2d 370, cert
denied, No. 23,647 (1996). On November 20, 1997, the Court
of Appeals reversed House's convictions for vehicular
homicide and held that there was no justification for a
transfer of venue to Doña Ana County without first trying to
select a jury in Taos County.See footnote 46 See State v. House, 1998-NMCA-018, ¶¶ 13-53, 124 N.M. 564, 953 P.2d 737 [hereinafter
House Majority]. Judge Armijo filed a dissent. See State
v. House, 1998-NMCA-018, ¶¶ 72-118 (Armijo, J., dissenting)
[hereinafter House Dissent].
{23}
Both parties petitioned this Court for certiorari, and
on January 14, 1998, we denied House's petition, State v.
House, No. 24,873 (1998), and granted the State's petition
on the issue of venue, State v. House, No. 24,861 (1998).See footnote 47
We held oral arguments on March 31, 1998.See footnote 48
{24}
To resolve the conflicting issues raised by the
arguments of the parties, the trial court's Venue Order, and
the opinions of the majority and dissent in the Court of
Appeals opinion below, we must address both sides of the
venue question argued in this case: the unsuitability of
Taos County and the suitability of Doña Ana County as venues
for House's trial.
{25}
As mentioned above, these same issues were brought
before us when, before the third trial, House filed a writ
of Superintending Control to this Court on April 21, 1995,
asking us to reverse the venue change. See House v.
Blackmer, No. 22,864 (N.M. Apr. 26, 1995). We denied the
petition five days after it was filed. Our denial of
House's petition for a writ of superintending control does
not preclude appellate review of the trial court's action
and does not necessarily reflect upon the merits of House's
contentions for purposes of this appeal. See Rule 12-504(C)(1) NMRA 1998 (providing that the Court may deny a
petition without hearing if it "is without merit, concerns a
matter more properly reviewable by appeal, or seeks relief
prematurely"); State v. Ware, 115 N.M. 339, 343, 850 P.2d 1042, 1046 (Ct. App. 1993) ("The denial of a writ of
prohibition does not necessarily mean that the Supreme Court
reached the merits of the issue argued in support of the
writ, especially where there exists an adequate remedy at
law."). We nevertheless conclude in this appeal that the
trial court did not abuse its discretion in changing venue
from Taos County to Doña Ana County. We reverse the Court
of Appeals and affirm the trial court.
II. RELEVANT CONSTITUTIONAL AND STATUTORY PROVISIONS
{26}
All decisions regarding the venue of a criminal trial
are guided by the constitutional guarantee of a fair and
impartial trial. See N.M. Const. art. II, § 14 (as amended
1980) (guaranteeing "an impartial jury"); N.M. Const. art.
II, § 18 (as amended 1972) (due process and equal
protection). To that end, our constitution states that the
accused is entitled to a trial before "an impartial jury of
the county or district in which the offense is alleged to
have been committed." N.M. Const. art. II, § 14. Many
years ago, we concluded that this entitlement "has a double
aspect. The trial must not only be in the county, but it
must also be an impartial jury. If the latter element is
not present, the constitutional guaranty no longer
controls." State v. Archer, 32 N.M. 319, 323, 255 P. 396,
398 (1927).
{27}
The first aspect_the right to be tried where the crime
occurred_serves to prevent "the unfairness and hardship
involved when an accused is prosecuted in a remote place."
United States v. Cores, 356 U.S. 405, 407 (1958). It is
presumed the defendant would desire to be tried where
witnesses and evidence are likely to be accessible, "and
where he might have the benefit of his good character if he
had established one there." State v. Holloway, 19 N.M. 528,
537, 146 P. 1066, 1068 (1914); see also NMSA 1978, § 30-1-14
(1963) ("All trials of crime shall be had in the county in
which they were committed."). We adopt the terms "vicinage"
and "constitutional vicinage" when referring to the
constitutionally presumptive venue. The word "vicinage"
traditionally designates a neighborhood or local community
and does not necessarily connote an entire county or
judicial district that delineates a typical venue. See
Black's Law Dictionary 1567 (6th ed. 1990); see also State
v. Johnson, 104 N.M. 430, 432, 722 P.2d 681, 683 (Ct. App.
1986) ("[T]he Court held that a juror sitting in obscenity
cases may draw on his knowledge of the community or vicinage
from which he comes to determine what 'the average person,
applying contemporary community standards' would conclude."
(quoting Hamling v. United States, 418 U.S. 87, 105 (1974)).
However, this word has been used by many courts as a term of
art signifying the venue in which the offense occurred and
to which the defendant is constitutionally entitled. See,
e.g., People v. Gbadebo-Soda, 45 Cal. Rptr. 2d 40, 45 (Ct. App. 1995) ("Venue and vicinage are logically distinct
concepts; venue refers to the location where the trial is
held, while vicinage refers to the right of a criminal
defendant to be tried by a jury drawn from the area in which
the crime occurred."); Woosley v. Commonwealth, 293 S.W.2d
625, 626 (Ky. 1956) ("Vicinage . . . means that the original
venue is in the county in which the offense charged, or part
of it, was committed.").
{28}
In those circumstances when the second aspect_the right
to an impartial jury_cannot be guaranteed, the site of the
trial "shall be changed, upon motion," from this
constitutional vicinage
to some county free from exception:
. . . .
(2) when the party moving for a
change files in the case an affidavit of
himself, his agent or attorney, that he
believes he cannot obtain a fair trial
in the county in which the case is
pending because:
(a) the adverse party has undue
influence over the minds of the
inhabitants of the county; or
(b) the inhabitants of the county
are prejudiced against the party; or
(c) because of public excitement
or local prejudice in the county in
regard to the case or the questions
involved therein, an impartial jury
cannot be obtained in the county to try
the case; or
(d) any other cause stated in the
affidavit.
NMSA 1978, § 38-3-3(A) (1965). By referring to the movant
as an unspecified "party," this statute grants to both the
defendant and the State the right to seek a change of venue.
See Holloway, 19 N.M. at 541, 146 P. at 1069 ("[C]ommencing
with 1851, down to the present, there had prevailed a
consistent legislative policy favoring changes of venue to
both sides in criminal cases."); Archer, 32 N.M. at 323-24,
255 P. at 398 (discussing State's interest in moving for
venue change). This is because, depending upon the venue,
both sides are susceptible to prejudice and both sides are
equally entitled to a fair trial under the venue statute,
though a criminal defendant's statutory right to a fair trial is guided by the constitutional right to an impartial
jury in the county in which the crime allegedly occurred.
See Holloway, 19 N.M. at 536-37, 146 P. at 1068 (explaining
that the State has a right to a venue change in order to
secure a fair trial "assuming that statutory authority for a
change of venue exists").
{29}
In a case in which there have been no preceding changes
of venue, this right to a venue change is generally
mandatory and must be granted by the trial court, provided
that the moving party has filed an affidavit as prescribed
by Section 38-3-3(A)(2). See State v. Turner, 90 N.M. 79,
81, 559 P.2d 1206, 1208 (Ct. App. 1976). However, "[u]pon
the filing of a motion for change of venue, the court may
require evidence in support thereof, and upon hearing
thereon shall make findings and either grant or overrule
said motion." NMSA 1978, § 38-3-5 (1929). Thus, upon the
need for an evidentiary hearing, this first change of venue
ceases to be mandatory and is left to the court's
discretion. Turner, 90 N.M. at 81, 559 P.2d at 1208. As
discussed below, an evidentiary hearing would be required
when the State, against the defendant's objections, seeks to
move the trial from the constitutional vicinage. In
addition to these procedures, a venue change may be ordered
by the trial court "if both parties stipulate in writing to
that change." NMSA 1978, § 38-3-4 (1961). In the case at
bar, House made a motion for a venue change which the State
did not oppose.
{30}
Should either party conclude that a fair trial may be
impossible after the first venue change, "[a] second change
of venue shall not be allowed in any civil or criminal case,
as a matter of right, but shall be within the discretion of
the court." NMSA 1978, § 38-3-6 (1880). The State's motion
to change venue for the second time in this case was
therefore within the trial court's discretion.
III. STANDARD OF REVIEW
A. The Proper Standard of Review
{31}
Under our venue statutes, those changes of venue that
are not mandatory take place at the discretion of the trial
court. See § 38-3-3(A) (mandatory upon proper motion unless
evidentiary hearing under Section 38-3-5); § 38-3-6 (second
venue change at court's discretion). The trial court's
discretion in this matter is broad and will not be disturbed
on appeal unless a clear abuse of that discretion can be
demonstrated. State v. Hargrove, 108 N.M. 233, 239, 771
P.2d 166, 172 (1989). The burden of establishing an abuse
of discretion is borne by the party that opposes the trial
court's venue decision. Id. In this case, House bears that
burden. We will affirm a determination of venue if we are
convinced that the trial court, in exercising its discretion, was "guided by law, caution, and prudence."
State v. Alaniz, 55 N.M. 312, 318, 232 P.2d 982, 985 (1951).
{32}
The standard of review required in assessing most
abuse-of-discretion claims is whether the trial court's
venue determination is supported by substantial evidence in
the record. See State v. Atwood, 83 N.M. 416, 417, 492 P.2d
1279, 1280 (Ct. App. 1971).
Substantial evidence means such
relevant evidence as a reasonable mind
might accept as adequate to support a
conclusion, and has been defined as
evidence of substance which establishes
facts from which reasonable inferences
may be drawn. On appeal, all disputed
facts are resolved in favor of the
successful party, all reasonable
inferences indulged in support of the
verdict, all evidence and inferences to
the contrary disregarded, and the
evidence viewed in the aspect most
favorable to the verdict. Nor does the
fact that there may have been contrary
evidence which would have supported a
different verdict permit us to weigh the
evidence.
Tapia v. Panhandle Steel Erectors Co., 78 N.M. 86, 89, 428
P.2d 625, 628 (1967) (citations omitted). Thus, in this
case we evaluate, on the basis of substantial evidence,
whether the trial court reasonably concluded that neither
the State nor House could receive a fair trial in Taos
County and that both parties could receive a fair trial in
Doña Ana County.
{33}
We must be mindful that it is the role of the trial
court, and not the appellate court, to weigh the evidence
and determine the credibility of witnesses. See McCauley v.
Ray, 80 N.M. 171, 176, 453 P.2d 192, 197 (1968). We will
not substitute our own judgment for a determination of the
trial court that is supported by substantial evidence in the
record. See State v. Griffin, 117 N.M. 745, 750, 877 P.2d
551, 556 (1994) (quoting State v. Taylor, 371 P.2d 617, 621
(Wash. 1962)).
