Filing Date: October 22, 1998
Docket No. 24,915
EUFELIA MANUELITA FERNANDEZ,
Plaintiff-Appellant,
v.
WALGREEN HASTINGS CO., S. LUECK,
and S. SMITHBERGER,
Defendants-Appellees.
CERTIFICATION FROM THE NEW MEXICO COURT OF APPEALS
Silva, Rieder & Maestas, P.C.
Benjamin Silva, Jr.
F. Barry McCabe
Albuquerque, NM
for Appellant
Miller, Stratvert & Torgerson, P.A.
Gary L. Gordon
Ruth M. Fuess
Alice Tomlinson-Lorenz
Albuquerque, NM
for Appellees
McKINNON, Justice.
{1} Eufelia Manuelita Fernandez (Plaintiff) sued Walgreen
Hastings Co., Steve Lueck, and Sylvia Smithberger (Defendants)
for negligent infliction of emotional distress (NIED) and loss
of consortium. She claims NIED damages for her emotional
distress from observing her twenty-two-month-old
granddaughter, Margarita Danielle Valdez, suffocate and die
after Defendants negligently misfilled Margarita's
prescription. She also claims loss of consortium damages
because she asserts that she was her granddaughter's guardian,
caretaker, and provider of parental affection. The trial
court dismissed both claims on summary judgment. Plaintiff
appealed to the Court of Appeals, which certified the case to
our Court. Applying a de novo standard of review to these
questions of law, see Wilson v. Denver, 1998-NMSC-016, ¶ 13, 961 P.2d 153, we affirm in part and reverse in part.
{2} We affirm the dismissal of Plaintiff's NIED claim and
hold that NIED does not compensate for the observation of a
family member's suffering where the plaintiff was neither a
bystander to a sudden, traumatic injury-producing event nor
aware of the cause of the victim's injuries. We reverse the
dismissal of Plaintiff's loss of consortium claim and hold
that she has raised issues of fact material to the
determination that she was the caretaker and provider of
parental affection for her granddaughter.
I. Course of Proceeding and Facts.
{3} After Defendants moved to dismiss for failure to state a
claim, Plaintiff filed an affidavit with her response,
converting the motion to dismiss into a motion for summary
judgment, which was granted. See Rule 1-012(B) NMRA 1998. In
portraying the factual record here for our review, we make
"all inferences in favor of the non-movant, interpreting all
material facts in favor of requiring a trial on the merits."
Rummel v. St. Paul Surplus Lines Ins. Co., 1997-NMSC-042, ¶
9,123 N.M. 767, 945 P.2d 985.
{4} Margarita and her mother had been living with Plaintiff
for approximately six months. Plaintiff cared for and
nurtured Margarita during the workday. On the night of
January 3, 1994, Margarita was diagnosed with viral croup and
prescribed Pediapred (a steroid) to keep her airway from being
blocked by inflammation. Later that night, Walgreen's
pharmacy misfilled the prescription, dispensing Pediaprofen
(children's Motrin, a non-steroid) instead of Pediapred.
Margarita's mother administered a dose of Pediaprofen, unaware
that it was not the prescribed medicine.
{5} The next morning, Margarita's condition worsened, but
administration of another dose of Pediaprofen did not help.
Neither Plaintiff nor Margarita's mother was aware that the
prescription had been misfilled or that the misfill was
failing to inhibit the blockage of her airway. With
Plaintiff holding Margarita in her arms, Margarita's mother
drove to the hospital. While en route, Margarita began to
suffocate due to the blockage, and stopped breathing.
Attempts to resuscitate her failed. When they arrived at the
hospital, her pulse was very weak and she became comatose.
Two days later, she was removed from life support and died
soon thereafter.
II. Discussion.
A. NIED: Bystander Recovery.
{6} NIED is an extremely narrow tort that compensates a
bystander who has suffered severe emotional shock as a result
of witnessing a sudden, traumatic event that causes serious
injury or death to a family member. See, e.g., Acosta v.
Castle Constr., Inc., 117 N.M. 28, 29, 868 P.2d 673, 674 (Ct.
