IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: 2001-NMCA-002
Filing Date: November 13, 2000
Docket No. 20,382
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
PAUL PEREA,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF SANDOVAL COUNTY
Kenneth G. Brown, District Judge
PATRICIA A. MADRID
Attorney General
ANITA CARLSON
Assistant Attorney General
Santa Fe, NM
for Appellee
PHYLLIS H. SUBIN
Chief Public Defender
CAROLYN R. GLICK
Assistant Appellate Defender
Santa Fe, NM
for Appellant
KENNEDY, Judge.
{1}
Defendant Paul Perea appeals his conviction for
"Contributing to delinquency of minor" (CDM), a fourth
degree felony pursuant to NMSA 1978, § 30-6-3 (1963, as
amended through 1990). He argues that he should have been
convicted of the more specific misdemeanor crime of "Selling
or giving alcoholic beverages to a minor; possession"
pursuant to NMSA 1978, § 60-7B-1 (1993, as amended through
1998). In light of the Supreme Court's latest case on this
issue, we reject Defendant's contentions.
{2}
Defendant also argues that insufficient evidence supported his conviction; that showing the jury and later
admitting a photograph depicting the injury to the youth
whose face he was charged with cutting was reversible error;
that disclosure of his previous conviction for manslaughter
was reversible error; that the combined effect of all of the
errors resulted in cumulative error; that the CDM statute is
unconstitutionally vague; and that he received ineffective
assistance of counsel. Not persuaded by Defendant's
arguments, we affirm his conviction.
STATEMENT OF FACTS AND PROCEDURAL HISTORY
{3}
On May 10, 1997, Defendant arrived early at the
Fernandez household for sixteen-year-old Julie Fernandez's
birthday party. Julie's seventeen-year-old brother, Manuel,
had been at the house all day. He had been drinking beer
and punch spiked with Everclear. After the other guests
arrived, Defendant accompanied Manuel and two other minors
to a store to buy more alcohol. When they arrived at the
store, Defendant purchased alcohol. There is conflicting
evidence as to whether Manuel accompanied Defendant into the
store. Once the group arrived back at the house where the
party was underway, Manuel carried the alcohol into the
house and drank some of it.
{4}
The jury convicted Defendant of CDM after being
instructed that the State had to prove the following
elements beyond a reasonable doubt:
1. The defendant, Paul Perea, agreed to
obtain alcoholic beverages for Manuel Fernandez;
2. This caused Manuel Fernandez to commit
the offense of Minor in Possession of Alcoholic
Beverages, which makes it a violation of law for a
minor to buy, attempt to buy, receive, possess, or
permit himself to be served with alcoholic
beverages;
3. Manuel Fernandez was under the age of
18;
4. This happened in New Mexico on or about
the 10th day of May, 1997.
{5}
Defendant was also charged with Aggravated Battery.
This charge arose from an argument in the car between Manuel
and another of the minors (Santana) on the return trip from
buying the liquor. The argument concerned Manuel's belief
that he had paid a disproportionate share of the money for
the liquor compared to Santana. In the course of the
argument, Defendant is alleged to have cut Santana's face
with a knife. When the group returned to Manuel's house,
Santana was taken to the hospital, and the party continued.
{6}
At trial, the prosecution entered a photograph of
Santana's cut face into evidence. It also stated in its
closing argument that Defendant was "a convicted felon,
charged with a serious violent offense." The jury convicted
Defendant of CDM and hung on the Aggravated Battery charge.
This appeal followed.
DISCUSSION
Contributing to the Delinquency of a Minor
A. Preservation of General/Specific Argument
{7}
The general/specific rule states that if one statute
deals with a subject in general and comprehensive terms, and
another statute addresses part of the same subject matter in
a more specific manner, the latter controls. See State v.
Cleve, 1999-NMSC-017, ¶ 17, 127 N.M. 240, 980 P.2d 23. If
both a general and a specific statute address the same
criminal conduct, the specific statute should govern "'to
the extent of compelling the state to prosecute under
[it].'" Id. (quoting State v. Blevins, 40 N.M. 367, 369, 60
P.2d 208, 210 (1936)).