{34}
Another important factor that would prove abuse of
discretion in a venue determination is a showing by the
complainant that he or she has been prejudiced by the trial
court's decision. Substantial evidence that a trial in a
particular venue was not fair and impartial would require
reversal on appeal. See State v. Griffin, 116 N.M. 689,
698, 866 P.2d 1156, 1165 (1993) ("Because [the defendant] has failed to show or even allege specifically that he was
prejudiced by the court's actions, we find no abuse of
discretion.").
B. House's Proposed Standards of Review
1. De novo
{35}
In contravention of these principles of review, House
argues that decisions under our venue statutes are mixed
question of law and fact and that we should review under a
de novo analysis rather than an abuse-of-discretion
analysis. See State v. Attaway, 117 N.M. 141, 145-46, 870
P.2d 103, 107-08 (1994). In other words, he asks us not to
defer to the trial court's appraisal of the evidence, but
rather to look anew at all the evidence and arguments in the
record and apply our own judgment in weighing the facts and
assessing their legal significance. See McNair v. Lend
Lease Trucks, Inc., 62 F.3d 651, 654 (4th Cir. 1995)
(evidentiary assessment); Slaughter v. Martin, 63 So. 689,
690 (Ala. Ct. App. 1913) (judgment). Most certainly, we
address no question that is purely factual or purely legal;
all questions are, to varying degrees, a combination of the
two. However, in the case of a venue determination, the
question is primarily one of fact. While the legal concept
of a fair and impartial trial is a standard against which we
measure the trial court's decision, it is a standard that
makes sense only with reference to the specific facts
concerning the fairness and impartiality of a particular
venue. Whether or not a fair impartial trial is possible in
a particular venue is established by substantial evidence_a
factual standard_and this evidence forms the basis upon
which we affirm or reverse a trial court's exercise of
discretion in setting venue. See Ammerman v. Hubbard
Broad., Inc., 89 N.M. 307, 313, 551 P.2d 1354, 1360 (1976)
("Our review of the evidence is only for the purpose of
determining whether there was substantial evidence to
support the trier of the facts.").
2. Heightened scrutiny
{36}
Because the choice of venue is founded on the
constitutional guarantee of a fair and impartial trial,
House also argues that we should apply a heightened standard
of proof in assessing the trial court's venue decision. It
seems that House is asking us to evaluate the trial court's
venue determination using the traditional "heightened," or
"intermediate," as it is sometimes called, constitutional
standard of scrutiny. See, e.g., Trujillo v. City of
Albuquerque, 1998-NMSC-031, ¶ 15, 125 N.M. 721, 965 P.2d 305
(defining "intermediate scrutiny"). As we explain below, in
most circumstances, the movant must demonstrate no more than
a reasonable probability that a fair and impartial trial is
unlikely in a particular venue. No New Mexico authority suggests that, in reviewing a change of venue, we should
renounce a reasonable probability standard for a more
rigorous constitutional analysis. Furthermore, as we
explain below, the standards for assessing the
constitutionality of a venue_which consists of an entire
geographical region_are far different from the
constitutional standards for the venire and the petit jury
consisting of small groups of people who are actually
present at the trial of the accused. A change of venue
caused by pretrial publicity simply does not invoke the same
constitutional urgency regarding the location of a trial and
the composition of a jury as do other questions, such as the
purposeful exclusion of a particular race from the jury
pool. Mu'Min v. Virginia, 500 U.S. 415, 426-27 (1991)
(stating questions about racial prejudice in voir dire are
essential while questions about pretrial publicity are not
necessarily so).
{37}
Nevertheless, House insists that this Court has
expressly renounced the reasonable probability analysis for
a "clear and present danger" test in determining whether
pretrial publicity has deprived a defendant of a fair trial.
For support he takes out of context a somewhat ambiguous
passage in Twohig v. Blackmer, the offshoot of this case in
which House's attorney challenged the constitutionality of
Judge Blackmer's first gag order. House seizes upon the
statement from Twohig that
the inquiry is the same regardless of
whether a court is analyzing the
constitutionality of a gag order,
considering the propriety of
disciplinary action, or determining
whether pretrial publicity was so
pervasive as to deprive a criminal
defendant of a fair trial.
Twohig, 1996-NMSC-023, ¶ 16 (citations omitted, emphasis
added). This sentence appears in a paragraph which mentions
alternative tests or standards of review "for permissible
restrictions on attorney speech," including the "clear and
present danger" test. However, the "inquiry" being
discussed in this passage is not a particular standard of
review. Rather, the "inquiry" is the process in which a
court balances the "danger" and "evil" that could result
from a "particular utterance" against the "need for free and
unfettered expression." Id. (quoting Gentile v. State Bar,
501 U.S. 1030, 1036 (1991) (quoting Landmark Communications,
Inc. v. Virginia, 435 U.S. 829, 843 (1978))). This
statement merely notes that, in all three circumstances
mentioned, courts will attempt to find the balance between
harmful speech and freedom of speech. The dissent below has
offered a similar analysis of these words. See House
Dissent, 1998-NMCA-018, n.1. This passage does not in any way intimate that we should renounce our longstanding
application of the abuse-of-discretion analysis in
evaluating a venue change. It is certainly no endorsement
of the "clear and present danger" test which has rarely, if
ever, been stretched beyond First Amendment speech issues to
include the appraisal of venue determinations. See
generally Ernest H. Schopler, Annotation, Supreme Court's
Development of the "Clear and Present Danger" Rule and the
Related Rule Concerning Advocacy of Unlawful Acts as
Limitations on the Constitutional Right of Free Speech and
Press, 38 L. Ed. 2d 835 (1974).
{38}
House further confounds the standards of proof for
restraints of speech with those for venue changes when he
emphasizes that in Twohig we concluded that the gag order
placed upon the parties in this case was an unconstitutional
prior restraint because there was "a complete lack of
factual findings to support the conclusion that such an
order was necessary to preserve the parties' right to a fair
trial." Twohig, 1996-NMSC-023, ¶ 28. In contrast, the
exact same evidence of pretrial publicity that was found
non-prejudicial in a free-speech analysis was found by the
trial court to be prejudicial in a venue analysis. House
calls this conflicting use of identical evidence
astonishing. The majority below noted this seeming anomaly.
See House Majority, 1998-NMCA-018, ¶¶ 35-36. This is not
anomalous. Unlike the rigorous constitutional test that
must be satisfied in order to impose a prior restraint of
speech, we do not_except, as discussed below, in one
circumstance immaterial to this discussion_require more than
a reasonable probability that a fair trial cannot be
obtained in a particular venue. See Deats v. State, 80 N.M.
77, 79, 451 P.2d 981, 984 (1969); Alaniz, 55 N.M. at 318-19,
232 P.2d at 986. The standard of proof in Twohig has no
application to this case. Evidence that does not justify
prior restraint of speech can, without contradiction,
support a change of venue.
3. Heavier burden for the State
{39}
The majority in the case below caused some controversy
with its statement that "when the state does elect to move
for a change of venue it carries a heavy burden to show that
public sentiment is such that a fair and impartial trial is
improbable." House Majority, 1998-NMCA-018, ¶ 21. The
majority explained that this "heavy burden" is a product of
the State's unique position as an opposing party that must
nevertheless "insure that the defendant receives a fair
trial." Id. ¶ 21. Citing our early venue cases State v.
Archer, 32 N.M. at 323, 255 P. at 398, and State v.
Holloway, 19 N.M. at 546-47, 146 P. at 1071-72, the majority
noted that "the State must demonstrate . . . a high degree
of prejudice against Defendant before it can successfully
move to change venue for Defendant's benefit and against his wishes." House Majority 1998-NMCA-018, ¶ 30. House has
introduced similar arguments.
{40}
In this context, the majority was concerned by the
State's arguments that it could not receive a fair trial in
Taos while House claimed he suffered no prejudice in that
venue. The majority emphasized that because the State
sought a venue change over the adamant objections of the
defendant, it must show strong proof to support its claim
that Taos was not an impartial venue. Id. ¶¶ 22-23. The
majority warned that the courts "should guard against an
abuse of the state's power when the state moves for a change
of venue," implicitly evoking the almost limitless resources
and power of the State to pursue prosecution that, if
abused, few defendants could hope to combat. Id. ¶ 21.
{41}
The majority has not precisely characterized the
State's burden. In most circumstances, the movant must
demonstrate a reasonable probability that a fair and
impartial trial is unlikely in a particular venue. See
Deats, 80 N.M. at 79, 451 P.2d at 984 (stating that evidence
supporting a venue-change motion "must be persuasive of the
probability that a fair trial cannot be obtained in the
county where the cause is pending" (emphasis added));
Alaniz, 55 N.M. at 318-19, 232 P.2d at 986 ("[I]t is
sufficient to show a reasonable apprehension that the
defendant will not secure a fair and impartial trial or that
the jury are under an influence inimical to the accused."
(emphasis added)); People v. Proctor, 842 P.2d 1100, 1113
(Cal. 1992) ("[The] defendant failed to carry his burden of
proving there was a reasonable likelihood that jurors drawn
from Shasta County would have formed such fixed opinions as
a result of the pretrial publicity that they could not make
the required determinations with impartiality." (emphasis
added)).
{42}
However, when the State moves for a change of venue
over the defendant's objections, the nature of the State's
burden depends upon whether the venue from which it seeks a
change is the constitutional vicinage in which the crime
allegedly occurred. The constitutional right to a trial in
the "district in which the offense is alleged to have been
committed" rests solely with the accused. See N.M. Const.
art. II, § 14. The State has no equivalent constitutional
right. Thus, when the State, against the defendant's
objections, exercises its statutory right under Section 38-3-3 to move the trial from this constitutional vicinage, it
must demonstrate why the defendant's constitutional right
should be overridden. Under these circumstances the State
bears a greater burden of proof than that applicable to
other venue motions. Ashley v. State, 72 So. 647, 648 (Fla.
1916) ("Where an application in a criminal prosecution for a
change of venue from the county where the crime was
committed is made by the prosecuting attorney, and the accused objects thereto, the matter should be tested in some
way so as to make it to clearly appear that it is
practically impossible to obtain an impartial jury to try
the accused in that county."). The State bears a greater
burden than mere probability when the vicinage is involved.
See Commonwealth v. Reilly, 188 A. 574, 580 (Pa. 1936)
("[T]he prosecution's request for a change [from the
constitutional vicinage] should be much more strictly
scrutinized than one by the accused; before the court is
moved to act, there should be the most imperative
grounds."); State v. Manning, 495 S.E.2d 191, 195 (S.C.