App. 1994) (electrocution); Folz v. State, 110 N.M. 457, 460,
797 P.2d 246, 249 (1990) (automobile collision); Ramirez v.
Armstrong, 100 N.M. 538, 539-40, 673 P.2d 822, 823-24 (1983)
(same), overruled in part, Folz, 110 N.M. at 460, 797 P.2d at
249; Dillon v. Legg, 441 P.2d 912, 914 (Cal. 1968) (same);
Annotation, Immediacy of Observation of Injury as Affecting
Right to Recover Damages for Shock or Mental Anguish from
Witnessing Injury to Another, 5 A.L.R. 4th 833, 836-51 (1981)
(listing numerous cases allowing recovery where bystander
witnessed an automobile collision or similar sudden, traumatic
event). However, as we observed in Gabaldon v. Jay-Bi
Property Management, Inc.,
[c]ourts and commentators universally agree that
the tort of bystander NIED is not available to
compensate the grief and despair to loved ones that
invariably attend nearly every accidental death or
serious injury. . . .
. . . .
. . .`The shock of seeing efforts to save the
life of an injured spouse in an ambulance or
hospital . . . will not be compensated because it
is a life experience that all may expect to endure.
The compensable serious emotional distress of a
bystander under the tort of negligent infliction of
emotional distress is not measured by the acute
emotional distress of the loss of the family
member.'
122 N.M. 393, 396-97, 925 P.2d 510, 513-14 (1996) (citations
omitted) (quoting Bowen v. Lumbermens Mut. Cas. Co., 517
N.W.2d 432, 444-45 (1994)) (emphasis added). "It would
certainly cause any parent great anguish to witness one's
child in pain and to be unable to alleviate it. However, the
parents of every child injured through the negligence of
another are not entitled to recovery for their emotional
distress_no matter how foreseeable we may agree that such
anguish would be." Marchetti v. Parsons, 638 A.2d 1047, 1051
(R.I. 1994)
{7} New Mexico recognizes a claim for NIED where "(1) the
plaintiff and the victim enjoyed a marital or intimate family
relationship, (2) the plaintiff suffered severe shock from the
contemporaneous sensory perception of the accident, and (3) the accident caused physical injury or death to the victim."See footnote 1
Folz, 110 N.M. at 471, 797 P.2d at 260.
1. Contemporaneous Sensory Perception of the
Accident.
{8} The first and third elements are not at issue, and the
trial court assumed Plaintiff had suffered severe shock.
Therefore, the only question is whether Plaintiff's
observation of the dying victim was a contemporaneous sensory
perception of the accident. New Mexico courts have previously
explored the meaning of "sensory perception" and
"contemporaneous." See Acosta, 117 N.M. at 29-30, 868 P.2d at
674-75 ("sensory perception" includes hearing, without seeing,
a family member being electrocuted); Gabaldon, 122 N.M. at
397, 925 P.2d at 514 (arrival at the scene of the accident
soon after it occurs but before the arrival of emergency
medical personnel is "contemporaneous" with the accident).
This case requires us to analyze and explain the meaning of
"accident" for purposes of NIED.
a. The defendant's negligent conduct.
{9} The trial court equated "accident" with negligent
conduct. See R.P. at 116. We do not agree that this is or
ever has been the correct analysis of NIED in New Mexico.
Under this interpretation, a bystander could recover only if
he or she knew the defendant's conduct was tortious at the
time of the injury-producing event. Placing this restriction
on recovery "would lead to the anomalous result that a mother
who viewed her child being struck by a car could not recover
because she did not realize that the driver was intoxicated."
Ochoa v. Superior Court, 703 P.2d 1, 8 (Cal. 1985) (citing
Mobaldi v. Regents of Univ. of Cal., 127 Cal. Rptr. 720 (Ct.
