Filing Date: October 16, 2001
Docket No. 26,419
NEW MEXICO DEPARTMENT OF HEALTH,
Petitioner-Respondent,
v.
FRED COMPTON,
Respondent-Petitioner.
ORIGINAL PROCEEDING ON CERTIORARI
Fred T. Hensley, District Judge
Protection and Advocacy System, Inc.
Michael C. Parks
V. Colleen Miller
Sandra L. Gomez
Albuquerque, NM
for Petitioner
New Mexico Department of Health
Beth W. Schaefer, Assistant Attorney General
Santa Fe, NM
for Respondent
SERNA, Chief Justice.
{1}
Respondent-Petitioner Fred Compton seeks review of an
opinion of the Court of Appeals, arguing that the New Mexico
Department of Health (the Department) failed to provide him
with a civil commitment hearing within the time limits
mandated by NMSA 1978, § 43-1-11(A) (1989) and NMSA 1978, §
43-1-15(B) (1993, prior to 1999 amendment). Compton requests
that this Court hold that the statutory time periods should be
strictly construed and enforced and that the petitions against
him should have been dismissed. We affirm.
{2}
Compton was involuntarily admitted to Las Vegas Medical
Center (LVMC) on February 18, 1999, for an emergency mental
health evaluation. Police initially encountered Compton as a
result of threats he made to family members. The admitting psychiatrist at LVMC noted Compton's long history of mental
illness, indicated that Compton suffered from a mental
disorder as defined in NMSA 1978, § 43-1-3(O) (1993), and
assigned a diagnosis of schizophrenia, paranoid type. On
February 22, the Department filed two petitions in district
court, one for a thirty-day commitment for mental health
evaluation and treatment pursuant to Section 43-1-11(A), and
another for appointment of a treatment guardian pursuant to
Section 43-1-15(B). Following a determination of indigency,
the district court, on February 23, appointed counsel to
represent Compton in responding to the Department's two
petitions.
{3}
A hearing was scheduled for February 25. On that date,
the district court postponed the hearing for one week due to
illness of the assigned judge. The court held a hearing on
March 4, fourteen calendar days after Compton's admission to
LVMC and eight court days after the filing of the treatment
guardian petition. During the hearing, Compton's attorney
objected, for the first time, to the failure to hold the
hearing within the statutorily mandated time and moved to
dismiss both petitions. Compton argued that Section 43-1-11(A) and Section 43-1-15(B) mandated that the hearing be held
on February 25.
{4}
The district court rejected Compton's argument and found
by clear and convincing evidence that Compton presented a
likelihood of serious harm to himself or to others as a result
of a mental disorder. The court entered orders committing
Compton to LVMC for evaluation and treatment not to exceed
thirty days and appointing a treatment guardian for him.
Compton was discharged on March 25, 1999, less than thirty
days after the initially scheduled hearing.
{5}
Compton appealed to the Court of Appeals on the sole
ground that the postponement of the February 25 hearing
violated his statutory rights and required dismissal of the
petitions. Compton did not appeal the district court's
determination that he presented a likelihood of serious harm
to himself or to others as a result of a mental disorder. The
Court of Appeals issued an opinion affirming the district
court's orders. N.M. Dep't of Health v. Compton, 2000-NMCA-078, 129 N.M. 474, 10 P.3d 153. The Court determined that the
statutory time limits asserted by Compton were mandatory, but
not jurisdictional, and that Compton suffered no prejudice
from the seven-day postponement. Id. ¶¶ 19-20. This Court
then granted Compton's petition for writ of certiorari to the
Court of Appeals.
{7}
The United States Supreme Court "repeatedly has
recognized that civil commitment for any purpose constitutes
a significant deprivation of liberty that requires due process
protection." Addington, 441 U.S. at 425. This Court has also
recognized that confinement "impinges [on] the right to
liberty." State v. Rotherham, 122 N.M. 246, 255, 923 P.2d
1131, 1140 (1996). However, "[t]he state has a legitimate
interest under its parens patriae powers in providing care to
its citizens who are unable because of emotional disorders to
care for themselves; the state also has authority under its
police power to protect the community from the dangerous
tendencies of some who are mentally ill." Addington, 441 U.S.
426; accord Rotherham, 122 N.M. at 255, 923 P.2d at 1140
(stating that "as long as [individuals] remain dangerous, the
State has an interest in committing them to protect [them] and
the public" ). "In a civil commitment state power is not
exercised in a punitive sense." Addington, 441 U.S. at 428.
Thus, in order to weigh Compton's liberty interest against the
Department's parens patriae and police powers, while being
"mindful that the function of legal process is to minimize the
risk of erroneous decisions," Addington, 441 U.S. at 425, we
apply the balancing test established by the Supreme Court in
Mathews v. Eldridge, 424 U.S. 319 (1976), in order to assess
the amount of process required by the Fourteenth Amendment.
See Rotherham, 122 N.M. at 262, 923 P.2d at 1147 (applying
Mathews to the question of whether criminal commitment
requires proof beyond a reasonable doubt). Under Mathews, we
rely on the following factors:
First, the private interest that will be
affected by the official action; second,
the risk of an erroneous depravation of such interest through the procedures
used, and the probable value, if any, of
additional or substitute procedural
safeguards; and finally, the Government's
interest, including the function involved
and the fiscal and administrative burdens
that the additional or substitute
procedural requirement would entail.
Mathews, 424 U.S. at 335.
