Filing Date: May 23, 2002
Docket No. 25,618
NAVOR TERCERO,
Plaintiff-Respondent,
v.
ROMAN CATHOLIC DIOCESE OF
NORWICH, CONNECTICUT,
Defendant-Petitioner.
and
ROMAN CATHOLIC CHURCH
OF THE ARCHDIOCESE OF SANTA FE,
a New Mexico Corporation,
SERVANTS OF THE PARACLETE,
f/k/a VIA COELI, FATHER BARNEY
BISSONNETTE, and THE ESTATE OF
JOHN McCARTHY, M.D.,
Defendants.
ORIGINAL PROCEEDING ON CERTIORARI
Gerard W. Thomson, District Judge
Beall & Biehler, P.A.
Lisa P. Ford
Albuquerque, NM
for Petitioner
Law Office of Daymon Ely
Daymon B. Ely
Albuquerque, NM
for Respondent
MAES, Justice.
{1}
This appeal involves the alleged sexual molestation of
then school boy Plaintiff-Respondent, Tercero, by Father
Bissonnette (Bissonnette) between 1966-68, while he was a
priest at the Santa Fe Archdiocese. The issue presented on
appeal is whether the district court in New Mexico has long-arm jurisdiction over Defendant-Petitioner, the Diocese of Norwich, Connecticut, (the Diocese) in the resulting
lawsuit. The trial court dismissed Tercero's claims against
the Diocese based on a lack of jurisdiction, and the Court
of Appeals reversed. We reverse, concluding there was no
long-arm jurisdiction over the Diocese.
FACTS
{2}
Bissonnette was ordained as a priest and incardinated
into the Diocese in 1958. In 1963, after reports of
inappropriate conduct with boys, the Bishop of Norwich
suspended Bissonnette "a divinis," meaning that he could not
perform sacraments. Thereafter, the Diocese sent
Bissonnette to the Via Coeli Center (Via Coeli or the
Center), also known as the Servants of the Paraclete, in New
Mexico, for counseling and therapy for pedophilia. The
Diocese paid for Bissonnette's transportation to New Mexico,
as well as for his treatment and room and board at Via
Coeli. In May 1963, the Bishop wrote to the Center
delegating it the authority to remove the suspension when it
felt it was proper. However, in September 1963, based on a
request from the Center, the Bishop lifted Bissonnette's
suspension.
{3}
Bissonnette returned to Connecticut in 1964 where he
was told by the Bishop that he could never again function as
a priest for the Diocese. Although not formally
excardinated from the Diocese, Bissonnette was dismissed by
the Diocese and given his "walking papers," as he referred
to them. The Bishop later communicated to the Center and
Bissonnette his recommendation that Bissonnette seek a
benevolent bishop for whom he could work, but that the
Bishop could not, in good conscience, provide Bissonnette
with a recommendation. Thereafter, Bissonnette decided by
himself to return to New Mexico from Connecticut. Paying
his own transportation costs, Bissonnette returned to Via
Coeli and then was transferred by the Center to one of its
facilities in Minnesota. While in Minnesota, Bissonnette
was given an assignment within the Diocese of Duluth. The
Connecticut Diocese continued to pay for Bissonnette's stays
at the Via Coeli facilities, both in New Mexico and
Minnesota. The Roman Catholic Church of the Archdiocese of
Santa Fe, The Servants of the Paraclete, and Father
Bissonnette are also named defendants in the action;
however, these additional defendants are not parties to this
appeal.
{4}
In early 1966, Bissonnette wrote to the Bishop seeking
permission to return to New Mexico. The Bishop agreed with
his request, provided Via Coeli was willing to accept him
back. Upon his return, Bissonnette met with the Archbishop
of Santa Fe, who assigned him to St. Anne's Parish in New
Mexico. There, he eventually planned to apply for
incardination into the Archdiocese of Santa Fe. He performed the assignment until 1968, when he was dismissed
by that archdiocese for sexual molestation. Following his
dismissal, Bissonnette returned to the Via Coeli Center in
New Mexico where he again underwent treatment paid for by
the Diocese.
STANDARD OF REVIEW
{5}
Challenges made to a plaintiff's assertion of personal
jurisdiction must be decided solely upon the facts of each
individual case. See Doe v. Roman Catholic Diocese of
Boise, Inc., 121 N.M. 738, 743, 918 P.2d 17, 22 (Ct. App.
1996). "[T]o the extent that a district court's conclusions
concerning whether a plaintiff has proven personal
jurisdiction rest on legal precepts, those conclusions are
reviewed on appeal de novo . . . . On the other hand, a
district court's conclusions based upon findings of fact are
not disturbed on appeal unless clearly erroneous." Campos
Enters., Inc. v. Edwin K. Williams & Co., 1998-NMCA-131, ¶
5, 125 N.M. 691, 964 P.2d 855 (citing Mylan Labs., Inc. v.
Akzo, N.V., 2 F.3d 56, 60 (4th Cir. 1993)). In this case,
the record reveals that the district court failed to make
findings of fact. Therefore, we conduct a de novo review on
the issue of the existence of personal jurisdiction under
the facts of this appeal. Where, as here, a timely
challenge is raised under Rule 1-012(B)(2) NMRA 2002
contesting personal jurisdiction, the party asserting such
jurisdiction has the burden of establishing that fact.
Smith v. Halliburton Co., 118 N.M. 179, 185, 879 P.2d 1198,
1204 (Ct. App. 1994).
ANALYSIS
{6}
Utilizing New Mexico's long-arm statute, our courts may
exercise personal jurisdiction over non-residents. See NMSA
1978, § 38-1-16 (1971). That statute provides, in pertinent
part:
A. Any person, whether or not a citizen
or resident of this state, who in person
or through an agent does any of the acts
enumerated in this subsection thereby
submits himself or his personal
representative to the jurisdiction of
the courts of this state as to any cause
of action arising from:
(1) the transaction of any business
within this state;
. . .