1997) ("[B]ecause a defendant's right to be tried in the
county where the alleged offense occurred is defeated when
the prosecution's request for a change of venue is granted,
a court should exercise great care and deliberation when
changing venue at the request of the prosecution, and the
state's motion and evidence supporting its motion should be
strictly scrutinized to ensure the defendant's right is not
abused.").
{43}
We conclude that, when moving, over the defendant's
objections, for a change of venue from the district in which
the crime allegedly occurred, the prosecution must prove
with clear and convincing evidence that a fair trial in that
district is a practical impossibility. Cf. Higginbotham v.
State, 101 So. 233, 239 (Fla. 1924) ("[A]ny attempt to
deprive the accused of his right to be tried in the county
where the crime was committed, except where it is
practically impossible to procure an impartial jury, and
this practical impracticability is established by an actual
test . . . is in violation of the Constitution."); Ashley,
72 So. at 649 ("[W]hen upon a counter showing it does not
clearly and affirmatively appear that an impartial jury to
try the accused cannot be obtained in the county where the
crime is alleged to have been committed, the application to
change the venue should be denied.").
[C]lear and convincing evidence is
something stronger than a mere
"preponderance" and yet something less
than "beyond a reasonable doubt." For
evidence to be clear and convincing, it
must instantly tilt the scales in the
affirmative when weighed against the
evidence in opposition and the fact
finder's mind is left with an abiding
conviction that the evidence is true.
In re Sedillo, 84 N.M. 10, 12, 498 P.2d 1353, 1355 (1972)
(citation omitted, quoting In re Palmer, 72 N.M. 305, 308,
383 P.2d 264, 267 (1963)).
{44}
Though House argues otherwise, these principles do not
apply to this case. As we discuss in detail below, Bernalillo County is the constitutional vicinage in this
case. With his motion to change venue before the first
trial, House waived his constitutional right to be tried in
that venue. See State v. Nichols, 877 S.W.2d 722, 728
(Tenn. 1994) (We conclude that the change of venue motion
constitutes a waiver of [the defendant's constitutional
vicinage] rights."). There is no constitutional basis for
House to demand a trial in Taos County. See State v.
Bangert, 389 N.W.2d 12, 35 (Wis. 1986) (stating that "the
defendant waived [his constitutional vicinage] right when he
requested a change of venue"). Section 38-3-6 provides that
a second change of venue, whether requested by the defendant
or the State, shall be in the trial court's discretion.
This statute makes no requirement that the State meet a
heavier burden of proof than a criminal defendant. Thus,
before the third trial, the State needed to provide evidence
demonstrating a reasonable probability that it could not
obtain a fair and impartial trial in Taos County.
IV. PROBABILITY OF FAIR TRIAL IN TAOS COUNTY
A. Presumed Prejudice, Actual Prejudice, and the
Reasonable Probability of Prejudice
{45}
House argues that the trial court abused its discretion
because it did not have sufficient evidence to support its
decision to move the trial from Taos County. The applicable
statute, Section 38-3-6, states that "[a] second change of
venue shall not be allowed in any civil or criminal case, as
a matter of right, but shall be within the discretion of the
court." This statute controls our evaluation of the move to
Doña Ana County. However, the exact nature of the trial
court's discretion has not, with the exception of the Court
of Appeals majority opinion below, been construed by our
appellate courts. The majority below, in discussing this
statute, noted that "the court's discretion should be guided
by its obligation to ensure that the parties receive a fair
trial from an unbiased, impartial jury" and, more dubiously,
posited "that the fact that venue has already been changed
once can weigh against a second change of venue." House
Majority, 1998-NMCA-018, ¶ 7. It is true that in State v.
Alaniz, we stated that the trial court need only determine
whether there is "a reasonable apprehension" that the party
seeking a new venue "will not secure a fair and impartial
trial." Alaniz, 55 N.M. at 318-19, 232 P.2d at 986.
However, these words were not directed at the statute at
issue in this case. They refer to Section 38-3-3, which
deals only with a first_and not a second_change of venue.
As the assessment of Section 38-3-6 in the majority opinion
below indicates, there is some dispute as to whether the
standards that apply to a first change of venue should also
apply to a second.
{46}
House seizes upon this ambiguity by raising the distinction between actual prejudice and presumed prejudice.
These are concepts applied by federal courts. Actual
prejudice requires a direct investigation into the attitudes
of potential jurors. Under this inquiry, the court will
conduct a voir dire of prospective jurors to establish
whether there is such widespread and fixed prejudice within
the jury pool that a fair trial in that venue would be
impossible. United States v. Bakker, 925 F.2d 728, 732 (4th
Cir. 1991). Presumed prejudice, on the other hand,
addresses the effect of publicity about a crime upon the
entire community where the trial takes place. Under this
inquiry, a change of venue should be granted if evidence
shows that the community is so saturated with inflammatory
publicity about the crime that it must be presumed that the
trial proceedings are tainted. United States v. Dischner,
974 F.2d 1502, 1523 (9th Cir. 1992), overruled implicitly on
other grounds by United States v. Morales, 108 F.3d 1031,
1035 (9th Cir.1997). However, the same standard of review
applies to the trial court's decision_a determination based
upon substantial evidence in the record_whether a venue
change is based upon presumed or actual prejudice. But see
Snell v. Lockhart, 14 F.3d 1289, 1294 (8th Cir. 1994) ("A
higher standard must be met when a petitioner seeks habeas
relief on the basis of presumed prejudice."). Thus, actual
prejudice is based upon direct evidence of bias in the minds
of individual prospective jurors, while presumed prejudice
makes inferences about the effect of publicity on the
community as a whole.
{47}
There was some skepticism in the Court of Appeals
opinion below as to the applicability of the distinction
between actual and presumed prejudice. House Majority,
1998-NMCA-018, ¶ 17; House Dissent, 1998-NMCA-018, ¶¶ 78-80.
Nevertheless, though it depreciated this distinction, the
majority below implicitly invoked an actual-prejudice
standard by stating that there should have been an attempt
to seat a jury in Taos before granting a venue change.
House Majority, 1998-NMCA-018, ¶ 42 (stating "we believe it
is vitally important that the district court make an attempt
to select a new jury from Taos County before ordering a
change of venue"). But see id. ¶ 18 (stating "this Court
must determine whether the pretrial publicity in this case
raised a presumption of prejudice" (emphasis added)).
Conversely, the trial court concluded that the likelihood of
prejudice in Taos County was so overwhelming that the
probability of unfairness could be established without voir
dire. As Judge Blackmer stated, the findings showed "a
strong probability that if a THIRD trial of this case were
to be held in Taos County, a fair trial (and a fair and
impartial jury) cannot be obtained." Venue Order, slip op.
at 6-7 (Finding of Fact 11) (emphasis added). House claims
that the trial court abused its discretion by applying a
presumed-prejudice standard when it should have, as
indicated by the majority below, applied an actual-prejudice standard and held voir dire in Taos.
{48}
Regarding the nature of the trial court's discretion
under Section 38-3-6, we conclude that the parameters that
apply to a first change of venue should also apply to a
second. Thus the trial court, in following Section 38-3-6,
should rely upon the indicia found in Section 38-3-3(A)(2):
"undue influence" by the adverse party "over the minds of
the inhabitants of the county," "public excitement," "local
prejudice," and "any other cause" showing that a fair trial
cannot be obtained "in the county in which the case is
pending." As indicated above, the trial court should apply
a reasonable-probability standard of proof when balancing
conflicting claims regarding the likelihood of a fair trial
in a particular venue.
{49}
We emphasize that our holding in this case is founded
on the requirement set forth in Section 38-3-6. In other
words, the venue issue before us turns on whether the trial
court abused its discretion in ordering a second venue
change to Doña Ana County. However, we do not believe that,
by itself, a finding of a reasonable probability of
unfairness in Taos brings us any closer to a resolution of
the claims of the parties, the rationale of the trial
court's Order Changing Venue For Trial, and the conflicting
arguments of the majority and dissent in the opinion of the
Court of Appeals. House's arguments cannot be so summarily
dismissed. Because of the highly contentious evidence in
the record, as well as the disparity of opinion among, not
only the parties, but members of the judiciary, we must
comprehensively analyze whether voir dire was essential to
determining the reasonable probability of a fair trial in
Taos. We conclude that differentiating actual and
presumptive prejudice is useful in evaluating the parameters
of Section 38-3-6. As discussed below, New Mexico's venue
statutes require a different standard of proof than would be
required in federal courts under the presumptive prejudice
standard. Based upon New Mexico venue laws, we conclude,
contrary to the arguments of House and the majority of the
Court of Appeals, that the trial court's implicit finding of
presumed prejudice in Taos County is supported by
substantial evidence. See House Majority, 1998-NMCA-018, ¶
26.
B. Proof of Actual Prejudice Is Not Required
{50}
House contends that the trial court should have
permitted a venue change from Taos County only if actual
prejudice had been established. He urges that, in this
particular case, the only way the trial court could have
established that the venue was hopelessly prejudiced was to
attempt to seat a jury by conducting voir dire. Only if
interviews with actual potential jurors revealed an extreme
level of prejudice would a change of venue be justified.
{51}
When courts address actual prejudice, the often quoted
inquiry, from Patton v. Yount, 467 U.S. 1025, 1035 (1984),
is whether the jurors "had such fixed opinions that they
could not judge impartially the guilt of the defendant."
See, e.g., State v. Hernandez, 115 N.M. 6, 21, 846 P.2d 312,
327 (1993). Given the state of modern communications, it is
not only unnecessary, but realistically impossible to expect
jurors to be totally ignorant of the facts and issues of a
case. Sheppard v. Maxwell, 384 U.S. 333, 362 (1966)
(discussing "the pervasiveness of modern communications").
Thus, we make a distinction "between mere familiarity with
petitioner or his past and an actual predisposition against
him." Murphy v. Florida, 421 U.S. 794, 800 n.4 (1975).
{52}
Voir dire is one way of establishing the existence of
fixed opinions in the minds of potential jurors. See State
v. Chamberlain, 112 N.M. 723, 726, 819 P.2d 673, 676 (1991)
("The court determined through voir dire that the jurors,
although they may have heard of the case, were not incapable
of impartiality. More is not required."). In voir dire the
court will determine whether prospective jurors will be able
to reach a verdict based solely "on evidence received in
open court, not from outside sources." Sheppard, 384 U.S.
at 351. Voir dire establishes actual prejudice by exposing
"the actual existence of such an opinion in the mind of the
juror as will raise the presumption of partiality."
Reynolds v. United States, 98 U.S. 145, 157 (1878).