{8}
Defendant did not make the general/specific argument to
the district court, but instead raises it for the first time
on appeal. To bring his claim before this Court, Defendant
relies on State v. McNeece, 82 N.M. 345, 481 P.2d 707 (Ct.
App. 1971), in which we found the district court had wrongly
convicted the defendant under the "inapplicable general
statute" instead of a more specific statute for possession
of marijuana. Id. at 345, 481 P.2d at 707. We found that
"conviction and sentence of [a] defendant under an
inapplicable statute [is] a question of jurisdiction" that
may be raised for the first time on appeal. Id. at 346, 481
P.2d at 708. McNeece and its jurisdictional emphasis may
have been superceded: the Supreme Court may have since
removed this sort of case from the umbrella of
jurisdictional error. See State v. Orosco, 113 N.M. 780,
782-83, 833 P.2d 1146, 1148-49 (1992). Error that was
formerly described as jurisdictional will now be permitted
to be raised for the first time on appeal when it falls
under the definition of "fundamental" error, such as when
there is a miscarriage of justice, when the question of
guilt is so doubtful that it would shock the conscience of
the court to allow the conviction to stand, or when
substantial justice has not been done. See id. at 784, 833
P.2d at 1150. In our view, even if not jurisdictional,
permitting a criminal conviction under a statute that the
Legislature did not intend to apply to a particular set of
facts and under a statute that exacts substantially greater
punishment than the Legislature intended is precisely the
sort of situation in which there would be a miscarriage of
justice and in which substantial justice would not be done. Under current case law, it may be more appropriate to define
the error that results from a conviction under a general
rather than a specific statute as fundamental error. Both
jurisdictional error and fundamental error may be raised for
the first time on appeal, and therefore we address
Defendant's general/specific argument on its merits. See
Rule 12-216 NMRA 2000 (allowing the appellate court to
consider jurisdictional questions, or in its discretion,
questions involving fundamental error despite the fact that
they were not preserved at the district court level).
B. Application of the General/Specific Rule
{9}
In Cleve, 1999-NMSC-017, ¶ 27, the Supreme Court
recapitulated the reasoning of the prior decision in State
v. Yarborough, 1996-NMSC-068, ¶¶ 26-29, 122 N.M. 596, 930
P.2d 131 (holding that the New Mexico Legislature "intended
to preempt involuntary manslaughter when the predicate
offense is a misdemeanor contained within the Motor Vehicle
Code"). The Cleve Court stated that " an inquiry under the
general/specific statute rule should always focus primarily
on whether the Legislature intended that the specific law
operate as an exception to the general law and whether the
Legislature intended that certain criminal conduct be
charged under one special law to the exclusion of other more
general laws." Cleve, 1999-NMSC-017, ¶ 27. This rule has
subsequently been further refined by the Supreme Court in
State v. Guilez, 2000-NMSC-020, 129 N.M. 240, 4 P.3d 1231.
We undertake this second analysis following Guilez'
clarifications. See State v. Davis, 2000-NMCA-105, ¶¶ 3-9,
___ N.M. ___, ___ P.2d ___ [Ct. App. No. 20,256, filed
September 28, 2000] (being another case, like this one,
holding that the general/specific rule does not apply, and
thereby indicating that Cleve may be a rather unique
situation).
{10}
In analyzing whether the general/specific rule is
applicable, the first step is comparing the elements of the
statutes at issue. See Cleve, 1999-NMSC-017, ¶ 26. Guilez
refers to this as the "quasi-double-jeopardy analysis." Id.
¶¶ 9-10. If the elements of prohibited conduct are the
same, the general/specific rule applies and the state must
charge the defendant under the more specific of the two
statutes absent express legislative intent to the contrary.
See Cleve, 1999-NMSC-017, ¶ 26 (citing Blevins, 40 N.M. at
369-70, 60 P.2d at 210; Wilburn v. Territory, 10 N.M. 402,
407-09, 62 P. 968, 970-71 (1900), overruled sub silentio on
other grounds by Tais v. Territory, 14 N.M. 399, 94 P. 947
(1908)). According to Cleve, courts should also invoke the
rule of lenity, which favors applying the general/specific
rule in cases of ambiguity, tempering it with the
judiciary's longstanding deference to prosecutorial
discretion which favors exercise of caution before applying
the general/specific rule. See id. ¶ 26.