{8}
In New Mexico, involuntary civil commitment is governed
by the Mental Health and Developmental Disabilities Code, NMSA
1978, §§ 43-1-1 to -25 (1977, as amended through 1998, prior
to 1999 amendments). There are three stages of involuntary
civil commitment contemplated by the Code, each with different
procedural requirements. As a preliminary measure, the
Legislature has created a method for involuntary commitment
for emergency mental health evaluation and care. NMSA 1978,
§ 43-1-10 (1989). Under this provision, a peace officer may
transport an individual to an evaluation facility if one of
four factors are met: (1) the person is subject to lawful
arrest; (2) there are reasonable grounds to believe the person
has just attempted suicide; (3) there are reasonable grounds
to believe the person presents a likelihood of serious harm to
himself or herself or to others as a result of a mental
disorder; or (4) a licensed physician or psychologist
certifies that the person presents a likelihood of serious
harm to himself or herself or to others as a result of a
mental disorder. Section 43-1-10(A). A court order is not
required to transport the person to an evaluation and
treatment facility. Section 43-1-10(B). Upon arriving at the
facility, the admitting physician or psychologist must conduct
an evaluation to determine "whether reasonable grounds exist
to detain the proposed client for evaluation and treatment,"
the outcome of which will be determinative of whether the
person is detained for emergency evaluation and treatment.
Section 43-1-10(E). If the individual is detained, he or she
shall be informed orally and in writing
by the evaluation facility of the purpose
and possible consequences of the
proceedings, the allegations in the
petition, [the] right to a hearing within
seven days, [the] right to counsel and
[the] right to communicate with an
attorney and an independent mental health
professional of [the person's] own
choosing, and shall have the right to
receive necessary and appropriate
treatment.
Section 43-1-10(F).
{9}
The next stage of commitment contemplated by the Code is
a thirty-day period of evaluation and treatment. Section 43-1-11. The Legislature has established a number of procedural
protections to accompany this level of commitment. Unlike an
emergency transport and detention, a thirty-day commitment
must be authorized by a court order and only after a hearing
at which "the client shall be represented by counsel and shall
have the right to present evidence on [the client's] behalf,
including testimony by an independent mental health
professional of [the client's] own choosing, to cross-examine
witnesses and to be present at the hearing." Section
43-1-11(B). The client "has the right to a hearing within
seven days of admission unless waived after consultation with
counsel." Section 43-1-11(A).
Upon completion of the hearing, the
court may order a commitment for
evaluation and treatment not to exceed
thirty days if the court finds by clear
and convincing evidence that:
(1) as a result of a mental
disorder, the client presents a
likelihood of serious harm to himself or
others;
(2) the client needs and is likely
to benefit from the proposed treatment;
and
(3) the proposed commitment is
consistent with the treatment needs of
the client and with the least drastic
means principle.
Section 43-1-11(C). The court must find "more likely than not
that in the near future the person will attempt to commit
suicide or will cause serious bodily harm to himself [or
herself] by violent or other self-destructive means," NMSA
1978, § 43-1-3(M) (1993), or "more likely than not that in the
near future the person will inflict serious, unjustified
bodily harm on another person or commit a criminal sexual
offense, as evidenced by behavior causing, attempting or
threatening such harm, which behavior gives rise to a
reasonable fear of such harm from the person," Section
43-1-3(N).
{10}
The final stage of commitment under the Code is an
extended commitment of six months. NMSA 1978, § 43-1-12
(1978). In addition to the procedural protections available
under Section 43-1-11, the client has the right to request a
six-person jury at the hearing. Section 43-1-12(B).
Moreover, regardless of the stage of the involuntary civil commitment proceeding, individuals may have alternative
remedies outside of the Code. See § 43-1-12(E) ("Nothing in
this section shall limit the right of a client to petition the
court for a writ of habeas corpus."). Thus, the Legislature
has enacted a scheme under which individuals are entitled to
progressively greater procedural protection in response to
increased periods of involuntary civil commitment.
{11}
This case involves the intermediate stage of commitment
for a thirty-day evaluation and presents two related due
process questions: (1) whether the seven-day time limitation
within Section 43-1-11(A) is constitutionally required; and
(2) whether the delay of fourteen calendar days between
Compton's admission and his hearing violated Compton's
constitutional rights.See footnote 1 We believe both of these questions
are answered by the Mathews balancing test.See footnote 2
{12}
Under the first factor of the Mathews test, we agree with
Compton that he has a significant liberty interest in being
free from involuntary commitment. Indeed, "[w]e are acutely
aware of the severe curtailment of liberty which involuntary
commitment in a mental institution can entail." Project
Release v. Prevost, 722 F.2d 960, 971 (2d Cir. 1983). The
precise issue presented in this case, however, is not whether
Compton is entitled to a particular procedure, a judicial
hearing, as part of an involuntary civil commitment procedure,
but whether that procedure must be provided within fourteen
calendar days of his initial admission to LVMC. "The
fundamental requirement of due process is the opportunity to
be heard 'at a meaningful time and in a meaningful manner.'"
Mathews, 424 U.S. at 333 (quoting Armstrong v. Manzo, 380 U.S.
545, 552 (1965)). Thus, we must assess the risk of error from
the absence of a judicial hearing in light of Compton's
liberty interest in not being involuntarily confined for a
period of fourteen days. See Addington, 441 U.S. at 425
(assessing "the extent of the individual's interest in not
being involuntarily confined indefinitely" (emphasis added)).
