Opinion Number: 2000-NMCA-046
Filing Date: April 6, 2000
Docket No. 19,989
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
REMIGIO PENA MORALES,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF EDDY COUNTY
JAY W. FORBES, District Judge
Patricia A. Madrid
Attorney General
Max Shepherd
Assistant Attorney General
Albuquerque, NM
for Appellee
Phyllis H. Subin
Chief Public Defender
Carolyn R. Glick
Assistant Appellate Defender
Santa Fe, NM
for Appellant
{1}
Defendant was convicted of two counts of forgery and
appeals the district court's judgment and sentence. He argues
that: (1) the State failed to prove with substantial evidence
the knowledge and intent elements of forgery; (2) the trial
court erred in admitting into evidence prior statements of
Defendant's mother for impeachment purposes; (3) the trial court
erred in refusing Defendant's requested jury instruction
concerning mistake of fact; and (4) cumulative error deprived
him of a fair trial. We affirm.
Facts and Procedural History
{2}
On December 1, 1996, Defendant cashed a check in the amount
of $45 at Albertson's. The check was drawn on the account of
Esther Peña, Defendant's mother, and was ostensibly signed by
Ms. Peña. Western Commerce Bank returned the check to
Albertson's advising that the account had been closed. The
account was closed September 4, 1992. Albertson's posted the
returned check which had the notation "Account Closed" on its
face in its customer service area. On December 3, 1996, when
Defendant sought to cash a second check at Albertson's on the
same account, the grocery manager, Thomas Ellis, would not
approve the check for cashing. According to Mr. Ellis'
testimony, he asked Defendant for identification and ultimately
called the bank to confirm that the account was closed. Mr.
Ellis instructed a clerk to call the police. When Defendant
learned that the police had been called, he asked Mr. Ellis to
return his identification and ran out of the store. Another
Albertson's employee testified that Defendant ran when Mr. Ellis
asked Defendant to go to a back room and sought to take hold of
Defendant. Mr. Ellis did not return Defendant's identification.
{3}
Mr. Ellis testified that he observed Defendant as Defendant
fled from the store. According to Mr. Ellis, Defendant ran away
from the store at a "dead run," pursued by Mr. Ellis, crossed
two streets, and ran down an alley located behind a store. Mr.
Ellis further testified that he saw Defendant dive into the
passenger side window of a waiting car which then drove off.
{4}
Ms. Peña testified as part of the State's case. She stated
during direct and cross-examination that she had authorized
Defendant to sign checks when she had checking accounts. She
had occasionally told Defendant to cash checks made payable to
her by other persons and had mistakenly given Defendant
permission to sign her name on those checks. At the time of the
transactions with which Defendant is charged, she was not aware
of which checks he was cashing and thought he was cashing third-party checks. She did not authorize Defendant to cash checks on
a closed bank account, or tell him she had a closed account.
She testified that she did not remember telling police officers
that she had a telephone conversation with a grocery store
employee whom she told that Defendant did not have authority to
cash her check. She also did not remember telling a police
officer that she did not authorize Defendant to cash any of her
checks.
Sufficiency of the Evidence
{5}
Defendant contends that the State did not present
sufficient evidence to prove that Defendant knew the two checks
had false signatures or that Defendant had an intent to defraud.
Both knowledge and intent are essential elements of forgery.
See NMSA 1978, § 30-16-10(B) (1963). The trial court instructed
the jury that the State had the obligation to prove beyond a
reasonable doubt as to each count that "[D]efendant gave or
delivered to Albertson's a check knowing it to have a false signature intending to injure, deceive or cheat Albertson's or
another." We analyze Defendant's sufficiency of the evidence
claim by inquiring whether there was substantial evidence of
each of the elements of forgery for both checks to support a
guilty verdict beyond a reasonable doubt. See State v. Duran,
107 N.M. 603, 605, 762 P.2d 890, 892 (1988). The evidence may
be direct or circumstantial. See id.
{6}
Defendant argues that the only evidence of knowledge or
intent presented by the State was the evidence of his flight
from the Albertson's store. Defendant does not dispute that he
fled Albertson's when he learned that the police had been
called. Rather, Defendant takes the position that the probative
value of evidence of flight is so limited that it cannot provide
substantial evidence of the forgeries in this case. In
addition, Defendant offered an alternative reason for his
flight: that he had failed to pay traffic tickets and complete
community service.