{11}
To determine whether the general/specific rule is
applicable in the case at bar, we first compare the statutes
at issue. Section 30-6-3 states:
Contributing to the delinquency of a minor
consists of any person committing any act or
omitting the performance of any duty, which act or
omission causes or tends to cause or encourage the
delinquency of any person under the age of
eighteen years.
Whoever commits contributing to the
delinquency of a minor is guilty of a fourth
degree felony.
{12}
Contributing to the delinquency of a minor requires
causing or having the tendency to cause the delinquency of a
minor. "Delinquent act" is defined by the Children's Code:
A. "delinquent act" means an act committed
by a child that would be designated as a crime
under the law if committed by an adult, including
the following offenses:
. . . .
(2) buying, attempting to buy, receiving, possessing or
being served any alcoholic liquor or being present in a licensed liquor
establishment, other than a restaurant or a licensed retail liquor
establishment, except in the presence of the child's parent, guardian,
custodian or adult spouse.
Section 32A-2-3(A).
The Liquor Control Act specifies:
A. It is a violation of the Liquor Control Act for a person,
including a person licensed pursuant to the provisions of the Liquor
Control Act, or an employee, agent or lessee of that person, if he knows or
has reason to know that he is violating the provisions of this section, to:
(1) sell, serve or give alcoholic beverages to a minor
or permit a minor to consume alcoholic beverages on the licensed premises;
(2) buy alcoholic beverages for or procure the sale or
service of alcoholic beverages to a minor;
(3) deliver alcoholic beverages to a minor; or
(4) aid or assist a minor to buy, procure or be served
with alcoholic beverages.
Section 60-7B-1.
{13}
We must also look for extrinsic evidence of legislative
intent to limit prosecutorial discretion in selecting
charges for the specific criminal conduct. In Cleve, the
Supreme Court analyzed the purpose of the game and fish laws
and the regulatory scheme implementing those laws. See id.
¶¶ 33-36. The Court held that the comprehensive nature of
the game and fish laws with respect to hunting activity
demonstrated a legislative intent to preempt application of
the cruelty to animals statute to the hunting of game
animals. See id. ¶¶ 35-36.
{14}
When this Court recently attempted to follow Cleve in
State v. Guilez, 1999-NMCA-127, ¶ ¶ 10-12, 128 N.M. 93, 990
P.2d 206, rev'd, 2000-NMSC-020, we relied on Cleve's
statement that, "where there are two statutes proscribing
the same conduct and one involves the operation of a motor
vehicle addressed by the Motor Vehicle Code, the
Legislature's enactment of a comprehensive Motor Vehicle
Code indicates 'a legislative intent to preempt the field.'"
Guilez, 1999-NMCA-127, ¶ 12. In its reversal, the Supreme
Court disagreed with the finding while maintaining the
analysis. Guilez discusses conflicting laws (two laws
proscribing the same conduct) requiring analysis to
determine legislative intent, particularly where the more
general statute would "include" the same matter as the
special act. See Guilez, 2000-NMSC-020, ¶ 15. The question
becomes one of whether the legislature intended to partially
repeal the CDM statute when it enacted the Liquor Control
Act provisions.
{15}
In comparing the CDM and Liquor Control statutes as
they apply to this case, the elements are not entirely the
same. CDM is the more severe and general of the two. CDM
requires proof that the defendant contributed to the minor's
delinquency while Section 60-7B-1(A)(2) does not; and CDM
defines a minor as under the age of 18 while Section 60-7B-1(E) defines a minor as under the age of 21. CDM is a
fourth degree felony with a basic sentence of 18 months.
See § 30-6-3; NMSA 1978, § 31-18-15(A)(6) (1994) . In
contrast, a violation of Section 60-7B-1(D) is a misdemeanor
with a maximum punishment of a $1000 fine and 30 hours of
community service for the first offense. See also § 60-7B-1(F)(1).