We weigh this interest against the compelling governmental
interest of exercising its parens patriae power to protect
individuals from themselves and its police power to protect
society from dangerous individuals. See Rotherham, 122 N.M.
at 262, 923 P.2d at 1147 (discussing the "compelling interest"
of the State). Assessing the risk of error, we note that, in
order to justify emergency detention under Section 43-1-10, at
least two individuals must determine whether reasonable
grounds exist to believe that the person is a danger to
himself or herself or to others, with one of these individuals
most likely being a peace officer and the other being a
neutral decision-maker who is highly trained in evaluating the
psychological condition of the person. Cf. Parham v. J.R.,
442 U.S. 584, 613 (1979) ("In general, we are satisfied that
an independent medical decisionmaking process, which includes
the thorough psychiatric investigation described earlier,
followed by additional periodic review of a child's condition,
will protect children who should not be admitted; we do not
believe the risks of error in that process would be
significantly reduced by a more formal, judicial-type
hearing."). We also note that individuals who are
involuntarily committed under the Code on an emergency basis
have the right to counsel and the right to consult with the attorney and an independent mental health professional. With
access to these resources, we are confident that any risk of
erroneous deprivation of liberty prior to a judicial hearing
can be eliminated through alternative means of relief. See
Rule 5-802 NMRA 2001 (establishing procedures for filing a
writ of habeas corpus). Under these circumstances, we do not
believe that the risk of an erroneous deprivation of the
liberty interest in not being involuntarily committed by
mistake is sufficiently great to require a hearing within
fourteen days of admission.
{13}
The Court of Appeals reached a similar conclusion in
Garcia v. Las Vegas Medical Center, 112 N.M. 441, 445-47, 816
P.2d 510, 514-16 (Ct. App. 1991), holding that an involuntary
civil commitment for a period of twenty days without a
judicial hearing did not violate the Due Process Clause of the
Fourteenth Amendment. The Court of Appeals noted that the
United States Supreme Court has upheld a Connecticut statute
which allowed for a commitment of fifteen days based on a
physician's certificate of dangerousness due to mental
illness, with an additional thirty days' confinement permitted
without the requirement of a court order. Id. at 447, 816
P.2d at 516 (relying on Briggs v. Arafeh, 411 U.S. 911 (1973),
aff'g mem. Logan v. Arafeh, 346 F. Supp. 1265 (D. Conn.
1972)). The Court of Appeals also noted that the Supreme
Court of Colorado upheld an involuntary civil commitment
statute which contained no mandatory probable-cause hearing
but allowed for a hearing within ten days of a request by the
patient or the patient's attorney. Id. (relying on Curnow v.
Yarbrough, 676 P.2d 1177 (Colo. 1984) (en banc)). In
addition, other courts have upheld similar statutes in
response to due process challenges. See, e.g., Project
Release, 722 F.2d at 974-75 (upholding two New York statutes
that permitted sixty-day and fifteen-day commitments without
a judicial hearing unless requested by the individual due to
other procedural protections, such as the right to counsel,
afforded under the statutes). These cases recognize the
emergency nature of an involuntary civil commitment and that
"the threat of harm to the [individual] or others is of such
a nature that confinement must take place immediately. When
the choice is between a loss of life or health and a loss of
liberty for a brief period of time, the preferable alternative
is apparent." Coll v. Hyland, 411 F. Supp. 905, 910-11
(D.N.J. 1976) (per curiam) (holding that, in a general
involuntary commitment situation, a preliminary commitment
hearing is not constitutionally required because New Jersey
law requires that a final hearing be held within twenty days).
See generally Marybeth Walsh, Note, Due Process Requirements
for Emergency Civil Commitments: Safeguarding Patients'
Liberty Without Jeopardizing Health and Safety, 40 B.C. L.
Rev. 673, 677-81 (1999). "It is obvious that the hospital
authorities must be allowed some time to conduct adequate testing and observation of the patient so that a diagnosis can
be made. Consideration also must be given to the necessities
of court administration and the opportunity for counsel to
prepare for an effective hearing." Coll, 411 F. Supp. at 911.
{14}
We conclude that the seven-day hearing requirement in
Section 43-1-11 is constitutional on its face and that the
procedures employed in the present case adequately protected
Compton's constitutional right to due process and did not
render the statute unconstitutional as applied. We therefore
disagree with the assessment that this case involves "violated
liberty interests," and we limit the remainder of this opinion
to a discussion of statutory requirements and statutory
remedies.
{15}
Compton contends that the time requirements in Section
43-1-11(A) and Section 43-1-15(B) are mandatory and that the
appropriate remedy for a violation of the time requirements is
dismissal of the petition. We first separately address the
time requirements in each statute and then subsequently
address the issue of remedies.
{16}
Compton argues that Section 43-1-11(A) establishes a
mandatory requirement for a hearing within seven days of
admission. He asserts that the hearing in the present case
exceeded this time limitation by seven days. We begin by
correcting Compton's time calculation.
{17}
"In computing a period of time prescribed or allowed by
a statute or rule, . . . if the period is less than eleven
days, a Saturday, Sunday or legal holiday is excluded from the
computation." NMSA 1978, § 12-2A-7(E) (1997). Application of
this statute yields the following results: Compton's right to
a hearing under Section 43-1-11 accrued seven days, excluding
weekends, from February 18, his date of admission, which would
have been March 1. The district court conducted the hearing
on March 4. Thus, under Section 43-1-11, the hearing was
three days late, not seven days late. We consider whether a
three-day postponement is permissible under Section 43-1-11(A).
{18}
"In construing a particular statute, a reviewing court's
central concern is to determine and give effect to the intent
of the [L]egislature." State ex rel. Klineline v. Blackhurst,
106 N.M. 732, 735, 749 P.2d 1111, 1114 (1988). "[T]he plain
language of the statute [is] the primary indicator of
legislative intent." Whitely v. N.M. State Pers. Bd., 115
N.M. 308, 311, 850 P.2d 1011, 1014 (1993). Looking to the
plain language of the statute, Section 43-1-11(A) provides
that Compton had "the right to a hearing within seven days of admission unless waived after consultation with counsel." The
Court of Appeals has previously interpreted this language to
be silent on the issue of postponement of the hearing; the
waiver language "furnishes a means by which an individual may
waive [the] right to challenge [the] detention. By waiver
[the individual] transforms an involuntary commitment into a
voluntary one." State v. Bunnell (In re Bunnell), 100 N.M.