{53}
In Twohig we noted that in his first two trials "the
court, attorneys for the State, and attorneys for House had
used another tool to combat potential prejudice caused by
pretrial publicity_extensive voir dire_which also was
available for use in the third trial." Twohig, 1996-NMSC-023, ¶ 27. House interprets this dictum as a mandate that
voir dire be conducted before a change of venue. However,
this comment merely suggests that voir dire is one way of
measuring prejudice caused by pretrial publicity in the jury
selection process_especially with regard to statements by
attorneys to the public media.
{54}
While voir dire is essential in establishing actual
prejudice, it is but one method by which the trial court may
determine that, because of pretrial publicity, a fair trial
is improbable in a particular venue. Cf. State v. Montano,
93 N.M. 436, 437, 601 P.2d 69, 70 (Ct. App. 1979) ("The
answers of prospective jurors to questions on voir dire was
evidence to be considered in deciding the venue motions.").
We therefore disagree with the majority below that the
record does not support "the district court's decision to
take the drastic step of changing venue without first
attempting to select a new jury from Taos County." House
Majority, 1998-NMCA-018, ¶ 25. We agree with the dissent's
conclusion that
the presence or absence of voir dire of
a third venire [is not] the only
determinative factor in deciding whether
there were adequate grounds for a venue
change, especially where the trial court
had the benefit of a record replete with
expert analysis of public opinion
surveys, published statements of
community sentiment, and voir dire
conducted in prior mistrials.
House Dissent, 1998-NMCA-018, ¶ 87. When other types of
evidence, like those discussed below, support a presumption
that pretrial publicity has rendered a fair trial
improbable, then the court, in its discretion, can change
venue without conducting voir dire. Cf. Rideau v.
Louisiana, 373 U.S. 723, 727 (1963) (concluding on appeal
"without pausing to examine a particularized transcript of
the voir dire examination of the members of the jury" due
process required a trial before a jury drawn from an
unbiased community).
{55}
In New Mexico there is no requirement in our
constitution, statutes, or case law that a venue change
should be supported by proof of actual prejudice through
voir dire, even when the change is opposed by the defendant.
As with all aspects of a venue change, the choice of waiting
until after voir dire before granting a motion to change
venue rests with the sound discretion of the trial court and
will not be disturbed absent an abuse of that discretion.
See State v. Robinson, 94 N.M. 693, 696, 616 P.2d 406, 409
(1980) (finding no abuse of discretion in the court's
decision to wait until after voir dire before determining
if impartial jury could be selected but in no way intimating
that such a process would be required).
{56}
To summarize, courts will change a venue based upon
actual prejudice if they find that the opinions of the
community, as reflected by the opinions of prospective
jurors in voir dire, are so fixed that, were the trial to be
held in that community, the jurors would be unlikely to lay
aside their preconceived notions and base their judgment
exclusively on the evidence presented at trial. See Irvin
v. Dowd, 366 U.S. 717, 722-23 (1961).
C. Presumption of Prejudice in Taos County
{57}
The concept that a venue may be changed because of
presumed prejudice is based upon the strong due-process
principle that our system of law must endeavor "to prevent
even the probability of unfairness." In re Murchison, 349
U.S. 133, 136 (1955). As the United States Supreme Court
has noted, "justice must satisfy the appearance of justice."
Offutt v. United States, 348 U.S. 11, 14 (1954). Federal courts have reserved presumed prejudice only for the most
extreme situations in which a change of venue is required in
order to protect a criminal defendant's constitutional right
to a fair trial. See, e.g., Snell, 14 F.3d at 1293. In
extreme cases, media coverage can so sensationalize a crime
that legal proceedings will be transformed and the objective
of a fair trial will be compromised. Cf. Sheppard, 384 U.S.
at 356-57. Our own venue statutes do not require so high a
standard. As set forth above, under Section 38-3-6, the
movant must demonstrate a reasonable probability that a fair
trial cannot be obtained in a particular venue. In New
Mexico, when we analyze the presumption that a particular
venue was tainted by prejudicial publicity, we will rest our
conclusions on the "reasonable probability" standard of
proof, rather than limiting the presumption, as do federal
courts in the constitutional arena, only to the most extreme
situations. Nevertheless, the publicity must be
demonstrably prejudicial in order to support a trial court's
determination that an unfair trial is reasonably probable.
That standard has been emphatically established in this
case. The publicity in this case was, in fact, extreme, if
not outrageous. As Judge Blackmer stated in his Order,
"[B]ut for this heavy television coverage of the 12/24/92
tragedy and its aftermath and the comments of public
officials about this case, there is a good likelihood that
change of venue from Bernalillo County in March 1994 and
thereafter would not have been necessary." Venue Order,
slip op. at 10 (Finding of Fact 17).
{58}
Prejudice may be established if a community is so
saturated by a barrage of inflammatory and biased publicity,
close to the beginning of legal proceedings, that the trial
inevitably takes place in an atmosphere of intense public
passion. See Irvin, 366 U.S. at 727-28 (discussing
publicity causing opinion of guilt to permeate minds of
jurors); Coleman v. Kemp, 778 F.2d 1487, 1539-43 (11th Cir.
1985) (concluding trial court's denial of motion to change
venue was clearly erroneous given pervasive prejudicial
pretrial publicity). Under such circumstances there is a
reasonable probability that prospective jurors were exposed
to the sensational publicity, as well as the emotional
atmosphere in the community, and that many of them are
strongly predisposed for or against one of the parties in
the case. See Dischner, 974 F.2d at 1524 (discussing
publicity "that proclaimed the defendants' guilt in advance
of the trial and precluded the jurors from independently
evaluating the evidence").
{59}
Courts that have investigated the presence of presumed
prejudice in a particular venue have discussed several
factors that indicate prejudice from pretrial publicity has
evolved to such a degree that a fair trial is improbable. These factors establish the reasonable probability, under
Section 38-3-6, that a fair trial could not be obtained in
Taos.
1. Neutrality and timing of publicity
{60}
As both sides in the opinion below noted, the mere fact
that publicity is widespread and that many people are
familiar with a case does not automatically lead to the
presumption that a venue has been impermissibly tainted.
House Majority, 1998-NMCA-018, ¶ 13; House Dissent, 1998-NMCA-018, ¶ 80; see also Chamberlain, 112 N.M. at 726, 819
P.2d at 676. Much depends on the nature of the publicity.
News articles and broadcasts, even if pervasive and
frequent, will not be found prejudicial if they are fair,
neutral, unemotional, "and generally limited to a recitation
of established facts." Snell, 14 F.3d at 1294. Also
relevant is whether the publicity, even if it was emotional
and opinionated, occurred close to the time of the trial.
If detrimental articles and broadcasts appeared months or
years before the beginning of a trial, the probability of
prejudice is significantly reduced. See Patton, 467 U.S. at
1034 ("That time soothes and erases is a perfectly natural
phenomenon, familiar to all."); Murphy, 421 U.S. at 802
(last significant publicity was seven months before jury
selection).
{61}
As the news items cited in the fact section of this
opinion demonstrate, the pretrial, during-trial, and post-trial publicity in this case could not be characterized as
largely fair, neutral, unemotional, or objective. Publicity
about the case appeared frequently throughout the
geographical region that included Taos County. Moreover, as
noted by Judge Armijo in her dissent, news items were
published concurrent with every legal maneuver and
proceeding in the case:
[T]his is not a case where publicity was
minimal or had diminished over time.
The trial court's review of the
content of the newspaper articles and
television broadcasts presented in the
record revealed that the nature of the
publicity was, in some instances,
emotional, sensational, inflammatory,
intrusive, and potentially misleading.
House Dissent, 1998-NMCA-018, ¶¶ 100-01. There is abundant
evidence in the record to suggest that the publicity in this
case was prejudicial. See Irvin, 366 U.S. at 725-26
(discussing highlights of numerous news items and their permeation of the community and concluding prejudice was
clear and convincing).
2. Television, radio, and newspaper publicity
{62}
The form in which the publicity is disseminated can
also be a factor in determining whether prejudice can be
presumed to have overrun a community. It is often asserted
that television is the most potentially prejudicial means of
publicizing information. The United States Supreme Court
has stated, "The television camera is a powerful weapon.
Intentionally or inadvertently it can destroy an accused and
his case in the eyes of the public." Estes v. Texas, 381
U.S. 532, 549 (1965). For this reason, Judge Blackmer in
his Order properly stated that the images of the devastated
vehicles at the crash site (which, as indicated by the
endnotes to the facts above, appeared incessantly throughout
the television coverage about the House case), the emotional
interviews with the families of the victims and with House
and his family, the public sniping by the attorneys, and the
intense coverage of the two trials in Taos, "would be much
more memorable and make more of an impression upon viewers
than would the same comments through radio and newspapers."
Venue Order, slip op. at 10-11 (Finding of Fact 17(A)).
Judge Blackmer concluded that for the residents of Taos
County, these television images and sounds were "the most
potential and likely source of prejudice to potential
jurors." Id. at 11-12 (Finding of Fact 17(A)); see also
House Dissent, 1998-NMCA-018, ¶¶ 99-101 (discussing effect
of television).
{63}
House and the majority in the opinion below argue that
such a conclusion is not supported by evidence in the
record. However, the influence of television can be so
potent that the United States Supreme Court has intimated
that it is reasonable to presume that inflammatory
information broadcast by television has introduced bias into
a venue, even if it is not possible to link a particular
trend in public opinion to specific televised news items.
See Estes, 381 U.S. at 544 ("Still one cannot put his finger
on [television's] specific mischief and prove with
particularity wherein [the accused] was prejudiced."). The
unrelenting televised publicity contributed to tainting the
impartiality of Taos as a venue for this case.
{64}
Though the effect of television news coverage was
arguably the most prejudicial, the trial court also
correctly acknowledged the detrimental impact of newspaper
coverage, which was frequently highly emotional. See Venue
Order, slip op. at 13-14 (Finding of Fact 17(C)) (discussing
numerous lengthy newspaper articles); House Dissent, 1998-NMCA-018, ¶¶ 99-101 (discussing prejudicial effect of
newspaper coverage). The court also acknowledged the
influence of opinionated radio broadcasts. See Venue Order, slip op. at 13 (Finding of Fact 17(B)); House Dissent, 1998-NMCA-018, ¶¶ 99-100 (discussing prejudicial effect of radio
coverage).