(3) the commission of a tortious act
within this state.
This statute extends the jurisdictional reach of New Mexico courts as far as constitutionally permissible. See United
Nuclear Corp. v. Gen. Atomic Co., 91 N.M. 41, 42, 570 P.2d
305, 306 (1977). The Diocese challenges the district
court's jurisdiction over it in the suit arising from
Bissonnette's alleged molestation of Tercero while the
priest was assigned to a parish in the Santa Fe Archdiocese.
{7}
Long-arm statutes have been held to be in derogation of
the common law, hence, they must be strictly construed.
Worland v. Worland, 89 N.M. 291, 295, 551 P.2d 981, 985
(1976). The constitutional standard requires that prior to a
nonresident defendant being sued in a forum state, the
defendant must have sufficient minimum contacts with the
forum state so that permitting the action will not violate
"traditional conception[s] of fair play and substantial
justice." Int'l Shoe Co. v. Washington, 326 U.S. 310, 320
(1945). A defendant will be found to have sufficient
minimum contacts, satisfying due process, where the
defendant has a connection with the forum state and has
acted in the state in such a manner that they "should
reasonably anticipate being haled into court there."
World-Wide Volkswagen Corp. v. Woodson, 444 U.S. 286, 297
(1980). "[I]t is essential in each case that there be some
act by which the defendant purposefully avails itself of the
privilege of conducting activities within the forum State."
Hanson v. Denckla, 357 U.S. 235, 253 (1958). As noted in
Tarango v. Pastrana, 94 N.M. 727, 728, 616 P.2d 440, 441
(Ct. App. 1980), "[t]he question of personal jurisdiction
over out-of-state residents involves more than a technical
'transaction of any business' or the technical 'commission
of a tortious act' within New Mexico. The meaning of those
terms, in our statute, is to be equated with the minimum
contacts sufficient to satisfy due process."
{8}
In determining whether personal jurisdiction exists
over the out-of-state Diocese, we apply the following
three-part test to the specific facts of the case: (1) Did
the Diocese commit an act or omission specifically set forth
in the long-arm statute; (2) Does Tercero's cause of action
arise out of the alleged acts or omissions; and (3) Has the
Diocese established sufficient minimum contacts with New
Mexico to satisfy due process concerns? See Fed. Deposit
Ins. Corp. v. Hiatt, 117 N.M. 461, 463, 872 P.2d 879, 881
(1994); Sanchez v. Church of Scientology of Orange County,
115 N.M. 660, 663, 857 P.2d 771, 774 (1993). In applying
this test, the analysis of whether the Diocese transacted
business or committed a tortious act within New Mexico
merges with the inquiry regarding whether such activities
constitute minimum contacts sufficient to satisfy due
process concerns. See, e.g., Telephonic, Inc. v. Rosenblum,
88 N.M. 532, 534, 543 P.2d 825, 827 (1975) ("We have
repeatedly equated the 'transaction of business'. . . with
the due process standard of 'minimum contacts'.....");
Tarango, 94 N.M. at 728, 616 P.2 at 441 (meaning of terms "transaction of any business" and "commission of a tortious
act" to be equated with minimum contacts sufficient to
satisfy due process).
{9}
We note that any actions by the Diocese after the
alleged abuse of Tercero, such as paying for Bissonnette's
additional stay and treatment at Via Coeli, does not impact
our analysis of whether long-arm jurisdiction can properly
be established. See Doe, 121 N.M. at 744, 918 P.2d at 23
("As a general rule, the existence of personal jurisdiction
may not be established by events which have occurred after
the acts which gave rise to Plaintiff's claims." (citing
Steel v. United States, 813 F.2d 1545, 1549 (9th Cir.
1987)). Accordingly, those matters are not considered in
the Court's analysis.
Transaction of Business
{10}
"Transaction of any business" under the long-arm
statute has been defined as, "'doing a series of similar
acts for the purpose of thereby realizing pecuniary benefit,
or otherwise accomplishing an object, or doing a single act
for such purpose with the intention of thereby initiating a
series of such acts.'" Telephonic, 88 N.M. at 534, 543 P.2d
at 827 (quoting Restatement (Second) of Conflict of Laws §
35 cmt. a at 142 (1971)). Whether the Diocese purposely
availed itself of the privilege of conducting business
within New Mexico involves the determination of whether the
activities in question amount to a purposeful act by it to
participate in the forum state and avail itself of the
benefits and protections of our laws. See Hiatt, 117 N.M.
at 464, 872 P.2d at 882. Precedent exists in New Mexico
establishing that the "transaction of any business" element
of the long-arm provision is sufficient to fulfill the due
process standard of minimum contacts. State Farm Mut. Ins.
Co. v. Conyers, 109 N.M. 243, 245, 784 P.2d 986, 988 (1989).
However, "this is true only if the cause of action arises
from the particular transaction of business, and the minimum
contacts were purposefully initiated by the defendant."
Id. (citing Customwood Mfg., Inc. v. Downey Constr. Co., 102
N.M. 56, 57, 691 P.2d 57, 58 (1984)). The Diocese's status
as a religious non-profit organization has no impact on the
inquiry of whether it transacted business within New Mexico
for purposes of determining jurisdiction under our long-arm
statute. See Benally ex rel. Benally v. Amon Carter Museum
of W. Art, 858 F.2d 618, 622-23 (10th Cir. 1988) (stating
that if a wrong results from purposeful, organized activity,
it makes no difference whether that activity is of a
commercial character, in terms of the state's interest in
redressing the harm to its citizens).
