Opinion Number: 2000-NMCA-017
Filing Date: January 10, 2000
Docket No. 19,000
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
NATHAN SANTILLANES,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF SOCORRO COUNTY
Edmund H. Kase, District Judge
Patricia A. Madrid, Attorney General
Ralph E. Trujillo, Assistant Attorney General
Santa Fe, NM
for Appellee
Phyllis H. Subin, Chief Public Defender
Christopher Bulman, Chief
Nina Lalevic, Assistant Appellate Defender
Santa Fe, NM
for Appellant
APODACA, Judge.
{1}
In this appeal, we address whether a defendant can be
punished for a single death under two different statutes.
Under the specific facts of this appeal, we answer that
question negatively. Defendant appeals his convictions of
five counts of vehicular homicide, contrary to NMSA 1978, §
66-8-101 (1991), and four counts of child abuse resulting in
death, contrary to NMSA 1978, § 30-6-1(C) (1997), along with
driving while intoxicated (DWI) and other related offenses.
Defendant's convictions resulted from a traffic accident in
which five persons were killed, four of them children.
Defendant contends that the vehicular homicide and child
abuse convictions violated the prohibition against double
jeopardy. He also raises other issues involving the
sentence he received for the vehicular homicides, merger of the DWI conviction, the jury instructions on reckless
driving, the change of venue, and instructions on causation
relating to the vehicular homicide charges. We affirm the
vehicular homicide convictions but reverse on the double
jeopardy and merger issues. We therefore remand to the
trial court to (1) vacate the convictions for child abuse
resulting in death and DWI and (2) resentence Defendant. We
affirm on all other issues.
I. FACTUAL AND PROCEDURAL BACKGROUND
{2}
On the day of the accident giving rise to the criminal
charges, Defendant was driving a motor vehicle. His
girlfriend and four children were in the vehicle with him.
As Defendant approached an intersection where he was going
to make a left-hand turn, he saw a truck "quite a ways off."
He proceeded through the intersection. The truck, which was
traveling much faster than the posted speed limit, hit
Defendant's vehicle, killing everyone in the vehicle but
Defendant. Evidence established that Defendant had a blood
alcohol level of .15 at the time of the accident. The blood
alcohol level of the other driver was .23. Defendant
admitted to drinking as much as a six-pack of beer that day.
There was an open container of beer found in the vehicle
after the crash. He also admitted to smoking marijuana that
morning and having taken cocaine the night before. The
cocaine was detected in Defendant's blood. We include
additional facts in our discussion of the issues.
II. DISCUSSION
A. Double Jeopardy
{3}
Defendant was convicted of nine homicide crimes_five
counts of vehicular homicide and four counts of child abuse
resulting in death. He contends these convictions
impermissibly subject him to multiple punishment for four of
the five deaths caused by the accident. See U.S. Const.
amends. V, XIV; N.M. Const. art. II, § 15. Defendant raises
this issue for the first time on appeal. See NMSA 1978, §
30-1-10 (1963) (providing that the "defense of double
jeopardy . . . may be raised by the accused at any stage of
a criminal prosecution").
{4}
In cases involving multiple punishment, we apply a two-step process. Swafford v. State, 112 N.M. 3, 13, 810 P.2d
1223, 1233 (1991). We first must determine whether a
defendant's conduct was unitary. If it was not, then there
is no double jeopardy violation and our analysis ends. See
State v. Livernois, 1997-NMSC-019, ¶ 19, 123 N.M. 128, 934
P.2d 1057. If the conduct was unitary, however, then we
must consider whether the legislature intended to create
separately punishable offenses. In determining whether
conduct is unitary, we "inquire into whether [the] 'two events are sufficiently separated by either time or space
(in the sense of physical distance between the places where
the acts occurred) . . . [or whether] the quality and nature
of the acts or . . . the objects and results involved' can
be distinguished." Id. ¶ 20 (quoting Swafford, 112 N.M. at
13-14, 810 P.2d at 1233-34 (second and third alterations in
original)).