3. Size and nature of the community
{65}
The size and nature of a community are factors that can
promote or dissipate the probability of prejudice resulting
from pretrial publicity. See Mu'Min, 500 U.S. at 429
(suggesting that a much publicized murder trial would not
stand out in "the metropolitan Washington statistical area,
which has a population of over 3 million, and in which,
unfortunately, hundreds of murders are committed each
year"). Taos County, according to the 1990 census, had
little more than 23,000 residents. Judge Blackmer stated
that the residents of this small community were very aware
of the two trials in this case: "[The first] trial and the
presence of television cameras inside and outside the
courtroom, and the presence of news persons from radio and
televison and print media were widely known in this small
town and in this small-population county . . . ." Venue
Order, slip op. at 2 (Finding of Fact 3). Implicit is the
court's reasonable assumption that a large community would
be less likely to be corrupted by sensational publicity
about a trial.
{66}
The trial court observed that after the first trial,
comments by the attorneys, parties, and family members
appeared in the news "adding to the public excitement and
opinions and knowledge and information about this case in
that small-population city and County." Id. at 3 (Finding
of Fact 5). This potential for bias could only have been
exacerbated by the public controversy after the second hung
jury. Judge Armijo, in her dissent in the Court of Appeals
opinion below, outlined the evidence mentioned by the trial
court relating to the impact of the trial on the small
population of Taos. House Dissent, 1998-NMCA-018, ¶¶ 104-07. We will not reiterate the evidence she has summarized,
but we agree with her conclusion that "[t]here was
sufficient evidence in the record to support the trial
court's findings regarding the nature and size of the Taos
community." Id. ¶ 107.
{67}
House claims that the State, with its prejudicial
statements to the press, deliberately attempted to spoil the
forum. He argues that because "the State brought about the
conditions which made necessary the change of venue," its
motion for a venue change should have been denied. See
Martin v. Beto, 397 F.2d 741, 747-48 (5th Cir. 1968)
(evaluating whether state action spoiled venue and denied
defendant a fair trial). However, as the publicity cited in
the facts of this case demonstrates, the State was no more
skillful than the defense in airing its opinions in the
media, and if prejudice resulted from such publicity, no evidence exists that one party was more culpable than the
other.See footnote 49
{68}
We are concerned that, in discussing this issue, the
trial judge inserted his own impressions of the citizens of
Taos:
This Judge has presided over trials
and hearing in Taos County and selected
Juries there. . . . From this Judge's
FINE experiences with Taos county jury
selections and juries, the Court notes
that Taos area citizens/jurors are
close-knit, know and socialize with each
other well, exchange news and
information and points of view openly
and freely, and have a great deal of
personal respect and consideration for
each other and their opinions and points
of view. Thus, they are more likely to
share and learn of and know about this
case and its facts, and the opinions and
points of views [sic] of those who
served in the two juries in this case.
Venue Order, slip op. at 5 (Finding of Fact 9). In the
past, we have expressed disapproval of trial judges who base
a venue decision on their own opinions and impressions. In
Alaniz we reversed a conviction in part because the trial
judge based his denial of a venue change upon personal
impressions similar to those expressed by the judge in this
case:
"The court doesn't feel that these men
cannot get a fair trial in Lincoln
County. On the other hand, he thinks
they can get a fair trial as they can
get in any county. The Court is
somewhat familiar with the people in
Lincoln County, having dealt with them
six or seven years, and as far as the
influence of the Nalda family, they have
quite a bit of influence in one portion
of the county, around Corona, but
Capitan, Picacho, San Patricio, Green
Tree, Ruidoso, there I would say that
half of the people never heard of the
Nalda family. I am going to overrule
the motion."
Alaniz, 55 N.M. at 319, 232 P.2d at 986 (quoting trial
record). We held that the trial judge's opinion in Alaniz
did not constitute evidence contradicting the material
statements of fact in the defendant's motion for a change of venue and, absent evidence to the contrary, the venue change
was mandatory. Id.
{69}
In the case at hand, the judge's observations do not
substantively distinguish Taos County from any other
community in New Mexico and do not constitute substantive
reasons for a venue change. See Deats, 80 N.M. at 79, 451
P.2d at 983 (noting that our venue statutes function to
prevent the trial court from overruling a venue "motion on
the basis of its own knowledge of local conditions"). We
agree with the suggestion of the majority below regarding
this matter, and disagree with the dissent's contrary
conclusion. We believe that the judge's personal
experiences in Taos were not appropriate evidence upon which
to base a venue change. House Majority, 1998-NMCA-018, ¶¶
39-40. But see Mu'Min, 500 U.S. at 427 (indicating that a
local judge is in a better position than an appellate court
to evaluate the effect of publicity because "[t]he judge of
that court sits in the locale where the publicity is said to
have had its effect and brings to his evaluation of any such
claim his own perception of the depth and extent of news
stories that might influence a juror"); House Dissent, 1998-NMCA-018, ¶¶ 96, 106 (approving judge's reliance on his
personal impressions). However, in the context of the other
overwhelming evidence in favor of a venue change, this
indiscretion is inconsequential.
4. Juror prejudice
{70}
Though we conclude that there is substantial evidence
in the record to support a presumption of prejudice that
would preclude a fair trial in Taos County, it is notable
that the trial court indicated that its decision was in part
supported by what may arguably be described as actual
prejudice. Judge Blackmer intimated that, after the second
trial, it became apparent that some jurors had entered the
proceeding with fixed opinions that prevented them from
making a judgment exclusively on the evidence presented at
trial.
[A]t the Jury's request at the end of
the second trial in November 1994, Judge
Blackhurst spoke privately with the
Jury; he then returned to the Courtroom
and advised all Counsel that some of the
jurors apparently did not disclose their
biases during jury selection. . . . As
additional examples and considerations
before this Court, post-trial interviews
with jurors by the news media indicated
hard feelings among the jurors
(especially in the second trial), and
apparent sympathy of some jurors that
may have affected their deliberations and ensuing hung jury_and may have
violated the Court's instruction that
"Neither sympathy nor prejudice should
influence your verdict."
Venue Order, slip op. at 6 (Finding of Fact 10). As noted
above, the trial court must "prevent even the probability
of unfairness." Murchison, 349 U.S. at 136. The very
possibility of undisclosed actual juror prejudice during the
second trial is one of the strongest arguments supporting a
change of venue away from Taos County for the third trial.
Cf. State v. Shawan, 77 N.M. 354, 358, 423 P.2d 39, 43
(1967) ("To expect a juror to confess prejudice is not
always a reliable practice.").
5. Statements by politicians
{71}
As analyzed by the Court of Appeals opinion below, the
trial court based its determination in part upon the
inflammatory comments about the trial made by local Taos
politicians. A letter, purportedly by a former State
Senator from Taos, was published in the Taos News, about two
weeks after the first hung jury, harshly criticizing the
prosecution and the media as racist in their treatment of
House. Venue Order, slip op. at 3-4 (Finding of Fact 7)
(discussing Letter from Francisco El Comanche Gonzales,
Racist remarks, in Favor y Contra, Taos News, July 7, 1994,
at A4 ("Since the Christmas of 1992, the media, [prosecutor]
Robert Schwartz and other bigots seem to have enjoyed what I
contend to be a field day with the Gordon House DWI
case.")). After the second trial, the incumbent State
Senator from Taos was quoted in the Albuquerque Journal
accusing the prosecutor of seeking to "'try the case 10, 15
times until he gets what he wants.'" Id. at 4-5 (Finding of
Fact 8) (quoting Colleen Heild, Senators Grill DA on Gordon
House Case, Albuquerque J., Feb. 25, 1995, at A10.). Judge
Blackmer concluded that "[s]uch public comments by well-known Taos area citizens ([who were] presumptively aware
of_or speaking on behalf of_the Taos county constituency and
their attitudes and feelings) are further circumstantial
indication that at least one party probably would not
receive a fair trial if a third trial were to occur in Taos
County." Id. at 4-5 (Finding of Fact 8).
{72}
The first of these newspaper articles was published
approximately seven months prior to the second trial and
likely was not widely remembered in Taos by the time of the
third trial. See Murphy, 421 U.S. at 802 (last significant
publicity was seven months before jury selection).
Moreover, it is impossible that the second of these
newspaper articles affected Taos residents on February 7,
1995, when Judge Blackmer granted the motion to change
venue, because the article was published eighteen days later
on February 25. We agree with the majority below that any prejudicial effect from these articles was negligible. See
House Majority, 1998-NMCA-018, ¶ 38. ("To the extent that
both local leaders were critical of the prosecution, there
was no showing in the record that their beliefs were
widespread within the Taos community.").
6. Fixed opinions
{73}
In addressing the prejudicial effect of pretrial
publicity, this Court, in the past, has adopted the
pronouncement in Patton v. Yount, 467 U.S. at 1035, that
"[t]he relevant question is not whether the community
remembered the case, but whether the jurors . . . had such
fixed opinions that they could not judge impartially the
guilt of the defendant." See, e.g., Chamberlain, 112 N.M.
at 726, 819 P.2d at 676; State v. McGuire, 110 N.M. 304,
311, 795 P.2d 996, 1003 (1990). House insists that it is
impossible for a court, without questioning prospective
jurors in voir dire, to obtain direct evidence that any
members of a community have formed inflexible opinions about
a particular case. He argues that the question of fixed
opinions has been limited exclusively to determinations of
actual prejudice. See, e.g., Chamberlain, 112 N.M. at 726,
819 P.2d at 676 (concluding that no more than voir dire was
required to determine whether jurors had fixed opinions);
McGuire, 110 N.M. at 311, 795 P.2d at 1003 (relying upon
voir dire in concluding that jurors did not have fixed
opinions); Patton, 467 U.S. at 1034-35 (determining whether
voir dire revealed "fixed opinions"); Harris v. Pulley, 885
F.2d 1354, 1363-64 (9th Cir. 1988) (indicating that actual
prejudice is established by the presence of fixed opinions).
We do not believe the inquiry into fixed opinions is
necessarily so limited.
{74}
In this case, the trial court in its Order did not
expressly conclude that "fixed opinions" predominate in Taos
County. It did, however, discuss a number of events and
factors that tended to "reinforce and solidify" the
sentiments of the local populace. See Venue Order, slip op.
at 4 (Finding of Fact 7). Similarly, the court also
surmised that television publicity "likely would cause
viewers to form opinions and make decisions about the case
before trial_and thus more likely to be biased and
prejudiced against one Party or the other." Id. at 10-11
(Finding of Fact 17(A)). The dissent below outlines a
number of factors, including opinion polls, published
statements by members of the community, and evidence from
the jury selection during the first two trials, that tend to
show a significant number of people in Taos had formed
opinions about the case. See House Dissent, 1998-NMCA-018,
¶¶ 112-17. But see House Majority, 1998-NMCA-018, ¶¶ 30-31
(disputing value of opinion polls). These types of evidence
circumstantially establish the presence of fixed opinions in
Taos.