242, 244, 668 P.2d 1119, 1121 (Ct. App. 1983). We agree with
this assessment of the statute. The Legislature has directed
that a decision to forgo a hearing to contest a petition for
a thirty-day commitment can only be made by an express knowing
and voluntary waiver, but Section 43-1-11(A) is silent on the
question of whether the district court may postpone the
hearing beyond the seven-day requirement. Confronted with
legislative silence on this issue, we must determine whether
the Legislature intended to allow for postponement of the
hearing by looking to the provisions of the Code as a whole
and by assessing the purposes of the seven-day time
limitation.See footnote 3 See Sunwest Bank v. Nelson, 1998-NMSC-012, ¶ 14,
125 N.M. 170, 958 P.2d 740 (stating that it is necessary to
resort "to other statutory construction aids in order to
discern the intent of the Legislature" in the face of
legislative silence on an issue); Roberts v. Southwest Cmty.
Health Servs., 114 N.M. 248, 251, 837 P.2d 442, 445 (1992)
("Statutes should be construed so as to facilitate their
operation and the achievement of the goals as specified by the
legislature.").
{19}
The Legislature's decision to provide a right to a
hearing within seven days of admission reflects a careful balance between the individual's liberty interests and the
interest of the individual and society in proper care and
treatment. The goal in establishing a seven-day time frame
is, on one hand, to ensure that individuals are not
erroneously committed against their will and, on the other
hand, to ensure that there is a sufficient period of time
after the initial commitment and prior to a hearing for the
proper diagnosis and emergency treatment necessary to conduct
a meaningful and effective judicial review. The time
after initial commitment before judicial
proceedings must be begun is not simply
for the purpose of delay. It has a
positive aspect as well. There is a
compensating advantage to the committed
person because in many cases during this
period the medical staff at the hospital
can adequately alleviate his [or her]
mental illness or by use of non-emergency
diagnostic procedures determine that he
[or she] is not a "danger to himself [or
herself] or others." In such cases, the
stigma of court record is avoided and the
length of confinement is shortened.
Logan, 346 F. Supp. at 1269.
{20}
In response to these concerns, the Legislature has
provided that, "[i]f the division, physician or evaluation
facility decides to seek commitment of the client for
evaluation and treatment, a petition shall be filed with the
court within five days of admission requesting the
commitment." Section 43-1-11(A). This five-day period is, in
the Legislature's judgment, a proper amount of time "to
evaluate a patient appropriately and to make a determination
of the need for continued involuntary hospitalization."
Walsh, supra, at 690. "It must be remembered that commitment
has not been undertaken for the sake of penal detention. The
patient is committed for treatment and care, and some
knowledge of his [or her] mental condition can be gained by
visual observation and diagnostic tests. This takes time."
Logan, 346 F. Supp. at 1269 (footnote omitted). If the
Legislature had required that the filing of the petition and
the hearing take place immediately upon admission, many
clients might be needlessly detained beyond the initial seven-day evaluation period. See Walsh, supra, at 684 (discussing
commentators' view that, because "many acute psychiatric
episodes subside within one to four days, . . . many patients
whose conditions would have improved sufficiently for
discharge in a few days would be retained unnecessarily for
long commitment periods"). An immediate hearing "may also
harm the patient's clinical interest because it transforms the doctor-patient relationship from a therapeutic to an
adversarial one." Id. In addition, in order to adequately
protect the individual's right to counsel, there must be an
adequate amount of time for counsel to review the case and
prepare for the commitment hearing. Coll, 411 F. Supp. at
911. Any time limitation placed on the hearing requirement
must also take into account the administrative burdens of a
judicial hearing, including scheduling, availability of
judicial staff, and the impact on treatment resources.See footnote 4 See
Parham, 442 U.S. at 605-06 ("One factor that must be
considered is the utilization of the time of psychiatrists,
psychologists, and other behavioral specialists in preparing
for and participating in hearings rather than performing the
task for which their special training has fitted them.
Behavioral experts in courtrooms and hearings are of little
help to patients."); Coll, 411 F. Supp. at 911.
{21}
As can be seen, the Legislature's decision to establish
a seven-day hearing requirement implicates a number of
different factors. Given the Legislature's awareness of the
complex relationship between these various factors and of the
alternative remedy of filing a writ of habeas corpus, we do
not believe that the Legislature intended to establish a rigid
seven-day requirement in Section 43-1-11(A). Just as the
constitutional right to due process necessarily requires
flexibility, see Morrissey v. Brewer, 408 U.S. 471, 481 (1972)
("It has been said so often by this Court and others as not to
require citation of authority that due process is flexible and
calls for such procedural protections as the particular
situation demands."), we believe the Legislature intended to
provide enough flexibility in the procedural time requirement
of Section 43-1-11(B) to respond to the particular demands of
individual cases. For example, because the Legislature
provided five days after admission to file a petition, it is
conceivable that a full judicial hearing would be required to
be held within two days of the filing of the petition. See §
43-1-11(B). Under these circumstances, it is highly
foreseeable that a postponement might be necessary for either
the parties or the court. See Walsh, supra, at 690-91
(discussing the conclusions of an ad hoc committee formed to
evaluate Massachusetts' emergency commitment procedure and
stating "[a]ll of the representatives of the judiciary on the
Ad Hoc Committee stated that a minimum of five business days between the filing of the petition and the hearing was
necessary for the courts to process the petition, prepare the
case file and schedule a judge and other staff to travel to
the petitioning hospital to hold a hearing"). In fact, the
Court of Appeals has specifically faced a situation in which
it was necessary to postpone the hearing required under
Section 43-1-11(A). In Bunnell, an individual who was
involuntarily committed pursuant to Section 43-1-10 argued
that his Section 43-1-11 hearing should have been postponed in
order to allow his counsel adequate time to prepare. 100 N.M.