App. 1976)). Recognizing that this analysis would
significantly and unreasonably deprive a remedy for one who
witnessed a sudden, traumatic, injury-producing event and
suffered severe emotional shock, New Mexico courts have
rejected it. For example, in Ramirez, 100 N.M. at 539-40, 673
P.2d at 823-24, the children who witnessed the collision
recovered even though they did not know the tortious nature of
the defendant's conduct. In Folz, 110 N.M. at 460-61, 797
P.2d at 249-50, the plaintiff recovered despite her lack of
knowledge at the time of the collision that the Highway
Department had negligently "fail[ed] to design and implement an appropriate traffic-control plan for [a construction]
project" on a steep mountain highway. And in Acosta, 117 N.M.
at 29-30, 868 P.2d at 674-75, the plaintiff did not know at
the time of his brother's electrocution which of the
defendant's acts or omissions negligently caused it. This
lack of knowledge did not bar recovery. Therefore, a
plaintiff need not observe or know of the defendant's
negligent conduct in order to recover for NIED.See footnote 2
b. The Injury to the Victim.
{10} Plaintiff argues that "accident" refers to the victim's
injury, and because she witnessed the suffocation and death of
her granddaughter, she is entitled to recover. (See Pl.'s Br.
in Chief at 14.) We also cannot agree with this analysis.
Under this construction, a plaintiff could recover although he
or she was not a bystander at the scene of the injury-producing event. If observation of the injury or death were
sufficient to show contemporaneous sensory perception,
recovery for NIED could occur in virtually all medical
malpractice cases. We have never construed NIED this broadly.
Furthermore, given the historical basis for this tort, we do
not believe NIED was ever intended to apply in such cases.
Cf. Golstein v. Superior Court, 273 Cal. Rptr. 270, 278 n.3
(Ct. App. 1990) (noting that allowing bystander recovery for
"a medical malpractice plaintiff who observes only the
suffering of the victim and not the actual event that causes
that suffering" conflicts with Dillon, 441 P.2d 912).See footnote 3
{11} In Gabaldon, the plaintiff arrived at the scene of her
son's near-drowning after emergency medical personnel were
treating him. 122 N.M. at 397, 925 P.2d at 514. We denied
recovery and analogized that event to witnessing a family
member being treated at the hospital. See id. The
plaintiff's observation of her son's injury was not a
contemporary sensory perception because she did not observe
the injury-producing event. In Ramirez, we allowed recovery
for bystanders who witnessed their father being struck by a
vehicle, but denied relief to a family member who did not observe the collision. 100 N.M. at 540, 543, 673 P.2d at 824,
827. The critical difference was observation of the injury-producing event (the collision). And in Wilson v. Galt, the
Court of Appeals denied recovery to plaintiffs who witnessed
the gradual deterioration of their infant son's medical
condition, which resulted in severe brain damage, because they
were not aware of the cause of his injury. 100 N.M. 227, 233,
668 P.2d 1104, 1110 (Ct. App. 1983). The court explained
that "it is an essential element that the plaintiff
contemporaneously witness the incident and some immediate
resulting harm." Id. (emphases added). In each of these
cases, observation of the injury to or death of a close family
member did not suffice.
c. The Injury-Producing Event.
{12} While a bystander need not observe the defendant's
negligent conduct or be aware of its tortious nature, he or
she must observe more than the victim's injury or death. We
believe the hallmark of NIED is observation of a sudden,
traumatic, injury-producing event and awareness that the event
is causing injury to the victim. See Solon v. WEK Drilling
Co., Inc., 113 N.M. 566, 572, 829 P.2d 645, 651 (1992)
(Ransom, J., specially concurring) ("[O]ne criterion [for
NIED] is that shock to the family members claiming negligent
infliction of emotional distress must be caused by
contemporaneous sensory perception of the accident resulting
in physical injury or death to another family member.").
Accordingly, to prove contemporary sensory perception of the
accident, the bystander must (1) observe a sudden, traumatic,
injury-producing event at the time of its occurrence or soon
after, but before the arrival of emergency medical
professionals and (2) be aware at the time that the injury-producing event is causing injury to the victim. See
Gabaldon, 122 N.M. at 397, 925 P.2d at 514; cf. Thing v.