{75}
A venue change based upon a presumption of prejudice
does not require empirical proof of the presence of fixed
opinions when, as in this case, there is relentless
inflammatory publicity that brings a case to the attention
of a substantial percentage of a comparatively small
community. If anything, it is unreasonable in this
particular case to assume that a great many citizens did not
follow the news about the case, discuss it with their
neighbors, and form their own opinions. If, as Patton
says, the "relevant question" is whether or not there are
"fixed opinions," the essential objective of this entire
inquiry is to guard against even the probability of an
unfair trial. Murchison, 349 U.S. at 136. It is reasonably
probable that the frenzied publicity in this case tended to
solidify the opinions of so many Taos residents that the
fairness of a third trial in that community would be
questionable.
D. The Presumption of Prejudice in Taos Is Supported
by Substantial Evidence
{76}
As the preceding evidence demonstrates, Judge Blackmer
found many indicia of prejudice in Taos County. We hold
that the trial court did not abuse its discretion in
ordering a change of venue from Taos County. There is
substantial evidence in the record to support the court's
conclusions: Widespread inflammatory publicity saturated
Taos County close to the time of the trials; the television,
newspaper, and radio publicity was highly emotional; the
comments by the parties, relatives, and the attorneys in
this case further affected public sentiment; the risk of
prejudice was increased by the comparatively small
population of Taos; jurors in the second trial did not
disclose bias during voir dire; and there was a strong
likelihood that many potential jurors would enter the third
trial with strong predilections toward one party or the
other.
{77}
We emphasize that these factors establish a strong
presumption of prejudice and that there is no requirement
that the venue change be based upon empirical proof of
actual prejudice.
Applications for change of venue
under our law are predicated on a well-grounded "fear" that [the defendant] is
unlikely to obtain a fair trial and an
impartial jury, in the county where the
claimed crime occurred. We do not
understand the statute to mean that it
must be conclusively shown that it is
impossible to have a fair trial in the
county where the venue is laid, but it
is sufficient to show a reasonable apprehension that the defendant will not
secure a fair and impartial trial or
that the jury are under an influence
inimical to the accused.
Alaniz, 55 N.M. at 318-19, 232 P.2d at 986 (citation
omitted). Moreover, as the trial court was at pains to
note, most of these indicia were not, by themselves,
sufficient to warrant a presumption of prejudice. See,
e.g., Venue Order, slip op. at 3 (Finding of Fact 6) (An
admission, by defense counsel, that publicity had permeated
Taos "is only one minor factor this Court should consider
along with all other facts and circumstances on the Motion
for Change of Venue."). We need not determine whether any
of the individual factors considered by the trial court
would justify a change of venue under Section 38-3-6. We
conclude that these factors in aggregate constitute
substantial evidence to support a reasonable probability
that public excitement and local prejudice would prevent a
fair and impartial third trial in Taos County.
E. Taos Is Not The Constitutional Vicinage
{78}
In addition to disputing the presumption of prejudice
in Taos, House intimates that, because the State raised no
objection to the move to Taos, that county is the
constitutional vicinage in this case. He suggests that he
had an actual right to keep the third trial in Taos. In a
similar vein_though it mischaracterizes the posture of the
move as a mutual stipulation rather than an unopposed
motion_the majority below states that, "[s]ince both
Defendant and the State stipulated to the first change of
venue to Taos County, we believe both sides committed
themselves to resolving this matter in Taos County unless a
fair and impartial jury could not be impaneled from Taos
County." House Majority, 1998-NMCA-018, ¶ 24. Neither of
these perspectives comports with our constitution nor
statutes.
{79}
As we noted above, under our constitution, the first
choice of venue_the constitutional vicinage_must include "an
impartial jury" that is from "the county or district in
which the offense is alleged to have been committed." N.M.
Const. art. II, § 14. In this case the vicinage was
Bernalillo County where the accident took place. The
defendant has a right to be tried in the vicinage, and
convictions can be reversed when defendants have been denied
this right. See, e.g., State v. Ramirez, 92 N.M. 206, 209,
585 P.2d 651, 654 (Ct. App. 1978) (reversing convictions in
which defendant was denied "right to be tried in the county
where the crime was committed"). If an impartial jury
cannot be obtained, the venue will be changed as required by
Section 38-3-3(A). The new venue cannot be considered the
constitutional vicinage, even if it is the first and only place in which the defendant is tried. This is because the
new venue lacks one of the essential qualities of the
vicinage: it is not the locale in which the crime was
allegedly committed. In other words, upon moving for a
venue change, a defendant waives his or her constitutional
right to be tried in the county in which the crime was
committed. See, e.g., Alexander v. Gladden, 288 P.2d 219,
226 (Or. 1955). Should a motion for yet another venue
change be filed, neither party has a right to remain in the
second venue. Under Section 38-3-6, the decision to move to
a third venue is exclusively "within the discretion of the
court." Thus, House had no right to a third trial in Taos.
V. PROBABILITY OF A FAIR TRIAL IN DOÑA ANA COUNTY
A. House's Claims of Prejudice in Doña Ana County
{80}
House asserts that he was prejudiced by the change of
venue to Doña Ana County. Throughout the legal proceedings
in this case, House and his supporters have accused the
prosecution of vilifying House because he is a Native
American.See footnote 50 Consistent with this accusation, he charges
that the State sought to offensively use the venue statute
against him by obtaining a new venue that is largely devoid
of Native Americans. Furthermore, House argues that, with
this scheme to deprive him of a racially fair jury pool, the
State intended to seat a jury that would be more likely to
convict. The Court of Appeals in the opinion below focused
on whether the trial court abused its discretion in
concluding that Taos was a biased venue. The Court did not
address House's claim, discussed in the briefs of both
parties to this Court, that he suffered prejudice from the
choice of Doña Ana County as a venue.
{81}
The trial court and all the participants in this trial
were well aware that Taos County has a 6.5% Native American
adult population while Doña Ana County has only about 0.8%.
See Venue Order, slip op. at 19 (Finding of Fact 21). House
claimed that the State sought a venue free from the
influence of Native American jurors because it could not get
a conviction of a Native American defendant after twice
trying unsuccessfully in a district with a significant
Native American population. Thus, House argues that the
district court abused its discretion by acceding to the move
to Doña Ana County and by failing to earnestly question the
State's motives in seeking a venue with a Native American
population of less than 1%.
{82}
The practical impact of such a venue, according to
House, is that it deprived him of a jury that would
understand aspects of his defense that were cognizable only
in the context of Native American culture. For example,
much was made of the fact that House did not mention to
emergency room personnel that he was suffering from a migraine headache when he was brought to the hospital
immediately after the accident. This showed, according to
the State, that House was disoriented, not because of a
blinding headache, but because he was drunk. House
countered with evidence that he did not mention the headache
because Navajos do not discuss pain and are taught to deal
with it on an internal basis. Navajo medicine men testified
at trial about these cultural traditions and House's earlier
treatment for migraine headaches.See footnote 51 The President of the
Navajo Nation wrote a letter to Judge Blackmer, urging him
to select a venue that would be sensitive to this type of
evidence:
It would be a travesty of justice to see
the third trial take place in a
community that has little or no
familiarity with our customs or culture.
We have often experienced
misunderstanding and discrimination. We
realize that stereotypes are common
where contact and communication with our
people does not occur. We ask that you
consider the importance of having jurors
who are not hostile to nor ignorant of
our culture consider this case.
Letter from Albert Hale, President of the Navajo Nation to
Hon. James F. Blackmer (circa April 5, 1995). Thus, House
suggests that he suffered prejudice from the change of venue
because his defense rested largely on such "cultural
evidence" and would not be understood by jurors in Doña Ana
County. Though House's claims of prejudice may raise
disturbing questions, these claims are inconsequential
unless there is substantial evidence in the record proving
that he received an unfair trial in Doña Ana County. No
such evidence was provided.
B. Venue, Venire, And Petit Jury
{83}
When addressing the racial composition of groups of
citizens who may be empaneled to decide a case, courts have
applied different rules depending upon whether the question
concerns the racial makeup of a venue, which is the
particular geographical area, usually a county or judicial
district, in which a court will hear and determine a case; a
venire, which is the jury pool or group of citizens from
whom a jury is chosen in a given case; or a petit jury,
which is an ordinary jury selected from a venire, sworn to
hear the evidence presented at trial and to declare a
verdict of guilt or innocence. House appears to be urging
that venire and petit jury principles should be applied, by analogy, to the selection of a venue. However, our research
has disclosed few courts or judges that have been willing to
consider such a theory.
1. Racial composition of the petit jury
{84}
It is well established in Federal and New Mexico law
that the State may not, during the jury selection process,
use its peremptory challenges to exclude otherwise unbiased
and well-qualified individuals solely on the basis of their
race, gender, economic status, or any other similar
discriminatory characteristic. J.E.B. v. Alabama, 511 U.S.
127, 145-46 (1994) (gender); Powers v. Ohio, 499 U.S. 400,
409 (1991) (race); State v. Gonzales, 111 N.M. 590, 597-600,
808 P.2d 40, 47-50 (Ct. App. 1991) (gender); State v. Tapia,
81 N.M. 365, 366, 467 P.2d 31, 32 (Ct. App. 1970) (race,
economic status). Such purposeful exclusions violate the
constitutional right to equal protection of the laws of both
the defendant and the potential jurors. Batson v. Kentucky,
476 U.S. 79, 85-88 (1986); Gonzales, 111 N.M. at 595, 808
P.2d at 45 (prospective jurors). This type of
discrimination is deemed to be so invidious that a defendant
may establish a prima facie case of discrimination even if
the "defendant's racial group is not substantially
underrepresented on the jury." Gonzales, 111 N.M. at 595,
808 P.2d at 45. Even a single instance of purposeful
exclusion may establish a prima facie case of discriminatory
intent. See id. House contends that selecting a specific
venue to purposefully preclude a particular race from a
petit jury is just as unconstitutional as using peremptory
challenges to systematically exclude a particular race from
a petit jury.
2. Racial composition of the venire
{85}
As with the petit jury, the venire must be selected in
an entirely neutral and nondiscriminatory manner. "The
Equal Protection Clause guarantees the defendant that the
State will not exclude members of his race from the jury
venire on account of race or on the false assumption that
members of his race as a group are not qualified to serve as
jurors." Batson, 476 U.S. at 86 (citations and footnote
omitted). The State may not pass laws or promulgate rules
that expressly exclude, on the basis of race, qualified
individuals from the jury pool. See Strauder v. West
Virginia, 100 U.S. 303, 308-09 (1879). Nor may government
officials implement a neutral venire selection law in a
discriminatory manner. Washington v. Davis, 426 U.S. 229,
241 (1976) ("A statute, otherwise neutral on its face, must
not be applied so as invidiously to discriminate on the
basis of race."). House seeks to apply these notions to
adjudicating the racial composition of a venue.