at 244, 668 P.2d at 1121. The Court of Appeals noted that the
potentially short period of time between the filing of a
petition and a judicial hearing might result in "little time
to prepare" for appointed counsel. Id. at 244-45, 668 P.2d at
1121-22. The Court "[b]alanc[ed] the need for a prompt
hearing with the importance of a meaningful hearing before
imposition of a thirty-day detention" and held that the
district court "must grant a short continuance when counsel
establishes that he [or she] has not had sufficient time to
prepare his [or her] client's case." Id. at 245, 668 P.2d at
1122.See footnote 5 We believe the need for flexibility articulated in
Bunnell demonstrates that the Legislature did not intend to
establish a rigid time requirement and that a postponement is contemplated by Section 43-1-11(A).See footnote 6 For the reasons
discussed above, we conclude that the seven-day hearing
requirement in Section 43-1-11(A) is subject to postponement
for good cause.
{22}
Our interpretation of Section 43-1-11(A) accords with the
Court of Appeals' interpretation of a different statutory time
requirement for an administrative hearing. In Redman, the
Court of Appeals addressed a statute that provided that a de
novo hearing on a teacher's dismissal "shall be held" by the
State Board of Education within sixty days of receipt of a
notice of appeal. 102 N.M. at 238, 693 P.2d at 1270 (internal
quotation marks and quoted authority omitted). The Court
determined that the sixty-day requirement was mandatory;
however, this mandatory requirement did not prevent
postponement. Id. at 239, 693 P.2d at 1271. "On showing of
good cause, or with a written waiver, the State Board may
extend the time." Id. at 240, 693 P.2d at 1272.See footnote 7
{23}
Our conclusion that the Legislature intended to permit
postponements of a Section 43-1-11(A) hearing for good cause
is also supported by the somewhat analogous requirement in
Rule 5-604 NMRA 2001 for the commencement of trial in criminal
cases. Even though this rule protects the important interest
of the prompt adjudication and resolution of criminal cases,
State v. Wilson, 1998-NMCA-084, ¶ 10, 125 N.M. 390, 962 P.2d
636, district courts may extend the six-month commencement
requirement "[f]or good cause shown." Rule 5-604(C). As
reflected by the power to order postponement in Rule 5-604(C),
"trial courts possess the inherent power to manage their
dockets," State v. Coffin, 1999-NMSC-038, ¶ 65 n.3, 128 N.M.
192, 991 P.2d 477, and must have the ability to respond to
exigencies that arise in individual cases. We do not believe
that the Legislature, by establishing the seven-day hearing
requirement in Section 43-1-11(A), intended to prevent the
exercise of this power in response to good cause for
postponement.
{24}
Considering the number of factors at stake in
establishing a seven-day hearing requirement and the number of
variables that might necessitate a delay in particular cases,
we believe that the Legislature intended to allow postponement
of the seven-day hearing requirement in Section 43-1-11(A).
We therefore hold that Section 43-1-11(A) imposes a mandatory
requirement that a hearing be held within seven days of
admission unless good cause exists to postpone the hearing.
A determination of good cause should take into account any
objection by the client, as well as the client's substantial
interest in not being mistakenly confined against his or her
will. Further, district courts must consider the
Legislature's intent to require a prompt hearing on a thirty-day commitment petition in determining whether good cause
exists for postponement. Any postponement should be narrowly
prescribed and should be allowed only for so long as necessity
demands, again taking into account the legislative intent for
a prompt judicial hearing.
{25}
In this case, the district court scheduled a timely
hearing but postponed the hearing for three days beyond the
seven-day requirement in Section 43-1-11(A) due to illness of
the presiding judge. Compton did not object or make any
demand for a hearing or for his release until the scheduled
hearing on March 4. Under these circumstances, we believe
that good cause existed for a postponement and that the
postponement was sufficiently minimal so as not to infringe
unduly on Compton's statutory right to a prompt hearing. Cf.
State v. Aaron, 102 N.M. 187, 191-92, 692 P.2d 1336, 1340-41 (Ct. App. 1984) (discussing the requirement of good cause for
a continuance and referring to People v. Watson, 650 P.2d
1340, 1343 (Colo. Ct. App. 1982), in which "good cause was
shown when the trial judge became ill"). In addition, as
recognized by the Court of Appeals, the postponement did not
affect the length of Compton's involuntary commitment because
the district court based the thirty-day commitment period on
the date of the originally scheduled hearing. Compton, 2000-NMCA-078, ¶ 20. We conclude that the district court did not
err in postponing the Section 43-1-11 hearing.
{26}
We now turn to the time requirement in Section 43-1-15(B). We begin by noting that the hearing contemplated by
Section 43-1-15(B) serves a different purpose and protects
different interests than a commitment hearing under Section
43-1-11. Section 43-1-15(A) governs the administration of
"psychotropic medication, psychosurgery, convulsive therapy,
experimental treatment or behavior modification program
involving aversive stimuli or substantial deprivations." This
statute provides that "[i]f the client is capable of
understanding the proposed nature of treatment and its
consequences and is capable of informed consent, his [or her]
consent shall be obtained before the treatment is performed."