{11}
Tercero argues that he made a prima facie showing that
the Diocese transacted business in New Mexico, thereby
submitting itself to the jurisdiction of New Mexico's courts. He contends that the Diocese's activities in New
Mexico consisted of more than simply paying for
Bissonnette's stays and treatment at Via Coeli and
corresponding with the Center and Bissonnette. See Diamond
A Cattle Co. v. Broadbent, 84 N.M. 469, 471, 505 P.2d 64, 66
(1973) (holding that where defendant mailed three payments
into the state, there was barely any transaction of
business, if any at all, and there were not the requisite
minimum contacts to satisfy due process requirements); Fox
v. Fox, 103 N.M. 155, 156-57, 703 P.2d 932, 933-34 (Ct. App.
1985) (holding that the sole activity of supporting minor
children within the state did not fall within any provision
of the long-arm statute, nor constitute minimum contacts
sufficient to subject nonresident parent to the jurisdiction
of New Mexico courts). Rather, Tercero argues that the
Diocese formed an agency relationship with Via Coeli since
the Center allegedly treated Bissonnette on the Diocese's
behalf and, pursuant to its direction, allowed Bissonnette
and the Center to locate a benevolent bishop to provide the
priest with a parish assignment. He further argues that the
Diocese granted the Center agency powers over Bissonnette
and yet still controlled Bissonnette as a result of canon
law principles.
{12}
"An agent is a person who, by agreement with another
called the principal, represents the principal in dealings
with third persons or transacts some other business, manages
some affair or does some service for the principal, with or
without compensation." UJI 13-401 NMRA 2002. The
authority of an agent may be actual or apparent. "To
establish apparent authority, the relying party must base
the relationship upon words or acts of the principal, and
not the representations or acts of the agent." Damian
Servs. Corp. v. PLC Servs., Inc., 763 F. Supp. 369, 372-73
(N.D. Ill. 1991); see also Diversified Dev. & Inv. v. Heil,
119 N.M. 290, 296, 889 P.2d 1212, 1218 (1995) ("Apparent
authority arises from manifestations by the principal to the
third party."). Whether an agency exists is a question of
fact to be determined from the circumstances of each case.
Brown v. Cooley, 56 N.M. 630, 635, 247 P.2d 868, 871 (1952).
{13}
For purposes of analyzing the establishment long-arm
jurisdiction, if any agency relationship existed between the
Diocese and Via Coeli, it was only during Bissonnette's
initial stay at the Center, beginning in 1963. Bissonnette
initially entered the Center as a result of the Diocese's
decision to send him there for treatment. Necessarily, the
Diocese allowed the Center to exercise control over
Bissonnette, given his status as a client, or patient,
seeking treatment and counseling. Furthermore, the Diocese
did provide the Center the authority to determine when to
lift the priest's suspension, which the Center recommended
four months into Bissonnette's initial stay.
{14}
However, the process of ending this agency relationship
began when the suspension was lifted in September 1963, and
the relationship was terminated in early 1964 when the
Diocese informed Bissonnette that he would never again serve
there. From late September 1963 and early 1964 to the time
he left the Center for an assignment with the Archdiocese of
Santa Fe, the contacts between the Diocese and Via Coeli
amounted mostly to assuring that expenses were covered and
some correspondence. Despite the fact that Bissonnette was
actually never excardinated from the the Diocese, he had no
chance of ever returning there for religious duty in the
future, having been explicitly told that by the Bishop.
Therefore, the services of Via Coeli, from that point
forward, cannot reasonably be said to have been for the
benefit of the Diocese or performed as its representative.
See generally Madsen, 1999-NMSC-042, ¶ 8 (definition of
"agent"); Telephonic, 88 N.M. at 534, 543 P.2d at 827
(definition of "transaction of business"). Rather, the
services were exclusively for the personal health of
Bissonnette, although this may have affected his ability to
continue in his chosen profession.
{15}
Moreover, Bissonnette's alleged misconduct, which gave
rise to Tercero's cause of action, cannot reasonably be said
to have resulted from the Diocese's transaction of business
with Via Coeli, approximately 2 to 3 years before the
alleged abuse occurred. See generally Conyers, 109 N.M. at
245, 784 P.2d at 988 (transaction of business can be
sufficient to establish due process standard of minimum
contacts if cause of action arises from the particular
transaction of business). On the contrary, it is reasonable
to conclude that the alleged abuse ultimately resulted from
the decision of the Archdiocese of Santa Fe to hire
Bissonnette and entrust him with a parish assignment,
despite its knowledge of his past predilections. This was a
decision which the Diocese determined years before it would
never make again when it emphatically stated that he would
never be able to serve there again.
{16}
For purposes of establishing long-arm jurisdiction, the
quality of contacts between the Diocese, Bissonnette, and
the Center, following the priest's initial few months at the
Center, were such that New Mexico's exercise of personal
jurisdiction over the Diocese would be inconsistent with
constitutional considerations of due process. As early as
December 1963, the Diocese communicated to both Bissonnette
and Via Coeli that it would not give the priest an
assignment or accept him back in its parishes. As
previously noted, Bissonnette was dismissed entirely from
the Diocese in early 1964, for all intents and purposes,
given that he could never serve there again. Moreover, in
1964, the Diocese informed Bissonnette that he should seek a
"benevolent bishop" for whom he could work and, thereafter,
seek incardination into that diocese. The Diocese never directed Via Coeli to find a "benevolent bishop" for
Bissonnette. Nor is there any indication in the record that
the Diocese directed, either implicitly or explicitly, that
Bissonnette look within New Mexico for such a bishop. We
believe that "encouraging" the priest to find a benevolent
bishop is not the same thing, see Dissenting Opinion, infra
¶ 34, and it is important to note that this issue arose and
was concluded in 1963, even before Bissonnette left for
Minnesota and returned to Via Coeli on his own after his
assignment there. Additionally, the Center alone made the
determination to transfer Bissonnette to its Minnesota
location. When the priest returned to Via Coeli, it was of
his own decision and with his own money to cover
transportation expenses.