{16}
In our search for legislative intent, we are aided by
the Supreme Court's holding in State v. Cuevas that CDM for
providing liquor to minors could be charged separately from
the underlying violation of the liquor law because CDM
prohibits the commission of acts by adults that would foster
delinquency_a different goal than the liquor statutes. See
94 N.M. 792, 794, 617 P.2d 1307, 1309 (1980), overruled on
other grounds by State v. Pitts, 103 N.M. 778, 780, 714 P.2d
582, 584 (1986) (holding that a minor can be convicted of
contributing to the delinquency of a minor).
{17}
The statutes have been amended since Cuevas, and the
Supreme Court has revisited the subject in Cleve.
Operationally in this case, the predicate act for CDM is
defined in exactly the same language in both the definition
of "delinquent act" under the Children's Code and the Liquor
Control statute. The purposes of the statutes, however, are
manifestly different.
{18}
The Liquor Control Act , NMSA 1978, § 60-3A-2(A) (1981)
states "that the sale, service and public consumption of alcoholic beverages in the state shall be licensed,
regulated and controlled so as to protect the public health,
safety and morals of every community in the state." See
also NMSA 1978, § 60-3A-1 (1981, as amended through 1984);
and § 60-7B-1(A). The previous Liquor Control Act "was
enacted as comprehensive legislation to regulate and control
the sale of alcoholic beverages." Drink, Inc. v. Babcock,
77 N.M. 277, 282, 421 P.2d 798, 801 (1966).
{19}
Guilez clarifies the necessary distinction in this
case. The question of whether the legislature intended to
preempt one statutory scheme in favor of another must be
evaluated. See Guilez, 2000-NMSC-020, ¶ 11. When regarding
the distinction between the seemingly identical liquor
statutes and contributing statutes, we cannot ignore Cuevas.
Cuevas is still good law in clearly setting out the
intention of the CDM statute and its applicability. It has
not been overtaken in the last twenty-two years in this
particular area by the Legislature. See State v. Barr,
1999-NMCA-081, ¶ 22, 127 N.M. 504, 984 P.2d 185 ("Contrary
to the suggestion of the State on appeal, we believe Cuevas
remains good law and has not been 'overtaken.'"). Quite
simply, the CDM statute exists for a broader and more
distinct purpose than the liquor statute_ preventing the
fostering of delinquency in New Mexico's youth, not just
prohibiting the procurement of some Smirnoff vodka and a
six-pack of beer. Contrary to Defendant's contention,
Cuevas withstands scrutiny and filtering through the lenses
of Cleve and Guilez.
Substantial Evidence
{20}
In reviewing this issue, we evaluate whether a rational
jury could have found beyond a reasonable doubt that the
essential facts in evidence proved Defendant guilty of CDM.
See, e.g., State v. Rojo, 1999-NMSC-001, ¶ 19, 126 N.M.
438, 971 P.2d 829. We view the evidence in the light most
favorable to sustaining the verdict. See id. In this case,
three minors went with Defendant to a liquor store. They
gave him money and liquor was obtained. On the way home, a
fight ensued over the share of the money paid for the
liquor. Manuel tried to get more money from Santana for his
share. A jury could find that this indicated a much more
personal interest on Manuel's part than his contextually
inconsistent assertion that his dad had provided the beer
money. A jury also had to resolve the inconsistent action
of buying vodka with beer money.
{21}
The defense argues that the fight over money between
Manuel and Santana indicated a likelihood that the liquor
was for the party, not for them. This is specious logic.
The actus reus of the CDM charge is buying liquor for
minors. The eventual use of the liquor is irrelevant.
Manuel admitted drinking the "jungle juice" at the party prior to leaving to buy liquor, also testifying that upon
his return he drank some of the vodka bought on the trip.
Based on this evidence, the jury could properly conclude
that Defendant bought the liquor for the minors.
Admission of Photograph
{22}
Defendant argues that he was unfairly prejudiced when
the prosecutor waved a photograph of Santana's face (slashed
from forehead to nose-tip) before the jury during his
opening statement. The context for the opening statement
was that Defendant had severely slashed the boy's face.