LaChusa, 771 P.2d 814, 829 (Cal. 1989) (adopting a similar
rule); Marzolf v. Stone, 960 P.2d 424, 429 (Wash. 1998) (en
banc) (same, allowing recovery to witnesses who saw victim at
the scene shortly after the accident occurred and before there
was material change in circumstances); Heldreth v. Marrs, 425
S.E.2d 157, 169 (W. Va. 1992) (same).
{13} We distinguish a sudden, traumatic injury-producing event
from the resulting injury. The former is an external
occurrence that immediately causes an injury, whereas the
latter is an internal condition of the victim. When the
bystander contemporaneously perceives both the sudden injury-producing event and the injury and understands the causal
relation between the former and the latter, the bystander's
resulting shock and severe emotional distress are compensable.
For example, in Ramirez, 100 N.M. at 539-40, 673 P.2d at 823-24, the injury-producing event was the collision of an automobile with the plaintiffs' father. Those who witnessed
this sudden, traumatic event recovered for the resulting
severe emotional distress they suffered. See also Folz, 110
N.M. at 460, 797 P.2d at 249 (runaway truck colliding with a
vehicle (injury-producing event) caused death to husband and
son of bystander (injuries)); Acosta, 117 N.M. at 29, 868 P.2d
at 674 (contact between a high-voltage wire and a person
(injury-producing event) caused death to the brother of
bystander (injury)).
(1) The Occlusion of Margarita's Airway.
{14} In her briefs, Plaintiff asserts that the occlusion of
Margarita's airway was the injury-producing event constituting
the "accident" in the NIED analysis. However, this cannot
fulfill the requirement because it was not a sudden, traumatic
event of which Plaintiff was aware and which caused immediate
serious injury. The occlusion of Margarita's airway was a
progressive, internal, medical condition; as such, it was one
of her injuries. What Plaintiff observed was the progression
of Margarita's injuries: the blockage of her airway, her
suffocation, and her death. She did not know their cause and
witnessed no causal event. Although undoubtedly horrific and
tragic, witnessing a victim's suffering and death is not
compensable under NIED. See supra ¶ 6; see also Gabaldon, 122
N.M. at 396-97, 925 P.2d at 513-14; Marchetti, 638 A.2d at
1051. Plaintiff's observation of Margarita's suffering and
death did not meet the requirement of contemporaneous sensory
perception of an accident.
(2) Margarita's Going Untreated.
{15} At oral argument, Plaintiff contended that Margarita's
going untreated was an injury-producing event, which she
observed, and that this constituted contemporaneous sensory
perception of the accident. We do not agree that Plaintiff
actually perceived Margarita's going untreated. Plaintiff did
not allege in her Complaint, nor did she state in her
affidavit, that she was aware at the time of Margarita's
suffocation and death that Margarita was going untreated.
Therefore, even if we were to consider Margarita's going
untreated to be the "accident," this would not be helpful to
Plaintiff because she did not observe or know that Margarita
was going untreated.
{16} This factual analysis, however, highlights an even more
fundamental problem with Plaintiff's contention_namely, that
Margarita's going untreated was not, and cannot possibly be,
comprehended as a sudden, traumatic event. We do not agree
that going untreated was an "event" for purposes of NIED
analysis, or that Plaintiff was able to knowingly observe it.
Indeed, her going untreated was a condition that progressively led to a more and more serious condition over time, and can
hardly be called an event. This case does not present a fact
pattern which NIED was designed to remedy. See Gabaldon, 122
N.M. at 396-97, 925 P.2d at 513-14 (NIED not available to
compensate for life experiences people are expected to
endure); Thing, 771 P.2d at 828 (the impact of personally
observing the injury-producing event distinguished from the
emotional distress from observing pain and suffering but not
the traumatic cause of the injury).
(3) The Prescription Misfill.
{17} It could be argued that the prescription misfill was the
injury-producing event. Margarita's mother filled the
prescription at Walgreen's pharmacy and administered what she
reasonably believed to be the prescribed medication. Although
no one realized it at the time, the efforts of Margarita's
physician and mother were thwarted by the pharmacy's
misfilling of the prescription. If the prescription had been
correctly filled, presumably Margarita would not have died.