{17}
It is also critical to note that during the actual time
period the alleged abuse took place, 1966 to 1968, the
Diocese had little, if any, connection to, participation
with, or control over Bissonnette and the Center. Rather,
at the time of the alleged abuse, Bissonnette was under the
direct control of the Archdiocese of Santa Fe, which had
given him the parish assignment. Furthermore, at that time,
the Diocese was not involved in communications or decisions
with Via Coeli regarding Bissonnette since he was no longer
at the facility, having left in 1965. Clearly, by the time
Bissonnette became a parish priest for the Archdiocese of
Santa Fe, the Diocese was no longer sufficiently conducting
business in New Mexico for purposes of establishing
jurisdiction.
{18}
We recognize that, in the case at hand, the Diocese's
involvement with Bissonnette and Via Coeli is greater than
that dealt with in Doe, supra. In that case, the abusive
priest had been ordained and incardinated in an out-of-state
diocese but left that diocese, with its permission, to seek
assignment elsewhere. The Court of Appeals decided that the
plaintiff had failed to make a prima facie showing that the
out-of-state diocese had purposely initiated any activity in
New Mexico in order to establish long-arm jurisdiction.
Doe, 121 N.M. at 743, 918 P.2d at 22. In contrast, in the
case at hand, the Diocese purposely sent Bissonnette to Via
Coeli for his initial stay. However, aside from its initial
participation in Bissonnette's stay at the Center and its
payment of expenses, the closer in time to the years the
alleged abuse occurred, the significantly lesser the degree
of purposeful initiation of activity in New Mexico by the
Diocese. Most importantly, during the actual time frame in
which the alleged abuse occurred, the purposeful initiation
of relevant activity by the Diocese was virtually
nonexistent.
{19}
Based on the above, we conclude that the Diocese was
not transacting business in New Mexico at, or near, the time
of the alleged acts giving rise to the suit, sufficient to exercise long-arm jurisdiction consistent with
constitutional considerations of due process. We hold as a
matter of law that the passage of time vitiated any causal
link between any activity on the part of the Diocese in New
Mexico and the injury to the plaintiff Tercero. Rather, the
quality of contacts between the Diocese, Bissonnette, and
the Center, following the priest's initial few months at the
Center, were such that New Mexico's exercise of personal
jurisdiction over the Diocese would offend traditional
notions of due process involved in the application of long-arm jurisdiction.
Tortious Act
{20}
When negligent acts occur outside New Mexico which
cause injury within the state, a "tortious act" has been
committed for purposes of the long-arm statute. Roberts v.
Piper Aircraft Corp., 100 N.M. 363, 366, 670 P.2d 974, 977
(Ct. App. 1983). As with the transaction of business
analysis, "[r]ather than engage in a technical analysis of
whether [the defendant] committed a tortious act, we must
equate the `tortious act' which [the defendant] is alleged
to have committed with minimum contacts to determine if due
process has been satisfied." DeVenzeio v. Rucker, Clarkson
& McCashin, 1996-NMCA-064, ¶ 10, 121 N.M. 807, 918 P.2d 723
(citing Visarraga v. Gates Rubber Co., 104 N.M. 143, 146,
717 P.2d 596, 599 (Ct. App. 1986)). Tercero argues he made
a prima facie showing that the Diocese committed a tortious
act in New Mexico by virtue of its failure to supervise
Bissonnette, while it allegedly maintained responsibility
and control over him, by its failure to warn parishioners in
New Mexico of Bissonnette's deviant tendencies, and through
the failure of its agent, Via Coeli, to adequately supervise
the priest.
{21}
In order to conclude that the out-of-state Diocese is
responsible for negligently supervising Bissonnette while he
was in New Mexico, we must determine whether either a
principal/agent or employer/employee relationship existed
between them. Fundamentally, the liability of a principal
for the tortious act of an agent is the same as the
liability of an employer for the tortious act of an
employee. Such liability is grounded on the maxim
"respondeat superior," and is to be determined "by
considering, from a factual standpoint, the question whether
the tortious act was done while the employee . . . was
acting within the scope of employment." 3 AmJur 2d Agency §
280 (1986); see also McCauley v. Ray, 80 N.M. 171, 180-81,
453 P.2d 192, 201-02 (1968) (stating that it is the law in
New Mexico that an employer is liable for intentional torts
of his employee if the torts are committed in the course and
scope of the employment). Generally, the employer/employee
relationship is encompassed within the broader
principal/agent relationship, as defined in Madsen, 1999-NMSC-042, ¶ 8.
{22}
In slight distinction to a principal/agent
relationship, see id., "[a]n employer is one who has another
perform certain work and who has the right to control the
manner in which the details of the work are to be done, even
though the right of control may not be exercised." UJI 13-403 NMRA 2002. The primary test to determine whether an
employer-employee relationship exists is whether the
employer has the right to control the details of the work of
the employee. Savinsky v. Bromley Group, Ltd., 106 N.M.
175, 176, 740 P.2d 1159, 1160 (Ct. App. 1987). The
secondary tests of the employer-employee relationship
include: 1) direct evidence of the employer's right to
control the manner and means of employee's performance; 2)
the method of payment of compensation; 3) whether the
employer furnishes equipment; and 4) the employer's right to
end the relationship. Id.
{23}
The record fails to reveal either a principal/agent or
employer/employee relationship, between the Diocese and
Bissonnette, such that it can reasonably be said that the
alleged abuse occurred as a result of the former's
inadequate supervision of the latter. From the onset of
Bissonnette's arrival at Via Coeli, he was there as a
patient, or client, and not as an agent of the Diocese. At
the time the alleged abuse occurred years later, the Diocese
exercised no control over Bissonnette. His parish
assignment and compensation were both provided exclusively
by his employer, the Archdiocese of Santa Fe, which also
bore responsibility for providing any needed supervision,
authority or directives. There is no indication in the
record that the Diocese controlled, or even could control,
any of the details of Bissonnette's work with the
Archdiocese. Moreover and obviously, while the alleged
abuse apparently resulted in the course of Bissonnette's
employment, it was never within the scope of that
employment. See generally Moses v. Diocese of Colorado,
863 P.2d 310, 330 (Colo. 1993) (en banc) (holding that the
sexual misconduct of a priest cannot be a part of a priest's
duties, nor customary within the business of the church).