3. The State did not use the venue statute to achieve venire discrimination
{86}
We have said that the State is forbidden from
accomplishing "indirectly at the selection of the petit jury
what it has not been able to accomplish directly at the
selection of the venire." State v. Aragon, 109 N.M. 197,
201, 784 P.2d 16, 20 (1989). By analogy to this principle,
House argues that the State cannot indirectly accomplish,
with the selection of a particular venue, the exclusion of a
particular racial group, when it is prohibited from directly
discriminating in the selection of the venire.
{87}
House is echoing Justice Marshall's dissent in Mallett
v. Missouri, which concerned an African American defendant
charged with murdering a white state trooper whose trial was
transferred to a venue with no citizens of the defendant's
race: "Just as state prosecutors may not use peremptory
challenges to exclude members of the defendant's race from
the jury, state trial courts may not transfer venue of the
trial to accomplish the same result by another means."
Mallett v. Missouri, 494 U.S. 1009, 1009 (1990) (Marshall,
J., dissenting) (citation omitted). The United States
Supreme Court denied certiorari in that case, and Justice
Marshall's argument in favor of granting certiorari is one
of the few judicial pronouncements that we have found
discussing this principle. See id. at 1009-12; see also
State v. Lozano, 616 So. 2d 73, 76 (Fla. Dist. Ct. App.
1993) (reviewing trial court's decision to change venue
based on the race of the victim); Osmulski v. Becze, 638
N.E.2d 828, 834-35 (Ind. Ct. App. 1994) (in a personal
injury action, applying Batson analysis, and holding that
the plaintiff "established a prima facie case of the
discrimination in" the defendant's use of the venue-change
statute, and that the defendant "utilized the automatic
change of venue in such a manner that it resulted in
changing the jury pool from one with twenty-five percent
African-Americans to one with less than one percent African-Americans, effectively operating as strikes against every
potential African-American juror in Lake County"); State v.
Harris, 660 A.2d 539, 542-45 (N.J. Super. Ct. App. Div.
1995) (concluding trial court should have considered racial
demographics in selecting source from which to draw foreign
jury).
{88}
House's argument that a particular racial group is
excluded by the selection of a venue can be analyzed from
two different perspectives: On the one hand, a defendant
may allege that the State or the trial court deliberately
selected a particular venue with the objective of excluding
a racial group; the venue was chosen with discriminatory
intent. On the other hand, because the move to a particular
venue has resulted in the reduction or exclusion of a racial
group, the defendant may claim he or she will not receive a fair trial; the venue change has had a discriminatory
impact. House's arguments raise both of these
possibilities.
a. Discriminatory intent
{89}
As to the first possibility, House suggests that the
State deliberately sought a venue with fewer Native
Americans than Taos County and thus acted with
discriminatory intent. House has failed to prove this
contention. The right to equal protection prevents a trial
court or a prosecutor from intentionally choosing a venue so
as to exclude from the venire persons of a particular race.
The Fourteenth Amendment forbids the State from engaging in
all actions that are intentionally discriminatory on the
basis of race. See Powers, 499 U.S. at 409 (discussing the
importance of race neutrality in jury procedures in
maintaining the integrity of the justice system).
{90}
As indicated above, we have found surprisingly little
jurisprudence on this question. There is no generally
accepted test for evaluating discriminatory intent in the
selection of a venue. However, we believe that the so-called Batson test may be adapted for this purpose. The
United States Supreme Court in Batson v. Kentucky, 476 U.S.
at 96, created, and subsequently refined, a three-part test
to evaluate whether peremptory challenges were used to
purposefully exclude a particular race from the petit
jury.See footnote 52 The Court succinctly described the test in Purkett
v. Elem:
Under our Batson jurisprudence,
once the opponent of a peremptory
challenge has made out a prima
facie case of racial discrimination
(step one), the burden of
production shifts to the proponent
of the strike to come forward with
a race-neutral explanation (step
two). If a race-neutral
explanation is tendered, the trial
court must then decide (step three)
whether the opponent of the strike
has proved purposeful racial
discrimination.
Purkett v. Elem, 514 U.S. 765, 767 (1995) (per curiam).
This test can be modified to examine, in a contested change
of venue, the intentions behind the State's or the trial
court's choice of a particular locale. Cf. Martin v. Amoco
Oil Co., 679 N.E.2d 139, 146 (Ind. Ct. App. 1997), vacated
on other grounds, 698 N.E.2d 1191, and then aff'd, 696
N.E.2d 383 (Ind. 1998) (using Batson test to evaluate
whether change of venue from community with 25% African-American population to community with only 1% "was the
equivalent of a wholesale peremptory challenge of African-Americans").
{91}
The application of a modified Batson test is further
justified by the fact that, unlike a mandatory change of
venue under Section 38-3-3, a change of venue in the trial
court's discretion effectively requires the trial court to
engage in a Batson-like inquiry. In other words, a trial
court's findings of fact that a fair trial cannot be
obtained in the current venue and that an alternate venue is
free from exception necessarily determines that a change of
venue is justified by race-neutral reasons, thereby
satisfying step two of the Batson test. Cf. Hernandez v.
New York, 500 U.S. 352, 362-63 (1991) ("While the reason
offered by the prosecutor for a peremptory strike need not
rise to the level of a challenge for cause, [Batson, 476
U.S. at 97], the fact that it corresponds to a valid for-cause challenge will demonstrate its race-neutral
character.").
{92}
Though there was no express use of such a test by the
trial court, the issue of intentional discrimination was
raised below and the record contains ample evidence
applicable to each step in the test. In the first step,
House, as opponent of the venue change, needed to make out a
prima facie case of racial discrimination in the State's
motion to select a particular venue, in this case Doña Ana
County. The opponent will rely on the facts concerning the
selection of the specific venue in establishing a prima
facie case. Batson, 476 U.S. at 95. House presented a
prima facie case of racial discrimination with his cultural
arguments and his evidence that, after he twice had a hung
jury in a community that had a significant Native American
population, the State advocated the move to a venue with few
Native Americans. The first part of the test is satisfied
by circumstantial evidence that the prosecution proposed a
venue solely on the basis of race.
{93}
In the second step, the State, as proponent of that
venue, must present a race-neutral explanation. Throughout
this case the State was accused of racism and, in arguing in
favor of the move to Doña Ana, presented several race-neutral explanations. The State's explanations included the
fact that, in contrast to Taos County, Doña Ana County had
not been subjected to the frequent, pervasive,
contemporaneous, and highly prejudicial publicity regarding
the case. Moreover, Doña Ana had a much larger population
than the small close-knit community of Taos and would be
less likely to be tainted by the prejudicial publicity. The
State's justifications are "'plausible'" though there is no
requirement that they be even "minimally persuasive." See
Purkett, 514 U.S. at 768 (quoting with disapproval and
reversing Elem v. Purkett, 25 F.3d 679, 683 (8th Cir. 1994)). This is because the ultimate determination of
discriminatory intent rests with the discretion of the trial
court in the third part of the test. Id.
{94}
In the third step, once a race-neutral explanation has
been tendered, the trial court must exercise its discretion
in determining whether the opponent of the venue change has
proven intentional racial discrimination. The trial court
in its Venue Order reiterated many of the State's arguments
in enumerating those factors that rendered Doña Ana suitable
and Taos unsuitable as a venue for this trial. As our
discussion of the Venue Order establishes, most of the trial
court's reasons are supported by substantial evidence and
show no abuse of discretion. We note that the Mallett
dissent focused primarily on the discrimination of the trial
court. No such discrimination has been shown here. We
conclude that the selection of Doña Ana County as a new
venue was race-neutral and that there is no proof of
discriminatory intent.
b. Discriminatory impact
{95}
As to the question of discriminatory impact, House
argues that, in ordering the venue change, the trial court
abused its discretion by failing to conclude that an unfair
trial was more probable because fewer Native Americans live
in Doña Ana than in Taos. We disagree. There is simply no
constitutional requirement in New Mexico that, prior to a
venue change, a court must consider the percentage of
prospective jurors who are of the same race as the
defendant. "There is no outstanding precedent for requiring
a trial court to consider demographic composition sua sponte
every time a venue change is requested. The Equal
Protection Clause does not require exactitude of this
nature." Rogers v. Director, TDCJ-ID, 864 F. Supp. 584, 598
(E.D. Tex. 1994).
{96}
Courts have overwhelmingly been unwilling to summarily
conclude that the citizens in an entire geographical
region_all the potential jurors in a county or judicial
district_are tainted by racial prejudice. This is why the
mere statistical measure of a venue's ethnic proportions
cannot, by itself, lead to the presumption that a person of
a given race will be unable to receive a fair trial in that
venue. There may be such homogenous geographical pockets of
prejudice in America, but, even in such cases, the
unsuitability of a venue can only be demonstrated in the
microcosm of the venire, not in the macrocosm of census
figures about the venue's ethnic composition. It is, in
fact, preposterous_and a form of racism_to presume that
persons of a particular color will perform jury duty in a
particular way. A person's race is utterly unrelated to his
or her suitability as a juror. State v. Guzman, 119 N.M.
190, 192, 889 P.2d 225, 227 (1994); see also Thiel v. Southern Pac. Co., 328 U.S. 217, 227 (1946) (Frankfurter,
J., dissenting) (stating "the color of a man's skin is
unrelated to his fitness as a juror"). In the selection of
a jury, race may be used neither to justify a person's
removal nor to compel a person's inclusion. Cf. Powers, 499
U.S. at 409 ("An individual juror does not have a right to
sit on any particular petit jury, but he or she does possess
the right not to be excluded from one on account of race.").
{97}
That is why Judge Blackmer emphasized that Doña Ana was
chosen "to promote and protect BOTH Parties' RIGHT to a fair
and impartial trial and a fair and impartial jury" and that
his "decision and order selecting Doña Ana County as Venue
for retrial of this case is NOT based (in whole or in part)
on any other factor or consideration (including, but not
limited to, ethnic/racial considerations or racial/ethnic
populations or proportions in various Counties of New Mexico
. . . )." Venue Order, slip op. at 19 (Finding of Fact 22).