{18} While the misfill certainly meets the causal requirements
for proving the case against Defendants for Margarita's
wrongful death, we do not believe that it constitutes an
"accident" for purposes of analysis of a bystander's claim.
First we note that Plaintiff could not recover because she did
not meaningfully observe the misfill: As discussed above,
one of the prerequisites for recovering for bystander NIED is
that the plaintiff meaningfully observe the injury-producing
event. If we were to assume that Plaintiff observed the
pharmacist fill the bottle with pills, this seemingly ordinary
event would not have caused her emotional distress. Plaintiff
does not allege she was aware of the pharmacist's
mistake_indeed, if she had been, Margarita would probably
still be alive. When the injury-producing event is either not
observed or observed but not understood as injury-producing,
a claim for NIED will not lie. See Golstein, 273 Cal. Rptr.
at 278 (disallowing bystander NIED recovery where the injury-producing event is either unobservable or observable but
incapable of being meaningfully understood). Moreover, even
if Plaintiff had witnessed the filling of the prescription and
meaningfully understood the Defendants' error, she would have
observed the pharmacist making a potentially dangerous
mistake. She would not have observed a sudden, traumatic,
injury-producing event of the type NIED was designed to
remedy.
(4) No Injury-Producing Event.
{19} We conclude that there simply was no sudden, traumatic,
injury-producing event in this case. Margarita's death was
the result of many causes over time: viral croup; Defendants' failure to properly train and supervise pharmacy employees;
the prescription misfill; and Margarita's going untreated
without anyone realizing it at the time. If we cannot point
to a moment in time at which the sudden, traumatic, injury-producing event occurred, then we must assume that
Plaintiff's shock and emotional distress resulted instead from
witnessing the suffering and death of the victim, which,
although tragic, is not compensable under NIED. See supra ¶
6. Instead, this case is analogous to Wilson, where the
plaintiff perceived the victim's gradual suffering and
deterioration but not the cause of the injury. 100 N.M. at
233, 668 P.2d at 1110. The Court of Appeals denied recovery
in that case because the plaintiffs could not meet the
"essential element that the plaintiff contemporaneously
witness the incident and some immediate resulting harm." Id.
Plaintiff's case suffers from the same flaw.
2. Public Policy Considerations.
{20} Compensating bystanders for shock and attendant distress
under NIED poses vexing problems for courts. Courts strive to
balance the competing goals of providing reasonable
compensation to bystanders who experience such suffering, and
restricting liability where the harm is too remote from the
defendant's conduct. See Ramirez, 100 N.M. at 541, 673 P.2d
at 825 (following Dillon rule in modified form to "assure[]
the possibility of recovery by deserving claimants, while at
the same time placing constraints on liability of
defendants"); see also Gabaldon, 122 N.M. at 396-97, 925 P.2d
at 513-14 (discussing need to balance competing interests).
As the United States Supreme Court observed in Consolidated
Rail Corp. v. Gottshall, "[e]motional injuries may occur far
removed in time and space from the negligent conduct that
triggered them . . . . The incidence and severity of
emotional injuries are also more difficult to predict than
those of typical physical injuries because they depend on
psychological factors that ordinarily are not apparent to
potential tortfeasors." 512 U.S. 532, 545-46 (1994) (footnote
omitted). Requiring that the plaintiff witness the injury-producing event and that such event be sudden and traumatic
not only helps to provide more certainty in the law and
reasonably limits the possible exposure of negligent actors,
it also allows for recovery by plaintiffs who have suffered
severe shock and distress as a result of the event.
{21} In Gabaldon, we noted that most jurisdictions recognizing
a claim for NIED impose limits based on zone of danger,
impact, or some other bright line. 122 N.M. at 396, 925 P.2d
at 513; cf. Consolidated Rail, 512 U.S. at 544-49 (discussing
rationale for limitations on NIED in various jurisdictions).