{24}
True, Bissonnette had been incardinated into the
Diocese and remained listed in that Diocese's directory,
despite having been unequivocally fired from that
organization months after his arrival at Via Coeli.
However, the tort he allegedly committed clearly was not
within the scope of that "form-over-substance" relationship,
but rather within the course of his day-to-day employment
with the Archdiocese of Santa Fe. See Stevens v. Roman
Catholic Bishop of Fresno, 123 Cal. Rptr. 171, 176 (Ct. App.
1975) (noting that Bishop of Fresno had the power to control
priest incardinated in France, but temporarily assigned to
Fresno, when priest was working with that diocese's parishioners). In light of the foregoing, Tercero has
failed to make a prima facie showing that the Diocese
committed a tortious act in New Mexico by virtue of its
failure to supervise Bissonnette, while it allegedly
maintained responsibility and control over him.
{25}
We now turn to the question of whether the Diocese had
a duty to warn New Mexican parishioners. As a general rule,
an individual does not have a duty to control the acts of a
third party in the absence of a duty imposed by statute or
recognized as a result of a special relationship that exists
between a defendant and the tortfeasor. See Restatement
(Second) of Torts § 315 (1965). Therefore, if the Diocese
bore any duty, the responsibility to warn New Mexican
parishioners must be based on an agency relationship between
the Diocese and Bissonnette. As discussed previously, there
was no such relationship in the years preceding the alleged
abuse and clearly not at the time of the alleged wrongful
conduct. We believe it is clear from the record that at
that time, the relationship of loyalty and obedience on the
part of the priest, and provision for his livelihood and
welfare on the part of the Diocese, was over.
{26}
Next, Tercero argues long-arm jurisdiction can be
exercised over the Diocese based on tortious conduct
resulting from Via Coeli's alleged failure to adequately
supervise Bissonnette. However, as we discussed in the
prior analysis regarding transaction of business, any agency
relationship which existed between the Diocese and Via Coeli
did not last throughout Bissonnette's stay at the Center.
The authority originally granted Via Coeli to decide whether
and when the priest could practice again expired in 1963
when his suspension was lifted by the Diocese. After that,
no authority from the Diocese was needed for the Center to
so decide. Moreover, Tercero's cause of action did not arise
from any agency relationship between the Diocese and Via
Coeli, or the Center's supervision of the priest. See § 38-1-16. Rather, the cause of action arose directly from the
decision of the Archdiocese of Santa Fe to entrust
Bissonnette with a parish assignment, a decision that the
Diocese long before informed the priest and Via Coeli it
would never make again. Given that communication by the
Diocese and its dismissal of Bissonnette, the Center was not
acting as the Diocese's agent in any efforts it made to
secure a parish assignment in New Mexico for the priest.
{27}
Finally, we do not agree with Tercero that the
principles of canon law impact our analysis such that a
different conclusion is warranted in either the transaction
of business or tortious conduct long-arm jurisdiction
inquiries. Regardless of canon law provisions, it is the
acts of the Diocese, not those of Bissonnette, that "must
provide the basis for this state exercising personal
jurisdiction over" the Diocese. Doe, 121 N.M. at 744, 918 P.2d at 23. Those actions reveal a clearly-stated decision
by the Diocese to dismiss Bissonnette from its organization
with the understanding that he could never serve in the
Diocese again. These actions were taken early in
Bissonnette's initial stay at Via Coeli. The later actions
of the Diocese, both closer to the alleged instances of
abuse and especially during the priest's employment with the
Archdiocese of Santa Fe, reveal a lack of authority over
Bissonnette and his duties and actions. Finally, the
Diocese lacked any authority whatsoever to take action
regarding the level of supervision Bissonnette received
after being provided a parish assignment. Although canon
law may have defined the ecclesiastical relationship between
the Diocese and Bissonnette, for purposes of our analysis of
the application of facts to applicable law, we necessarily
must focus on the actions of the parties involved. Id.
That analysis leads us to conclude that the quality of
contacts between the Diocese, Bissonnette, and the Center,
following the priest's initial few months at the Center,
were such that New Mexico's exercise of personal
jurisdiction over the Diocese would offend traditional
notions of due process involved in the application of long-arm jurisdiction.
CONCLUSION
{28}
We conclude that while there was some connection
between the Diocese and New Mexico, Bissonnette clearly was
not an agent of the Diocese at any time relevant to
Tercero's cause of action. Aside from an agency
relationship between the Diocese and Via Coeli early on in
Bissonnette's initial stay at the Center, the Diocese was
not transacting business with Via Coeli to the degree that
due process considerations would not be offended if long-arm
jurisdiction were exercised over the Diocese. In
considering whether the Diocese committed a tortious act in
New Mexico on which to base jurisdiction, we conclude that
the Diocese did not fail to adequately supervise Bissonnette
at any time when he may have been under its control, and
there was no failure on the part of the Diocese to warn New
Mexico parishioners. Finally, on the issue of tortious
conduct, we conclude that at no time relevant to Tercero's
cause of action did Via Coeli fail to adequately supervise
Bissonnette such that jurisdiction could properly be
exercised over the Diocese. There being no basis for long-arm jurisdiction over the Diocese, we reverse.
{29}
IT IS SO ORDERED.
______________________________
_
PETRA JIMENEZ MAES, Justice
WE CONCUR:
________________________________
PATRICIO M. SERNA, Chief Justice
________________________________
GENE E. FRANCHINI, Justice
JOSEPH F. BACA, Justice (dissenting)
PAMELA B. MINZNER, Justice (dissenting)
MINZNER, Justice (dissenting)
{30} I respectfully dissent. In holding that the district
court lacked personal jurisdiction over the Diocese of
Norwich, I believe the majority has taken a more restrictive
view of jurisdiction than our cases require on these facts.