{7}
Evidence of flight is relevant evidence in a criminal case
"because it tends to show consciousness of guilt." State v.
Smith, 89 N.M. 777, 783, 558 P.2d 46, 52 (Ct. App.), rev'd on
other grounds, 89 N.M. 770, 558 P.2d 39 (1976). Our appellate
cases express concern with the probative value of evidence of
flight as to knowledge and intent in the absence of other
circumstances. See State v. Rodriguez, 23 N.M. 156, 178, 167 P.
426, 433 (1917) (holding that jury may draw an inference of
guilt from flight or concealment if the evidence is offered in
connection with other circumstances); State v. Kenny, 112 N.M.
642, 646, 818 P.2d 420, 424 (Ct. App. 1991) (stating that even
cumulative evidence of flight is admissible to corroborate other
evidence). In this case, flight is not the only circumstantial
evidence of Defendant's knowledge and intent that constitutes
substantial evidence to support the verdicts.
{8}
First, Defendant's mother's testimony could have provided
a basis for the jury to conclude that Defendant did not have the
authority to sign the checks and knew that he lacked the
authority. See State v. Vigil, 87 N.M. 345, 350, 533 P.2d 578,
583 (1975) ("The determination of the weight and effect of the
evidence, as well as inferences to be drawn from both direct and
circumstantial evidence, are matters reserved for the
determination of . . . the trial jury.") Defendant admits that
his mother's testimony "was sometimes conflicting" and
"ambiguous." At trial, Ms. Peña acknowledged her testimony at
the preliminary hearing that she did not give Defendant
authority to cash her checks. This testimony directly
contradicted other testimony she gave concerning the checks from
other persons that she had in her possession. She consistently
testified that she did not give Defendant authority to sign
checks on her bank account after it had been closed. The State
was further able to substantially impeach her testimony with the
testimony of two police officers. From the inconsistencies in
Ms. Peña's testimony, the jury could reasonably decide not to credit her testimony concerning Defendant's authority to cash or
sign her checks. See State v. Ortiz-Burciaga, 1999-NMCA-146, ¶
22, ___ N.M. ___, 993 P.2d 96 ("It is the 'exclusive province of
the jury' to resolve factual inconsistencies in testimony."
(quoting State v. Orgain, 115 N.M. 123, 126, 847 P.2d 1377, 1380
(Ct. App. 1993)). The jury could thus reasonably conclude that
Defendant did not have the authority to cash or sign the checks
and knew that he lacked the authority to do so.
{9}
Second, in contrast with the cases cited by Defendant, we
have more than evidence of mere spontaneous flight in this case.
See Rodriguez, 23 N.M. at 163, 167 P. at 427 (stating that
defendant fled while being brought to the courthouse for trial);
Kenny, 112 N.M. at 645, 818 P.2d at 423 (stating that the
defendant fled after police stopped the car in which he was
riding). The testimony of Mr. Ellis describes not only the fact
of flight, but also the circumstances of the flight. The
circumstances included Defendant's running to a car which was
hidden from view behind another store away from Albertson's and
driven by another person. The car took off immediately after
Defendant jumped into the passenger window.
{10}
The circumstances surrounding Defendant's flight are
sufficient for the jury to reasonably conclude that Defendant
was conscious of his guilt with regard to the checks and had a
car waiting. Thus, the circumstances surrounding Defendant's
flight in this case show not only spontaneous flight, as was the
case in Rodriguez and Kenny, but also show evidence of a planned
escape.
{11}
Defendant claimed that he did not flee Albertson's because
of the check incident, but rather, he fled because of
outstanding traffic violations. Indeed, Defendant's explanation
of his flight is relevant evidence. See Rodriguez, 23 N.M. at
178, 167 P. at 433 (stating that absence of explanation or
reasons or motives prompting flight may be considered by jury).
However, in this case, Defendant's alternative motive provides
a justification for spontaneous flight only. It does not
explain why he needed to prepare to flee by having a car waiting
for him in the alley. The jury was free to reject Defendant's
reasons for his flight and could reasonably conclude that he
expected to flee the Albertson's store that night. See State v.
Sutphin, 107 N.M. 126, 131, 753 P.2d 1314, 1319 (1988)
(recognizing that the jury is free to reject a defendant's
version of the facts).