We emphasized the need for bright line rules in this context:
"In order to avoid limitless liability out of all
proportion to the degree of a defendant's
negligence, and against which it is impossible to
insure without imposing unacceptable costs on those
among whom the risk is spread, the right to recover
for negligent infliction of emotional distress must
be limited."
122 N.M. at 395, 925 P.2d at 512 (quoting Thing, 771 P.2d at
826-27).
{22} While New Mexico does not limit recovery based on zone of
danger or impact, we have sought to place constraints on this
tort by drawing lines elsewhere. In Ramirez, for instance, we
included grandparents, while excluding aunts and uncles, in
the universe of those having an intimate familial relationship
with the victim. 100 N.M. at 541, 673 P.2d at 825. In
Gabaldon, we differentiated "sensory perception of the
accident itself or its immediate aftermath at the scene" from
observation of injuries after the victim was receiving
professional medical treatment at the scene. 122 N.M. at 397,
925 P.2d at 514. The California Supreme Court has offered a
persuasive rationale for the limits we have adopted:
The impact of personally observing the injury-producing event in most, although concededly not
all, cases distinguishes the plaintiff's resultant
emotional distress from the emotion felt when one .
. . observes pain and suffering but not the
traumatic cause of the injury. Greater certainty
and a more reasonable limit on the exposure to
liability for negligent conduct is possible by
limiting the right to recover for negligently
caused emotional distress to plaintiffs who
personally and contemporaneously perceive the
injury-producing event and its traumatic
consequences.
Thing, 771 P.2d at 828 (emphases added). We believe our
approach reflects a reasonable compromise between the
competing goals of facilitating recovery for negligently
caused emotional distress and providing trial courts,
insurers, and the public with clearer guidelines for assessing
exposure to liability.
B. Loss of Consortium.
{23} In her Complaint, Plaintiff alleged that Defendants'
negligence caused her "to lose the companionship, society,
love and affection of her granddaughter." (R.P. at 9.) She
alleged that she "has suffered emotionally, and will continue
to suffer emotionally, from the loss of Margarita's companionship, society, love and affection." (R.P. at 9.)
The trial court dismissed Plaintiff's loss of consortium claim
on the grounds that New Mexico has not recognized loss of
consortium outside the spousal relationship. (R.P. at 117.)
We disagree.
{24} Defendants point out that no jurisdiction in the United
States has yet recognized a claim for grand-parental
consortium. Our research supports that proposition. Many
states limit loss of consortium to spouses and parents and
children. See, e.g., Ford Motor Car v. Miles, 967 S.W.2d 377,
383-84 (Tex. 1998) (adopting a bright line limiting loss of
consortium to spouses and parents and children, rejecting
sibling and stepparent loss of consortium); Hutchinson v.
Broadlawns Med. Ctr., 459 N.W.2d 273, 278 (Iowa 1990) (noting
previous recognition of spouses, parents, and children,
rejecting claim of granddaughter for loss of consortium of
grandfather, because "[t]o do so, would launch this court on
a course which conceivably would allow recovery for damages to
any person providing actual support to the claimant, including
stepparents and others standing in loco parentis. This would
be contrary to our public policy which recognizes
formalization of such informal relationships."); Villareal v.
State Dept. of Transp., 774 P.2d 213, 218 (Ariz. 1989)
(holding that proper plaintiff for loss of consortium is
spouse, parent, or "child whose parent has been injured.
Injuries to siblings, grandparents, other relatives, or
friends do not qualify as an injury to a parent for purposes
of this claim."). Other states do not recognize a minor
child's loss of consortium of his or her parent. See, e.g.,
Mendillo v. Board of Educ., No. 15797, 1998 WL 485306, at *10,
13 (Conn. Aug. 25, 1998) (limiting loss of consortium to
spouses, rejecting minor children's claim, noting that to
recognize such a claim would require setting arbitrary limits,
excluding siblings, grandparents, aunts, or uncles); Dearborn
Fabricating and Eng's Corp. Inc. v. Wickham, 551 N.E.2d 1135
(Ind. 1990) (rejecting a child's action for loss of parental
consortium).