Section 43-1-15(A). This statute is intended to protect a
client's right to refuse treatment. However, if the physician
or mental health professional "believes that the client is
incapable of informed consent, he [or she] may petition the
court for the appointment of a treatment guardian to make a
substitute decision for the client." Section 43-1-15(B).
This provision is intended to protect clients' "right to
receive necessary and appropriate treatment," Section 43-1-10(F), when they are unable to do so themselves. In order to
protect a client's right to refuse treatment, however, there
must be a hearing at which the client has the right to be
present and the right to representation of counsel, and the
court must "find[] that the client is not capable of making
his [or her] own treatment decisions" before it is permitted
to appoint a treatment guardian. Section 43-1-15(B). The
"hearing on the petition shall be held within three court
days." Id. Under Section 43-1-15(B), a hearing for
appointment of the treatment guardian should have been held
in this case three court days after the filing of the petition
on February 22, which would have been February 25, the date of
the original hearing. Thus, the hearing for appointment of
the treatment guardian was five days late.
{27}
Unlike Section 43-1-11, Section 43-1-15(B) does not
implicate a client's liberty interest in being free from
involuntary commitment. A hearing under Section 43-1-15(B)
protects a client's right to refuse treatment and the right to
necessary and appropriate treatment. The client retains the
right to refuse treatment unless a court makes the appropriate finding following a hearing. Thus, for purposes of the right
to refuse treatment, Section 43-1-15(B) provides for a pre-determination hearing. As a result, we believe that the
purpose of requiring a hearing within three days is to ensure
that clients receive appropriate and necessary treatment at
the earliest opportunity. See NMSA 1978, § 43-1-7 (1977)
("Each resident client receiving mental health services shall
have the right to prompt treatment . . . ."). The short
period of time between the filing of the petition and the
hearing indicates the Legislature's view of the immediacy and
importance of ensuring proper treatment. We assess whether
the three-day requirement may be postponed for good cause in
light of this purpose.
{28}
As the Court of Appeals noted, the language in Section
43-1-15(B), with the use of "shall," is clear and unambiguous
and creates a mandatory hearing deadline. Compton, 2000-NMCA-078, ¶ 11. However, we note that the filing of the petition
itself is not mandatory even if the physician or mental health
professional believes that the client is incapable of informed
consent. See § 43-1-15(B) (providing that the physician or
mental health professional "may petition the court for the
appointment of a treatment guardian" (emphasis added)); see
also NMSA 1978, § 12-2A-4(B) (1997) ("'May' confers a power,
authority, privilege or right."). In addition, Section
43-1-11(D) provides that a court which makes the appropriate
findings for a thirty-day commitment "shall hear further
evidence as to whether the client is capable of informed
consent" for purposes of determining whether to appoint a
treatment guardian, regardless of the filing of a petition
pursuant to Section 43-1-15(B). Finally, Section 43-1-15(F)
provides a mechanism for the emergency administration of
psychotropic medication if it is "necessary to protect the
client from serious harm" while a petition for appointment of
a treatment guardian is pending. As a result, at least in the
context of an emergency involuntary commitment under Section
43-1-10 and a thirty-day commitment petition under Section
43-1-11, we believe that a narrowly prescribed postponement of
the three-day hearing requirement under Section 43-1-15(B) for
good cause will not substantially interfere with the client's
"right to prompt treatment," Section 43-1-7. While we caution
the district court to make every effort to comply with the
statutory time mandate in order to protect the client's right
to treatment, we conclude that the court did not err in
postponing the hearing for good cause.
{29}
Compton argues that the proper remedy for a violation of
the statutory time limits would be the immediate dismissal of
the petition. We disagree.
{30}
The Legislature has expressly provided a remedy for a
violation of the procedural protections contained in the
Mental Health and Developmental Disabilities Code. "Any
client who believes that his [or her] rights, as established
by this code or by the constitution of the United States or of
New Mexico, have been violated shall have a right to petition
the court for redress. . . . The court shall grant relief as
is appropriate, subject to the provisions of the Tort Claims
Act." NMSA 1978, § 43-1-23 (1978). This statute
distinguishes a violation of the time requirements in the Code
from the violation of analogous time requirements in other
statutes or rules. For example, Rule 5-604(F) expressly
provides that upon a failure to comply with the time
requirements for commencement of trial "the information or
indictment filed against such person shall be dismissed with
prejudice." Similarly, in addressing a statutory time
requirement that "does not prescribe a result for failure to
comply," Redman, 102 N.M. at 238, 693 P.2d at 1270, the Court
of Appeals has held that "the failure to commence and complete
the hearing within sixty days is reversible error, unless the
requirement is waived or unless the delay occurred for good
cause." Id. at 239, 693 P.2d at 1271. In the absence of a
statutory remedy, then, "the proper analysis for dismissal is
whether the delay prejudiced [the individual.]" Compton,
2000-NMCA-078, ¶ 12; accord State v. Budau, 86 N.M. 21, 22-23,
518 P.2d 1225, 1226-27 (Ct. App. 1973) (discussing the
requirement of arraignment within fifteen days of the filing
of the information or indictment). Given the Legislature's
express provision of a remedy in Section 43-1-23, these
approaches to analogous time requirements are inapposite.
Based on the plain language of Section 43-1-23, we do not
believe that the Legislature contemplated dismissal as a
proper remedy for a violation of the procedural requirements
of the Code.