Defendant was charged with aggravated battery for the
slashing. The photograph was about 3x5 inches in size and
displayed about eight feet from the jury. Defendant moved
for a mistrial, which was denied on the grounds that the
photograph was relevant to the charge of aggravated battery
and the small size of the photograph and distance from the
jury diminished its impact. The photograph was later
admitted at trial over objection. Defendant argues that the
jury, while not convicting Defendant of aggravated battery,
may have thought Defendant deserved to be convicted of at
least one crime. Balancing the prejudicial impact of a
photograph against its probative value is soundly within the
trial court's discretion. See State v. Mora, 1997-NMSC-060,
¶ 57, 124 N.M. 346, 950 P.2d 789; State v. Pettigrew, 116
N.M. 135, 139, 860 P.2d 777, 781 (Ct. App. 1993). We note
in passing that the use of potentially inflammatory material
at trial is more properly discussed before opening
statements in a motion in limine than after the material is
waved at the jury. When we look at the trial court's
decision, it is clear the photograph was relevant to the
charge, the potential impact of a 3x5 picture from eight
feet away was determined by the trial court to be slight,
and we hold that the trial court did not abuse its
discretion then, or in admitting the photograph as evidence
later in the trial.
Manslaughter Conviction
{23}
Defendant contends that there was prosecutor misconduct
when the prosecutor argued, during closing, that Defendant
was a convicted felon, charged with a serious violent
offense. Below, Defendant contended that the reference to
serious violent offense was to his prior manslaughter
conviction, which the trial court ruled could be the subject
of cross-examination only if it was referred to as simply a
felony. When Defendant raised his objection below, the
prosecutor said that the serious violent felony referred to
the aggravated battery charge. Defendant said that he would
have to look at the transcript to see what interpretation
was correct. There was no further mention of the issue.
Under these circumstances, Defendant abandoned this issue.
See State v. Bojorquez, 88 N.M. 154, 156, 538 P.2d 796, 798 (Ct. App. 1975) (ruling that a defendant abandons an issue
when defendant indicates that the issue will be raised
later, but then never is).
Vagueness of CDM Statute
{24}
Defendant correctly points us to State v. Favela, 91
N.M. 476, 477-78, 576 P.2d 282, 283-84 (1978) (holding that
a juvenile does not have to consume alcohol for the
defendant to be found guilty of CDM), overruled on other
grounds by State v. Pitts, 103 N.M. 778-79, 714 P.2d 582,
583 (1986). However, we are not persuaded by Defendant's
argument that the CDM statute is vague because it does not
specify that the juvenile whose delinquency is furthered
must drink the alcohol. The facts in the case at bar show
that Manuel drank the liquor. Cuevas clearly shows the
purpose of the statute to be the protection of youth from
the untoward influence of others to commit delinquent acts.
See Cuevas, 94 N.M. at 794, 617 P.2d at 1309. In either
instance, Defendant's conduct was unequivocally addressed by
the statute.
Ineffective Assistance of Counsel
{25}
Defendant argues that he received ineffective
assistance of counsel because his defense attorney tendered
a more specific jury instruction than UJI 14-601. The jury
instruction tendered by the defense in this case is quoted
herein at ¶ 3. It is an adequate instruction under the use
notes of UJI 14-601. The use of a particular jury
instruction that comports with the law and use notes is a
tactical decision on the part of trial counsel that this
Court will not disturb. See, e.g., State v. Swavola, 114
N.M. 472, 475, 840 P.2d 1238, 1241 (Ct. App. 1992) ("[A]
prima facie case [of ineffective assistance] is not made
when a plausible, rational strategy or tactic can explain
the conduct of defense counsel."). Based on the record in
this case, it is apparent that trial counsel was active,
informed, and energetic in pursuing Defendant's interests.
Cumulative Error
{26}
Finally, because there was "no error in the actions and
decisions of the trial court, there is no cumulative error."
State v. Aragon, 1999-NMCA-060, ¶ 19, 127 N.M. 393, 981 P.2d
1211.
CONCLUSION
{27}
For the reasons explained above, we hold that the CDM
statute exists quite plainly, and untrammeled by the Liquor
Control Act, as a distinct basis for Defendant's criminal
liability. We affirm Defendant's conviction for CDM.
{28}
IT IS SO ORDERED.
___________________________________
RODERICK T. KENNEDY, Judge
WE CONCUR:
_________________________________
LYNN PICKARD, Chief Judge
_________________________________
RICHARD C. BOSSON, Judge