{25} Defendant cites the following public policy reasons why
we should not recognize a grandparent's claim for loss of the
consortium of her grandchild: the intangible character of the
loss, the difficulty of measuring damages, the danger of
double recovery, the danger of increased litigation and
multiple claims, and the danger of extensive liability and
increased insurance costs. (A.B. at 25.) None of these
concerns are persuasive. We examined each in Romero v. Byers,
117 N.M. 422, 872 P.2d 840 (1994), the case in which we first
recognized loss of consortium in a spousal relationship.
There we concluded that none of these concerns justified not
compensating one spouse for the emotional distress or loss or
injury of the other.
{26} In Romero we noted that the argument relying on the
uncertain and indefinite nature of a spousal consortium claim
had no merit. We noted that our courts have had decades of
experience analyzing non-physical injuries like emotional
distress, and there would be no more difficulty or uncertainty
in analyzing the emotional distress of losing one's mate. See
id. at 425, 872 P.2d at 843. We discern no difference in the
difficulty of that analysis and the analysis required to
resolve a case such as this. We can see no reason to regard
emotional damages asserted by a family care-giver to be harder
to measure than those claimed by a spouse.
{27} Defendants also argue that this case illustrates the
problems of double recovery and multiple claims, pointing to
the fact that they have already settled a lawsuit brought by
Margarita's parents and brother arising out of Margarita's
death. We do not agree that this case necessarily poses a
double recovery problem. Damages for consortium are damages
for the plaintiff's emotional distress. Her consortium injury
arises from her unique relationship with the victim (and not
her family title). Any right to damages for a grandmother's
loss of consortium would have to be for her loss of society
and companionship that is uniquely and singularly felt by
virtue of her loss of that relationship. The mother cannot
claim loss of the same companionship, society and affection
that this grandparent enjoyed, and vice versa. There is no
double recovery problem lurking here.
{28} Defendant's argument that recognition of a grandparents'
claim for loss of consortium would lead to increased
litigation and multiple claims is also unpersuasive. That
problem is easily solved by requiring joinder of a parent's
or grandparent's loss of consortium claim with the child's
negligence action.See footnote 4 We follow other jurisdictions and do so.
See e.g.,Ueland v. Reynolds Metals Co., 691 P.2d 190, 193-94
(Wash. 1984) (child's claim for loss of consortium of parent
to be joined with parent's underlying claim whenever
possible); Shockley v. Prier, 225 N.W.2d 495, 501 (Wis.
1975) (requiring "that the parent's [loss of consortium claim]
is combined with that of the child for his [or her]
injuries").
{29} Defendant finally argues that recognizing a grandparent's
claim for loss of consortium will tend to increase insurance
costs. Again, we are not persuaded. The Washington Supreme
Court considered a similar argument in Ueland, 691 P.2d at
195. The Ueland court observed that "[t]his is a standard argument raised against expanding any area of tort liability.
When considering the recognition of a new cause of action, the
specter of increased insurance rates is one of our least
concerns. Even courts rejecting the parental consortium right
of action dismiss the argument. See Norwest v. Presbyterian
Intercommunity Hosp. 652 P.2d 318 (Or. 1982)." We agree. One
of the animating forces behind our civil tort system of
recovery is the social objective of spreading the loss. See
Trujillo v. City of Albuquerque, 110 N.M. 612, 624, 798 P.2d
571, 574 (1990). If effected in order to provide reasonable
remedies for injuries we recognize for important public policy
reasons, the possibility of increased insurance costs
furnishes no reasonable basis for denying injured persons a
fair remedy.
{30} Romero makes clear what we are to consider when
determining whether to recognize a claim for negligent injury.
117 N.M. at 425, 872 P.2d at 843. We draw from our case law
that the "basis for incorporating the claims . . . into the
fabric of New Mexico common law" is an inquiry into duty. Id.
Thus, we stated in Romero:
In a series of New Mexico cases culminating in
Solon v. WEK Drilling Co., 113 N.M. 566, 829 P.2d
645 (1992), this Court set out the test for
determining whether a duty is owed to a plaintiff.