For the following reasons, I would affirm the Court of
Appeals.
{31} Because both the "transaction of business" and
"tortious activity" strands of long arm jurisdiction have
been conflated with the due process inquiry in New Mexico,
see Majority Opinion ¶¶ 7-8, I am not certain that we need
to examine them separately from each other or the ultimate
constitutional inquiry. To do so would seem contrary to the
view of personal jurisdiction that we have taken in the
past.
{32} For example, in our most recent case on this issue we
noted that,
Because we have interpreted the long-arm
statute as extending our personal
jurisdiction as far as constitutionally
permissible, it is not necessary to
determine whether the [defendant]
transacted business within New Mexico in
any technical sense. When the state
courts have construed the state long-arm
statute as being coextensive with the
requirements of due process, "the usual
two-step analysis collapses into a
single search for the outer limits of
what due process permits."
Fed. Deposit Ins. Corp. v. Hiatt, 117 N.M. 461, 463, 872
P.2d 879, 881 (1994) (citation omitted) (quoting Forsythe v.
Overmyer, 576 F.2d 779, 782 (9th Cir. 1978)). Under this
view, the sole inquiry is what due process allows.
Nevertheless, it may be helpful in conducting that inquiry
to separate the Diocese of Norwich's contacts into
categories, as the majority has done.
{33} The Court of Appeals listed the following acts as sufficient to conclude that the Diocese transacted business
within New Mexico:
(1) intentionally sending Father
Bissonnette to Via Coeli, paying for his
room, board, and other expenses
associated with his stay at Via Coeli;
(2) authorizing his privileges and
punishment while he was in New Mexico;
(3) monitoring his progress at Via
Coeli; (4) making Father Fitzgerald the
Diocese's agent for purposes of
monitoring his period of suspension and
lifting the disciplinary suspension at
his discretion; and (5) using the
Servants as intermediaries in obtaining
work for him outside of Connecticut.
Tercero v. Roman Catholic Diocese, 1999-NMCA-052, ¶ 17, 127
N.M. 294, 980 P.2d 77. The evidence of these actions was
sufficient to support jurisdiction on the basis of the
Diocese's "transaction of any business within" New Mexico.
NMSA 1978, § 38-1-16(A)(1) (1971).
{34} As noted by the Court of Appeals, the Diocese "us[ed]
the Servants as intermediaries in obtaining work for [Father
Bissonnette] outside of Connecticut." Tercero, 1999-NMCA-052, ¶ 17. In September of 1964, the Vicar General of the
Diocese of Norwich informed Father Bissonnette by letter
that he would never work in that diocese again. That letter
also stated,
Bishop Hines recommends that through
your Superior, Father Fitzgerald [of Via
Coeli], you seek a Benevolent Bishop for
whom you could work a year or two.
During this period, through your zeal
for souls and great love for God, your
adoptive bishop would become convinced
that you are a definite asset to his
diocese. After that, your procedure
would be to seek incardination in that
diocese.
Father Bissonnette complied with this letter and, with
Father Fitzgerald's permission, found a job in Santa Fe.
The majority opinion notes that the Diocese never directed
Via Coeli to find a Benevolent Bishop for Father
Bissonnette. The Diocese, did, however, encourage Father
Bissonnette to find a Benevolent Bishop "through [his]
Superior, Father Fitzgerald." It was at this job that the
alleged abuse took place. From this evidence, a reasonable jury could have concluded that the Diocese used Via Coeli as
an agent to find work for Father Bissonnette _ who was still
a member of the Diocese of Norwich through the time of the
alleged abuse _ and this directly led to the cause of action
asserted by Plaintiff. Given that we have equated the
transaction of business with the due process standard of
minimum contacts, I would conclude that the Diocese's
actions were sufficient to say that it had transacted
business in New Mexico.
{35} Even if there was a delay from the time the Diocese
ceased transacting business in New Mexico to the time of the
conduct that gave rise to this lawsuit, we need not hold
that the cause of action did not "arise from" the
transaction of business in New Mexico. See Majority Opinion
¶ 15. We have said that the cause of action arises from the
transaction of business if it "lies in the wake" of the
defendant's in-state activities. State Farm Mut. Ins. Co.
v. Conyers, 109 N.M. 243, 245, 784 P.2d 986, 988 (1989).
The alleged abuse by Father Bissonnette "lies in the wake"
of the Diocese's actions, specifically in placing him in New
Mexico and encouraging him to find a job outside of
Connecticut through Via Coeli. A reasonable jury could
conclude that there was a direct causal link between the
Diocese's transaction of business with Via Coeli in New
Mexico and Plaintiff's injury, despite the passage of time.
I therefore conclude that Plaintiff made a prima facie case
that the Diocese transacted business in New Mexico, and that
this cause of action arose from that jurisdictional contact.
{36} The majority opinion does not appear to foreclose the
conclusion that there was at one time an agency relationship
between the Diocese and Via Coeli that could constitute
transacting business on the part of the Diocese. The
majority concludes, however, that any such relationship
ended long before the alleged abuse occurred and thus cannot
be the basis of jurisdiction. Majority Opinion ¶¶ 13-15.
While this is one view of the evidence presented, and even a
reasonable one, it is not the only permissible view a jury
could take. Despite having been told that he would not work
in Connecticut again, Father Bissonnette was still a member
of that Diocese as late as 1968. From this fact, it is
reasonable to conclude that Via Coeli continued to act for
the benefit of the Diocese who, after all, continued to pay
it for its services. I am persuaded that Plaintiff put
forth enough evidence to make a prima facie case that the
agency relationship led to the alleged abuse, and that as a
result of the Diocese's repeated and purposeful contacts
with Via Coeli and New Mexico, jurisdiction is statutorily
and constitutionally appropriate.