{31}
We also believe that the remedy of dismissal for a
violation of the procedural requirements at issue in this case
would be inconsistent with the purposes of the Code. First,
as mentioned above, Section 43-1-15(B) does not implicate the
liberty interest of not being improperly committed
involuntarily; instead, it implicates the client's right to
informed consent and the client's right to necessary and
appropriate treatment. Because Section 43-1-15(B)
contemplates a pre-determination hearing, the failure to hold
the hearing within three court days affects only the right to
necessary and appropriate treatment. Thus, not only is the
remedy of dismissal not contemplated by Section 43-1-15(B),
but it would be entirely antagonistic to the purposes of this
statute to order dismissal because such a remedy would prevent
individuals from receiving necessary and appropriate
treatment. Instead, in order to protect the client's right to
necessary and appropriate treatment, and to protect the client from self-inflicted harm, there is a statutory remedy for a
violation of Section 43-1-15(B). "If a licensed physician
believes that the administration of psychotropic medication is
necessary to protect the client from serious harm which would
occur while the provisions of Subsection B of this section are
being satisfied, he [or she] may administer the medication on
an emergency basis." Section 43-1-15(F).
{32}
Second, with respect to a violation of the time
requirements in Section 43-1-11(A),
it is not true that the release of a
genuinely mentally ill person is no worse
for the individual than the failure to
convict the guilty. One who is suffering
from a debilitating mental illness and in
need of treatment is neither wholly at
liberty nor free of stigma. It cannot be
said, therefore, that it is much better
for a mentally ill person to "go free"
than for a mentally normal person to be
committed.
Addington, 441 U.S. at 429 (citations omitted). In the
present case, for example, although Compton "disputes the
notion that he was better off being involuntarily detained and
subjected to involuntary mental health institutionalization,"
he does not dispute the district court's finding by clear and
convincing evidence that he presented a danger to himself or
others as a result of mental illness necessitating a thirty
day commitment. The Court of Appeals noted that " [t]he
district court asked [Compton's] attorney to explain what
remedy [Compton] had if grounds for commitment existed, and
[Compton's] counsel replied, 'that he doesn't receive the
treatment which he, in accordance with the doctor's testimony,
requires.'" Compton, 2000-NMCA-078, ¶ 3. This remedy would
clearly frustrate Section 43-1-11's purpose of ensuring that
individuals who pose a danger to themselves or others as a
result of mental illness receive proper care and treatment.
Although in a different case a violation of Section 43-1-11(A)
might prejudice an individual's right to be free from improper
involuntary commitment due to an erroneous finding under
Section 43-1-10, we believe that the alternative remedy of
filing a petition for writ of habeas corpus provides an
adequate safeguard. See Logan, 346 F. Supp. at 1269. In
light of the urgent need for treatment in these cases, the
potentially harmful consequences to either the individual or
to others for an improper release, the express provision of a
statutory remedy, and the availability of the alternative
remedy of habeas corpus, we do not believe that the
Legislature intended dismissal of the petition as a proper
remedy for a violation of the time requirements in Section 43-1-11 or Section 43-1-15.See footnote 8
{33}
We conclude that the district court did not err in
postponing the Section 43-1-11 hearing for three days due to
good cause and the Section 43-1-15(B) hearing for five court
days for good cause. We also conclude that dismissal of a
petition is not a proper remedy for a violation of the
procedural requirements of the Code. We therefore affirm.
{34}
IT IS SO ORDERED.
_________________________________
PATRICIO M. SERNA, Chief Justice
WE CONCUR:
_________________________________
JOSEPH F. BACA, Justice
_________________________________
PETRA JIMENEZ MAES, Justice
GENE E. FRANCHINI, Justice (dissenting)
PAMELA B. MINZNER, Justice (dissenting)
MINZNER, Justice (dissenting).
{35} I respectfully dissent. I agree that the issues in this
case are not moot, but I believe the statutory provisions at
issue represent the clear judgment of the Legislature that
Petitioner was entitled to release when he was not provided a
hearing within seven days. NMSA 1978, §§ 43-1-10(F), -11(A)
(l989). Thus, I believe that the relevant statutory
provisions compel us to reverse the Court of Appeals and remand this case to the district court with directions to
dismiss the district court's order.
{36} Petitioner has been released from the Las Vegas Medical
Center, and we need not restore to him through the mandate of
this court the liberty he sought from the district court.
Indeed, we cannot restore to him the liberty of which he was
deprived. Nevertheless, he represents a class of citizens for
whose interests in liberty the Legislature has made specific
provision. For other members of that class, the issues raised
in this appeal remain undecided. There is the distinct
possibility that those issues may recur but evade review.
For these reasons, for these citizens, we ought to resolve the
issues raised in this case. The Court of Appeals was right to
address the issues raised, rather than to dismiss the appeal
as moot. See State v. Bunnell (In re Bunnell), 100 N.M. 242,
244, 668 P.2d 1119, 1121 (Ct. App. 1983).
{37} Sections 43-1-10(F) and 43-1-11(A) are straightforward.
The first provision, concerning emergency mental health
evaluation and care, states that "[u]pon arrival at an
evaluation facility, the proposed client shall be informed
orally and in writing by the evaluation facility of . . . his
right to a hearing within seven days . . . ." The second
provision, concerning the commitment of adults for a thirty-day period, begins "[e]very adult client involuntarily
admitted to an evaluation facility pursuant to Section 43-1-10
NMSA 1978 has the right to a hearing within seven days of
admission unless waived after consultation with counsel."
{38} The Court of Appeals attempted to construe these
provisions, with reference to our cases, as either
jurisdictional requirements or mandatory preconditions. The
Court of Appeals concluded that the statutes quoted above
"do[] not affect the essential power of the district court to
adjudicate the issue before it." N.M. Dep't of Health v.