In New Mexico, negligence
encompasses the concepts of
foreseeability of harm to the person
injured and of a duty of care toward that
person . . . .
Duty and foreseeability have been
closely integrated concepts in tort law
since the court in [Palsgraf] stated the
issue of foreseeability in terms of duty.
If it is found that a plaintiff, and
injury to that plaintiff, were
foreseeable, then a duty is owed to that
plaintiff by the defendant.
Solon, 113 N.M. at 569, 829 P.2d at 648 (quoting
Ramerez v. Armstrong, 100 N.M. 538, 541, 673 P.2d
822, 825 (1983))(emphasis added by Solon).
In determining duty, it must be
determined that the injured party was a
foreseeable plaintiff_that he was within
the zone of danger created by [the
tortfeasor's] actions; in other words, to
whom was the duty owed?
. . . A duty to an individual is
closely intertwined with the
foreseeability of injury to that
individual resulting from an activity
conducted with less than reasonable care
by the alleged tort-feasor.
Id. (quoting Calkins v. Cox Estates, 110 N.M. 59,
61-62, 792 P.2d 36, 38-39 (1990))(emphasis in
original).
117 N.M. at 425-26; 872 P.2d at 843-44. In Romero we applied
this "modern test" and determined that the New Mexico common
law imposed a duty on a defendant toward a surviving spouse,
making her entitled to damages for emotional distress for loss
of the consortium of her spouse. We hold that the trial court
should have applied that test to Plaintiff's claim.
{31} Plaintiff argues that it can be foreseeable that
negligently causing the death of a twenty-two month old child
will cause emotional distress to a grandparent who had a close
familial relationship with the child. We agree. In New
Mexico grandparents enjoy a special legal status in relation
to their grandchildren. See NMSA 1978, § 40-9-2(A) (1993)
(authorizing court to "grant reasonable visitation privileges
to a grandparent of a minor child"). In our state, it is not
uncommon for several generations of a family to live in the
same home, as in this case. We hold that such
foreseeability can exist where: (1) the victim was a minor;
(2) the plaintiff was a familial care-taker, such as a parent
or grandparent, who lived with and cared for the child for a
significant period of time prior to the injury or death; (3)
the child was seriously physically injured or killed; and (4)
the plaintiff suffered emotional injury as a result of the
loss of the child's companionship, society, comfort, aid, and
protection. In recognizing such a duty to the spouse of the
injured party, we noted that "[o]ur recognition of spousal
consortium will not disrupt settled expectations" because this
claim "'imposes no new obligation of conduct on potential
defendants.'" Romero, 117 N.M. at 426, 872 P.2d at 844
(quoting Ramirez, 100 N.M. at 542, 673 P.2d at 826). The same
is true here.
{32} It is foreseeable that a negligent actor may cause harm
or injury to a minor child's caretaker and provider of
parental affection, as well as the child. It is not
unreasonable to compensate such a family care-giver for loss
of consortium. Further, merely because the plaintiff is a
grandparent of the child should not foreclose an award of
damages if he or she is able to prove the elements identified
above. On remand, Plaintiff shall be given the opportunity to prove, if she can, that she uniquely suffered a loss of her
grandchild's consortium.
III. Conclusion.
{33} For the foregoing reasons, we hold that observation of a
close family member's suffocation and death, without
meaningful observation of the injury-producing event, is
insufficient as a matter of law to meet the second NIED
element. However, a plaintiff need not observe or know of
defendant's negligent conduct in order to recover for NIED.
We also hold that a plaintiff may recover for loss of
consortium due to the death of a minor grandchild where the
plaintiff was a family caretaker and provider of parental
affection to the deceased.
{34} IT IS SO ORDERED.
________________________________
DAN A. McKINNON, III, Justice
WE CONCUR:
________________________________
GENE E. FRANCHINI, Chief Justice
________________________________
JOSEPH F. BACA, Justice
________________________________
PAMELA B. MINZNER, Justice
________________________________
PATRICIO M. SERNA, Justice