Only by conducting voir dire, and listening to the racial
opinions of individual potential jurors, can it be
demonstrated that a particular venue cannot provide a jury
free from racial prejudice. Through careful voir dire,
fair-minded jurors can most likely be found, even in a
community which has few members of the defendant's race.
{98}
That is what happened in this case. The trial court
conducted exhaustive voir dire in Doña Ana County. After
voir dire, House did not object that, because he is Native
American, he would receive an unfair trial before the petit
jury that was finally seated. Nor has he suggested in
retrospect that it has been revealed that the jury was
tainted by racial prejudice. There is simply no evidence
that House received an unfair trial because Doña Ana County
has a Native American population of less than 1%.
{99}
Thus, in the selection of the venue of Doña Ana County,
House has shown neither that the State acted with
discriminatory intent, nor that the venue change had a
discriminatory impact on his right to a fair trial.
C. Fair Cross Section
{100}
House asserts that the State's choice of venue
deprived him of his right to a jury "drawn from a fair cross
section of the community." Taylor v. Louisiana, 419 U.S.
522, 527 (1975). Though the phrase "fair cross section"
does not appear in either the New Mexico or the United
States Constitution, it has been held to be implicit in the
right to a fair trial. See N.M. Const. art. II, § 14
(impartial jury); N.M. Const. art. II, § 18 (due process);
U.S. Const. amend. VI (impartial jury); see also Holland v.
Illinois, 493 U.S. 474, 480 (1990) (implicit). House's
argument is somewhat unclear, but he seems to be contending
that the State, by choosing a venue with a small Native American population, has racially distorted the jury pool,
and has deprived him of a fair cross section of citizens
from whom a fair-minded jury could be selected. The
purposeful conduct of the State has, as House says,
"dramatically diluted the representation of the defendant's
race" within the cross section of the particular community
represented by the venire. The practical consequence of
House's interpretation of the fair-cross-section principle
would be an increased likelihood of representation by Native
Americans on the petit jury in this case.
{101}
Once again, House is asking us to intermingle
incompatible principles that apply variously to the seating
of a petit jury, the composition of the venire, and the
selection of a venue. The fair-cross-section requirement
applies neither to the venue nor the petit jury. It
addresses the constitutional right to a venire which fairly
represents the community from which it is drawn. Thus,
there is "no requirement that petit juries actually chosen
must mirror the community and reflect the various
distinctive groups in the population. Defendants are not
entitled to a jury of any particular composition." Taylor,
419 U.S. at 538. It is the venire from which the petit jury
is chosen that must constitute a representative cross
section of the community in which the trial takes place.
See Aragon, 109 N.M. at 198-99, 784 P.2d at 17-18.
{102}
The use of peremptory challenges by the parties to
exclude individuals "thought to be inclined against their
interests" is likely to result in a jury that does not
mirror the community. See Holland, 493 U.S. at 480.
However, the purpose of the fair-cross-section requirement
is to assure, not a petit jury that includes members of the
defendant's race or that represents the community from which
it is drawn, but rather an impartial petit jury. See id.
Thus, Judge Blackmer, noting that Doña Ana County has a
smaller Native American population than Taos, emphasized
that the determining factor is not ethnicity, but rather
whether the jurors are qualified and impartial. Venue
Order, slip op. at 18 (Finding of Fact 21(D)).
{103}
Just as the fair-cross-section requirement has no
bearing on the racial mix of a petit jury, it does not
affect the considerations involved in a change of venue. It
refers only to the composition of the venire once a venue
has been selected. Nothing in our law demands that the
ethnic makeup of a new venue be similar to that of any of
the preceding venues. The trial court may in its discretion
determine, when selecting a new venue, that a fair trial in
a particular case will be impossible unless ethnic
proportions remain unchanged. But there is no requirement
that the fair cross section of the old venue mirror the fair
cross section of the new venue. In New Mexico, such a
consideration is left to the discretion of the court. The fair-cross-section principle would have no relevance
whatsoever in our review of the choice of a venue; it is
relevant only to the selection of the jury pool from that
venue.
D. House Received a Fair Trial
{104}
The importance of "cultural evidence" to House's
defense does indicate the potential for prejudice in a venue
whose jurors might be insensitive to Native American
culture. However, House has not offered any evidence of
actual, presumed, or probable prejudice_nor even the
appearance of prejudice_during the third trial in Doña Ana
County. The dearth of any evidence in the record that House
received an unfair trial, more than any other factor,
persuades us that the Court of Appeals should be reversed
and the trial court affirmed.
{105}
House offered no evidence that the petit jury
selection process in his third trial was anything but
proper. He did not contend that the prosecution used
peremptory challenges to impermissibly distort the racial
composition of the petit jury. If House were to challenge,
on equal-protection grounds, the racial fairness of the
petit jury selection process, he would have had to establish
a prima facie case that potential jurors were excluded from
the jury for reasons of race. Cf. Aragon, 109 N.M. at 198,
784 P.2d at 17 (discussing exclusion of jurors of
defendant's race). We note that equal protection in this
context does not necessarily turn on the race of the
defendant. See Georgia v. McCollum, 505 U.S. 42, 48-55
(1992) (concluding that "a defendant's discriminatory
exercise of a peremptory challenge is a violation of equal
protection"). Our cases list several indicia that
circumstantially demonstrate purposeful exclusion by the
State. Aragon, 109 N.M. at 200, 784 P.2d at 19 (listing
such factors as "'disproportionate number of peremptories
against'" a racial group (quoting Fields v. People, 732 P.2d
1145, 1156 (Colo. 1987))). House brought no such challenge
to the selection of the jury in Doña Ana County.
{106}
Moreover, House offered no proof that he was tried
before a biased jury in Doña Ana County. He presented no
evidence that any of the jurors who actually heard the case
were in any way tainted by publicity, fixed opinions, racial
prejudice, or any other factor that would bring the fairness
of his trial into question. Cf. Shawan, 77 N.M. at 357-58,
423 P.2d at 42 (describing jurors who had been influenced by
prejudicial publicity).
{107}
Similarly, House attempted to make no prima facie case
that would show that the venire was unconstitutionally
selected. If House were to bring a prima facie equal-protection challenge to the racial composition of the venire, he would have to prove "the degree of
underrepresentation [of a particular racial group] by
comparing the proportion of the group in the total
population to the proportion called to serve as . . .
jurors, over a significant period of time." Castaneda v.
Partida, 430 U.S. 482, 494 (1977). He would then need to
support the presumption raised by the statistical evidence
with evidence of "a selection procedure that is susceptible
of abuse or is not racially neutral." Id. "[A] factual
inquiry is necessary in each case that takes into account
all possible explanatory factors." Alexander v. Louisiana,
405 U.S. 625, 630 (1972). House made no such challenge. In
fact, though Doña Ana County has a Native American
population of 0.8%, Native Americans comprised 4.42% of the
jury pool in the third trial.
{108}
Though House emphasizes that a small number of Native
Americans lived in Doña Ana County, he offers no evidence
that Doña Ana County was an unfair venue in which to try
this case. He never suggests that the people of that
community, as reflected by the opinions of prospective
jurors in voir dire, had such fixed opinions about this case
that the jurors were incapable of laying aside their
preconceived notions and basing their judgment exclusively
on the evidence presented at trial. In other words, he
makes no showing of actual prejudice. Similarly, he offers
no evidence of the kind of presumed prejudice that rendered
Taos County an unfair venue in this case. If anything, the
trial court offered strong evidence to the contrary, showing
that there was no inundation in the community of
inflammatory publicity that would give reason to presume
that the trial would be unfair. We conclude, based upon
exhaustive examination of the record, that House did receive
a fair trial in Doña Ana County.
{109}
The trial court diligently sought a fair venue in
which to hold the third trial. Judge Blackmer, in examining
the various venues proffered by the parties, attempted to
balance the demographic composition of the community with
the amount of prejudicial publicity to which the citizens
had been exposed. The trial court noted that the television
stations in Albuquerque had, more than any other television
market, given the House case extensive and inflammatory
coverage. Doña Ana County was among those New Mexico
counties that receive little coverage from Albuquerque
broadcasters. See Venue Order, slip op. at 11-12 (Finding
of Fact 17(A)). The trial court drew similar conclusions
about the limited influence of Albuquerque radio and
newspaper coverage on Doña Ana County. See id. at 13-14
(Findings of Fact 17(B)-(C)).
{110}
In Doña Ana County the trial court conducted extensive
voir dire that included questions about pre-trial publicity
and inquiry about racial attitudes. The trial court granted all but one of House's challenges for cause. House struck
from the panel two of the jurors who identified themselves
as Native Americans. House has offered no evidence that any
of the prosecution's challenges involved the ethnicity of
any juror. House did not object to the racial composition
of the jury that was eventually seated. See United States
v. Morales, 815 F.2d 725, 732-34 (1st Cir. 1987)
(describing, in sensational case in small community,
exhaustive "voir dire of nearly 200 potential jurors which
lasted 17 days" and concluding that the record shows jury
was impartial). "The trial court's determination as to the
impartiality of jurors may be set aside only for manifest
error." Id. at 733. There is no evidence in the record
that the trial court's decision departed from the dictates
of "law, caution, and prudence." Alaniz, 55 N.M. at 318,
232 P.2d at 985.
{111}
Trial courts have not only the duty to insure a fair
trial, but also significant power to take precautions when
prejudice threatens to deny the defendant an impartial jury.
See Martin v. Beto, 397 F.2d at 749. The court can fulfill
this duty by such measures as beginning the trial after
prejudicial publicity has dissipated, conducting rigorous
voir dire directed at exposing prejudice in the community,
and changing venue to a community that has little awareness
of the case. See id. (listing steps court can take to
insure fair trial); Mu'Min, 500 U.S. at 424 ("[T]he trial
court retains great latitude in deciding what questions
should be asked on voir dire."). House fails to show any
abuse of discretion in the trial court's efforts to insure a
fair trial.
VI. CONCLUSION
{112}
Substantial evidence supports the reasonable
probability that a fair trial could not be obtained in Taos
County, and the trial court did not abuse its discretion by
ordering a venue transfer to Doña Ana County. Though House
argued he was prejudiced by the move to a venue with few
Native Americans, he failed to present evidence that the
third jury was biased or that his third trial was unfair.
Without supporting evidence, House's claims of prejudice
must fail.
{113}
We therefore reverse the Court of Appeals and affirm
the trial court.
{114}
IT IS SO ORDERED.
_______________________________
GENE E. FRANCHINI, Justice
WE CONCUR:
_________________________________
PAMELA B. MINZNER, Chief Justice
________________________________
JOSEPH F. BACA, Justice
________________________________
PATRICIO M. SERNA, Justice