Compton, 2000-NMCA-078 ¶ 15, 129 N.M. 474, 10 P.3d 153. I
respectfully submit that the Court of Appeals addressed the
wrong issue. The jurisdictional-mandatory distinction is not
applicable to instances of involuntary confinement for mental
health purposes. The issue in such cases is not whether the
failure to comply with the time limits deprives the district
courts of jurisdiction. Rather, the issue is whether the time
limits provide a protection or protections that the class of
citizens the Legislature was attempting to protect can enforce
in the district court. I see no reason to construe the text
of the statutes to limit the protection they seem intended to
provide.
{39} In addition to the text of the statutes, our case law
indicates that the statutes do not contemplate routine
continuances. In Bunnell, 100 N.M. at 244, 668 P.2d at 1121, the court reasoned that Section 43-1-11(A) "does not provide
for postponement but instead furnishes a means by which an
individual may waive his right to challenge his detention."
The court ultimately held that the seven-day hearing mandated
by Sections 43-1-10(F) and 43-1-11(A) could be continued, but
only "when counsel [for the person being committed]
establishes that he has not had sufficient time to prepare his
client's case." 100 N.M. at 245, 668 P.2d at 1122. Moreover,
the court noted that "[i]f the trial court grants such a
continuance, it must also hold an immediate preliminary
hearing to determine whether the State can present sufficient
evidence to justify holding the individual beyond the seven-day emergency period." Id.
{40} The majority construes Bunnell as authority for its
conclusion that the Legislature has been silent "on the
question of whether the district court may postpone the
hearing beyond the seven-day requirement." Majority Opinion
¶ 18. I respectfully disagree. I believe Bunnell supports
the view that a continuance is only appropriate when: (1) it
is requested by the individual being committed, and (2) it
serves that person's interests; that is, when it does not
violate his or her due process rights. It seems to me that
Bunnell understood Section 43-1-11(A) to preclude postponement
of the seven-day hearing by the State but to permit waiver by
the individual being committed.
{41} Due to the clarity of our statutes, we need not decide
whether the delay of fourteen calendar days between Compton's
admission and his hearing violated his constitutional rights.
Had the Legislature intended a "good cause" exception to the
seven-day time frame of the statutes in question, it could
easily have said so. The addition of the simple phrase
"except for good cause shown" would have sufficed.
Alternatively, the Legislature could have provided for a
hearing "within a reasonable period of time." The Legislature
took neither of these approaches. Rather, the Legislature has
made unnecessary an inquiry into the length of time a person
can be involuntarily confined in a mental institution without
a hearing. The Legislature has defined the process that is
due, Petitioner has not argued that the Legislature defined
his rights too narrowly, and the Court need not address
whether the Legislature has defined his rights too broadly.
{42} I conclude that the Legislature has provided a mandatory
seven-day time limit for a hearing in involuntary commitment
proceedings, although the right may be waived. I also
conclude that the Legislature has provided an express remedy
for violations of the statutory provisions at issue. NMSA
1978, § 43-1-23 (1978) states:
Any client who believes that his rights, as established by this code or by the constitution of
the United States or of New Mexico, have been
violated shall have a right to petition the court
for redress. The client shall be represented by
counsel. The court shall grant relief as is
appropriate, subject to the provisions of the Tort
Claims Act [41-4-1 to 41-4-27 NMSA 1978].
{43} The Court of Appeals noted that "because there is no
indication in the record that [Compton] sought to be released
on February 25, 1999, or objected to the continuance of his
seven-day hearing until the hearing was held seven days later,
the district court was unable to grant him dismissal as a
remedy." Compton, 2000-NMCA-078, ¶ 20. The emphasis,
however, should not be on the actions taken by individuals to
enforce their rights, but rather on ensuring that those rights
are not violated in the first place. The waiver provision of
Section 43-1-11(A) states that the right to a hearing can be
"waived after consultation with counsel." This indicates that
waiver is to be an affirmative act. The burden rests with the
Department of Health and with the district court to ensure
that the hearing takes place within the time limit proscribed
by the Legislature. If the individual's rights are
nonetheless violated, his or her objection becomes a practical
necessity. The practical necessity does not justify treating
the absence of an objection as a waiver of any protection the
Legislature intended the hearing to ensure and the court to
enforce.
{44} The statute speaks of "appropriate" relief being granted.
The forgoing analysis leads me to conclude that the only
appropriate relief for one who has not been given a mandatory
hearing within seven days of his or her commitment is
immediate release from the facility. The individual is
certainly subject to future confinement, but only if one of
the conditions of NMSA 1978, § 43-1-10(A) (1989) is met.
Furthermore, the determination that the individual meets one
of these conditions must be based on evidence of the person's
mental health status at the time of dismissal. To allow re-confinement based on previous evaluations and evidence would
render the individual's release meaningless.
{45} The majority suggests that the remedy of dismissal would
not serve the public health purposes of involuntary medical
confinement. Majority Opinion ¶ 31. I believe that the
Legislature has taken into account those purposes in crafting
the statutory scheme of which Sections 43-1-10(F) and
43-1-11(A) are part. Ultimately, the nature of the right
protected by this statutory scheme compels dismissal when the
Department of Health has not provided the district court the
necessary evidence within the time limit set by the
Legislature. As our courts have said on other occasions in a somewhat different context, legislative therapy, rather than
judicial surgery, is required. E.g., Amoco Prod. Co. v. N.M.
Taxation & Revenue Dep't, 118 N.M. 72, 76, 878 P.2d 1021, 1025
(Ct. App. 1994).
{46} For the foregoing reasons, I respectfully dissent.
________________________________
PAMELA B. MINZNER, Justice
I CONCUR:
________________________________
GENE E. FRANCHINI, Justice