{37} Alternatively, I conclude that the Diocese of Norwich engaged in tortious conduct in New Mexico for two separate
reasons. First, I agree with the Court of Appeals when it
concluded that there is sufficient evidence that the Diocese
committed a tort in New Mexico on the basis of Via Coeli's
alleged negligent supervision of Father Bissonnette. "Any
person . . . who in person or through an agent does any of
the acts enumerated in this subsection thereby submits
himself . . . to the jurisdiction of the courts of this
state . . . ." Section 38-1-16(A) (emphasis added). On
the basis of the correspondence from Via Coeli and the
Diocese of Norwich, and through the affidavit of Father
Thomas P. Doyle, Plaintiff's expert on canon law and the
Church hierarchy, a reasonable jury could have concluded
that the Diocese appointed Via Coeli as its agent to
determine when, and whether, Father Bissonnette could again
practice as a priest. I agree with the Court of Appeals
that, although the ultimate determination of the existence
of an agency relationship for purposes of tort liability is
to be left to the trier of fact, Plaintiff made a prima
facie case that Via Coeli, acting as the Diocese's agent,
was negligent in its supervision of Father Bissonnette, and
that the Diocese thereby submitted itself to the
jurisdiction of New Mexico courts. Tercero, 1999-NMCA-052,
¶ 2.
{38} Second, I believe that we can attribute tortious
activity to the Diocese based on its failure to control or
monitor Father Bissonnette's activities or warn New Mexico
parishioners of his propensities. The Court of Appeals
opinion alluded to two cases from other jurisdictions that
so held, but did not decide the jurisdictional question on
that basis. See id. ¶ 25; John Doe 1-22 v. Roman Catholic
Bishop of Fall River, 509 N.W.2d 598 (Minn. Ct. App. 1993);
John Does 1-9 v. CompCare, Inc., 763 P.2d 1237 (Wash. Ct.
App. 1988). In each case an incardinating diocese sent a
priest to a diocese in another state for treatment, paid for
that treatment, communicated extensively with the priest and
the treatment center, revoked the priest's ability to get a
job within the incardinating diocese, and was informed of
their new employment at which place each priest was alleged
to have molested the plaintiffs. CompCare, 763 P.2d at
1239-41; Fall River, 509 N.W.2d at 599-60. In each case the
forum court found that asserting jurisdiction over the
incardinating diocese was consistent with their long-arm
statutes, which are substantially similar to our own, and
with due process.
{39} In CompCare, the court found jurisdiction over the
incardinating diocese on the theory of its negligent
supervision of the priest and its failure to warn the
priest's subsequent employers. CompCare, 763 P.2d at 1241.
The court rejected the argument that the priest's misconduct was beyond the scope of the employment relationship because
it did not arise from priestly activities: "The Diocese's
argument ignores the scope of the relationship which existed
between the Diocese and its priest. The duty of obedience
which [the priest] owed the Diocese encompassed all phases
of his life and correspondingly the Diocese's authority over
its cleric went beyond the customary employer/employee
relationship." Id. at 1242 (citing Code of Canon Law,
Canons 265, 273, 290, 1333, 1350, 1395 (1985)).
{40} The court in Fall River similarly found that plaintiffs
had made a prima facie case of tortious activity within the
forum state on the theories of negligent supervision and
failure to warn. The court held that the exercise of
jurisdiction was appropriate because the diocese had
sufficient minimum contacts with Minnesota:
In the context of products liability
law, use of an intermediary and
ignorance of the ultimate destination of
a product does not shield a manufacturer
from long-arm jurisdiction. Similarly,
the Servants of the Holy Paraclete here
are alleged to have acted at the behest
of Fall River. Fall River's
authorization of [the priest's]
treatment at Via Coeli, acceptance of
responsibility for his expenses, request
to be informed of [his] progress, and
grant of permission for [his] assignment
to parish work, manifest an ongoing
relationship between Fall River and [the
priest], with Via Coeli acting as an
intermediary.
Fall River, 509 N.W.2d at 601 (citation omitted). A
subsequent case has described Fall River as applying a
"stream-of-commerce theory" of personal jurisdiction to a
foreign incardinating diocese. Bergherr v. Sommer, 523
N.W.2d 17, 20-21 (Minn. Ct. App. 1994). That theory seems
to me to be particularly appropriate in this case.
{41} I do not think that the "special relationship" that can
be the premise of liability for failing to control Father
Bissonnette or to warn New Mexico parishioners is limited to
one of agency. See Majority Opinion ¶ 25. The majority
opinion cites to the Restatement (Second) of Torts § 315
(1965) for the proposition that a special relationship is
required to give rise to a duty to control the acts of a
third person. The Comment on Clauses (a) and (b) to that
section states, "The relations between the actor [here,
Norwich] and a third person [here, Father Bissonnette] which
require the actor to control the third person's conduct are
stated in §§ 316-319." Nothing in this list of examples
leads me to conclude that the relationship is limited to one of agency. Section 319 provides, as an example of that
special relationship, "One who takes charge of a third
person whom he knows or should know to be likely to cause
bodily harm to others if not controlled is under a duty to
exercise reasonable care to control the third person to
prevent him from doing such harm."
{42} Father Doyle's affidavit explains why, under canon law,
the Diocese of Norwich has taken charge of Father
Bissonnette. Based on the correspondence and actions of the
Diocese, as they are explained by that affidavit, a jury
could determine that the Diocese expected loyalty and
obedience from the Father, and in return provided a lifelong
guarantee that it would provide adequate means of livelihood
and social welfare, whether or not that would be
accomplished within the geographic boundaries of the
Diocese. See CompCare, 763 P.2d at 1242. The
correspondence between Father Bissonnette and the Diocese of
Norwich shows the degree of control the latter did in fact
exert over the former. Examples of this control included:
allowing Father Bissonnette to return to New England to
visit family, but preventing him from returning to
Connecticut; granting him permission to recite the Divine
Rite in English; granting him permission for a return to Via
Coeli after his stay in Minnesota; and approving his
expressed desire to seek incardination in the Archdiocese of
Santa Fe. A jury could find from this evidence that the
Diocese took charge of Father Bissonnette and thereby had a
duty to control him, or at the very least to warn New Mexico
parishioners about his propensities. I would therefore
conclude, consistent with CompCare and Fall River, that
Plaintiff made a prima facie case that the Diocese had
failed in that duty and thereby committed a tortious act
within the State of New Mexico.