{12}
Moreover, the jury also had before it evidence of
Defendant's successful passing of the December 1, 1996 check.
This evidence, in turn, provided a basis for understanding
Defendant's attempt to pass a check on December 3, 1996. The
jury was able to consider this evidence along with Ms. Peña's
conflicting testimony about her authorization and Defendant's
flight in order to draw an inference about Defendant's knowledge
that he lacked the authority to sign or cash the checks. See Vigil, 87 N.M. at 350, 533 P.2d at 583 (stating that inferences
to be drawn from the evidence are matters for the jury). From
all this evidence, the jury could reasonably conclude that
Defendant took the actions he did on December 3, 1996 because he
knew he lacked the authority to sign both the December 1, 1996
and December 3, 1996 checks.
Impeachment
{13}
Over Defendant's objection, the trial court permitted the
testimony of Officer Kelley Lowe and Sergeant David Edmondson to
impeach Ms. Peña. Defendant contends that the officers'
testimony was not inconsistent with the testimony of Ms. Peña
and therefore was not permissible for impeachment purposes.
{14}
Officer Lowe testified that Ms. Peña told him that she had
received a telephone call from the grocery store inquiring about
the cashing of one of her checks. He also testified that Ms.
Peña told him that she did not authorize the check. Officer
Edmondson testified that Ms. Peña told him that when called by
a grocery store employee, she said that she had not given
Defendant authority to sign her check.
{15}
Defendant acknowledges that Ms. Peña testified
inconsistently at trial. As emphasized by Defendant on appeal,
Ms. Peña's testimony included statements that Defendant had
authority to cash her checks even though she may have qualified
her testimony to include only the signing of checks when she had
checking accounts. Ms. Peña testified that she did not remember
telling a police officer that Defendant did not have authority
to cash her checks or that she had made a similar statement to
a grocery store employee.
{16}
The Rules of Evidence permit a party to impeach the
credibility of a witness with evidence that the witness made a
statement which is inconsistent with the witness's trial
testimony. Cf. State v. Gutierrez, 1998-NMCA-172, ¶¶ 8, 10, 126
N.M. 366, 969 P.2d 970 (holding that prior inconsistent
statement not under oath is inadmissible as substantive
evidence); see also Rule 11-613 NMRA 2000. The officers'
testimony about Ms. Peña's statements pointed out the
inconsistencies in her testimony. The trial court did not abuse
its discretion in admitting the officers' testimony. See State
v. Olivas, 1998-NMCA-024, ¶ 23, 124 N.M. 716, 954 P.2d 1193
(stating standard of review for decision to allow prior
inconsistent statement as abuse of discretion). Nor did the
trial court abuse its discretion if, as Defendant argues, the
police officers' testimony misrepresented what Ms. Peña told
them. The trial court did not limit Defendant's ability to
cross-examine the officers or to argue any discrepancies in the
testimony to the jury.
Requested Mistake-of-Fact Jury Instruction
{17}
Defendant asserts that the trial court erred in denying
Defendant's requested jury instruction concerning mistake of
fact. Defendant argued that he honestly believed that he wrote
the check on an open bank account of his mother but was mistaken
in his belief. We have addressed this issue in State v.
Griscom, 101 N.M. 377, 378-79, 683 P.2d 59, 60-61 (Ct. App.
1984) in the context of fraud. In this case, as in Griscom, the
jury instructions on the elements of forgery required the jury
to find that Defendant intended to injure or defraud. The trial
court adequately instructed the jury, and Defendant had full
opportunity to explain to the jury his honest belief and that he
was mistaken and argue to the jury that he did not intend to
defraud Albertson's.
Cumulative error
{18}
Because we conclude that there was no error, there cannot
be cumulative error. See State v. McGuinty, 97 N.M. 360, 364,
639 P.2d 1214, 1218 (Ct. App. 1982) (stating that cumulative
error does not arise when there are no errors and the defendant
has received a fair trial).
Conclusion
{19}
For the above stated reasons, we affirm the judgment and
sentence of the district court.
{20}
IT IS SO ORDERED.
___________________________
JAMES J. WECHSLER, Judge
WE CONCUR:
_____________________________
JONATHAN B. SUTIN, Judge
_____________________________
RODERICK T. KENNEDY, Judge