{43} The majority concludes in ¶ 27, supra, that canon law
does not impact the analysis and that it is the acts of the
Diocese that must support jurisdiction. I agree that the
Diocese's actions must support jurisdiction. For that
determination, however, canon law and Father Doyle's
affidavit about its effect help explain and give context to
the Diocese's actions. For example, Father Doyle explains
why the incardinating Diocese that fired a priest would
still list him as one of its members and still assert
control over him. This understanding of canon law would
allow a trier of fact, perhaps impressed with the analogy to
a typical employer-employee relationship, to understand why
the parties behaved as though the Diocese still exerted
control over Father Bissonnette. The actions of the
Diocese, as explained and contextualized by canon law and
Father Doyle's expertise in that regard, do provide a basis
for jurisdiction over it.
{44} Viewing these cumulative contacts as a whole, as I
think our cases instruct us to do, it is within the "outer limits of what due process permits" to assert jurisdiction
over the Diocese of Norwich. Our cases have described these
outer limits by reference to cases from the United States
Supreme Court. Thus, in Hiatt we noted that the minimum
contacts with the forum required by due process must be
significant enough that the assertion of jurisdiction over
the out-of-state defendant would not offend "traditional
notions of fair play and substantial justice." Hiatt, 117
N.M. at 463, 872 P.2d at 881 (quoting Int'l Shoe Co. v.
Washington, 326 U.S. 310, 316 (1945)). That case also noted
that "it is essential in each case that there be some act by
which the defendant purposefully avails itself of the
privilege of conducting activities within the forum State,
thus invoking the benefits and protections of its laws."
Id. at 464, 872 P.2d at 882 (quoting Hanson v. Denckla, 357
U.S. 235, 253 (1958)). Finally, we emphasized that it is
essential in each case "that [the defendant] should
reasonably anticipate being haled into court there," Id.
(quoting World-Wide Volkswagen Corp. v. Woodson, 444 U.S.
286, 297 (1980)), although we cautioned that
"'foreseeability' alone has never been a sufficient
benchmark for personal jurisdiction under the Due Process
Clause." Id. (quoting World-Wide Volkswagen, 444 U.S. at
295).
{45} In this case Plaintiff put on evidence that the Diocese
of Norwich incardinated a priest, and thus assumed a life-long duty to provide for him should he ever become
destitute. Rather than allow that priest to cause more harm
to parishioners in Connecticut, and rather than excardinate
him or allow him to become destitute, the Diocese sent him
to New Mexico for treatment and suspended him a divinis.
See Majority Opinion ¶ 2. The Diocese delegated to Via
Coeli, the treatment center in New Mexico, the decision to
lift the suspension. The Diocese paid for his stay and
treatment in New Mexico. The Diocese maintained
communication with Father Bissonnette and Via Coeli in New
Mexico; our record contains several letters from the Diocese
sent to New Mexico, monitoring Father Bissonnette's
progress, making decisions concerning his day-to-day life,
and deciding where his future would lie. The Diocese
recommended that, rather than return to Connecticut where
his past was well known, he seek employment elsewhere
through his superior at Via Coeli. Under these facts, I
conclude that the Diocese's contacts with New Mexico were
substantial, that they were purposeful, and that the Diocese
could reasonably foresee being haled into a New Mexico court
on account of the dangerous instrumentality it sent to this
state. I therefore conclude that it does not offend due
process to assert jurisdiction over the Diocese.
{46} By way of comparison, we found jurisdiction to be
constitutionally appropriate in Kathrein v. Parkview
Meadows, Inc., 102 N.M. 75, 691 P.2d 462 (1984), when the
defendant, operating an alcoholism treatment center in Arizona, had advertised for two years in the yellow pages of
an Albuquerque telephone directory, had solicited referrals
from the Albuquerque chapter of the National Council on
Alcoholism, mailed a brochure to the plaintiff, and
encouraged her by telephone to attend a program at their
center. The alleged harm took place at the center in
Arizona. Kathrein, 102 N.M. at 76, 691 P.2d 463.
Similarly, in Conyers we held that jurisdiction was
appropriate over a defendant in an insurance dispute arising
from an automobile accident in Nevada, where the defendant
had lived briefly in New Mexico three years prior to the
accident, and had purchased insurance in New Mexico while
living here. Conyers, 109 N.M. at 244, 784 P.2d at 987. In
these two cases the foreign defendants' contacts to New
Mexico were somewhat attenuated at the time of the alleged
harm, and yet we found personal jurisdiction acceptable.
These cases articulate a broad standard of due process; I am
persuaded by them that it would not offend "traditional
notions of fair play and substantial justice" to assert
jurisdiction over the Diocese of Norwich.
{47} For the foregoing reasons, I respectfully dissent from
the majority opinion. Our cases have conflated the
constitutional due process standard with the relevant
statutory standards. That due process standard is quite
broad, and I conclude that it would allow New Mexico to
assert personal jurisdiction over the Diocese of Norwich,
either on the basis of the business transacted or tortious
conduct within New Mexico. Assertion of jurisdiction over
the Diocese seems consistent with our prior cases, and with
virtually identical cases from other jurisdictions. I would
therefore affirm the Court of Appeals.
________________________________
PAMELA B. MINZNER, Justice
I CONCUR:
________________________________
JOSEPH F. BACA, Justice