{5}
In this appeal, we must inquire whether we can
distinguish between the acts leading to the convictions for
vehicular homicide and child abuse resulting in death. The
vehicular homicide charges were based on the fact that
Defendant was driving under the influence of alcohol and
drugs and that his actions caused the deaths. Concerning
the criminal charges of child abuse resulting in death, it
was the State's theory and contentions at trial that, by
driving while he was intoxicated, Defendant placed the
children in a dangerous situation that resulted in their
deaths. In our view, therefore, the same conduct of driving
while intoxicated was used by the State to establish both
vehicular homicide and child abuse resulting in death.
{6}
The State argues on appeal, however, that the conduct
constituting the vehicular homicide and the conduct of child
abuse resulting in death were distinguishable. It contends
that the child abuse committed by Defendant was allowing the
children to enter the vehicle, thus placing them in a
situation that endangered their lives. It also argues that
the crash and death occurred later but that the abuse had
already taken place. We disagree. The Supreme Court in
Swafford clearly stated that "[t]ime and space
considerations . . . cannot resolve every case and resort
must be had to the quality and nature of the acts or to the
objects and results involved." 112 N.M. at 14, 810 P.2d at
1134. Here, Defendant was intoxicated and drove with four
children in his vehicle. He was involved in an accident
that caused the deaths of the children. By focusing on the
nature of the acts and the results involved here, we
conclude that the conduct underlying the vehicular homicide
charges and the conduct underlying the child abuse resulting
in death charges were the same. The conduct was therefore
unitary.
{7}
Having determined that the conduct was unitary, we must
proceed to determine whether the Legislature intended to
create separately punishable offenses for such conduct. In
the absence of an express declaration of such intent, we
must compare the statutory elements of the different
statutes and determine whether one crime requires proof of a
fact that the other does not, or whether one is subsumed by
the other offense. See State v. Carrasco, 1997-NMSC-047, ¶
23, 124 N.M. 64, 946 P.2d 1075. Here, the statutes stand independently of one another, and neither subsumes the other
because the charge of child abuse resulting in death
requires only the death of a child and vehicular homicide
requires that the death occur as a result of a defendant
driving a vehicle while intoxicated. Consequently, because
the two statutes stand independently, there is a rebuttable
presumption in favor of multiple punishment. See id. That
presumption may be overcome by some other indicia of
legislative intent, such as the language, history, and
subject of the respective statutes. See Swafford, 112 N.M.
at 14, 810 P.2d at 1234.
{8}
In this appeal, we believe that the presumption is
rebutted by the generally accepted notion that one death
should result in only one homicide conviction. See State v.
Cooper, 1997-NMSC-058, ¶ 53, 124 N.M. 277, 949 P.2d 660;
State v. Pierce, 110 N.M. 76, 86, 792 P.2d 408, 418 (1990).
"'The means of committing an offense may not be [used] to
multiply the number of offenses committed.'" State v.
Landgraf, 1996-NMCA-024, ¶ 31, 121 N.M. 445, 453, 913 P.2d
252, 260 (quoting Carter v. State, 424 N.E.2d 1047, 1048
(Ind. Ct. App. 1981)). Thus, even if the cause of death
satisfied the elements of two or more statutory offenses,
there is nonetheless only one death. In context of the two
statutes, it is the death of another that the Legislature
intended to punish, not the manner in which it was
accomplished. We do not believe that the Legislature
intended multiple homicide convictions for one death. We
thus hold that Defendant's convictions and sentences for
both vehicular homicide and child abuse resulting in death
violated his right to be free from double jeopardy.
{9}
When this violation occurs, the general rule requires
that the lesser offense be vacated. See Pierce, 110 N.M. at
86-87, 792 P.2d at 418-19. In this instance, the vehicular
homicide conviction is the lesser offense (a third-degree
felony, compared with child abuse resulting in death, a
first-degree felony). Defendant argues, however, that this
case requires a different result. He contends that under
the general-specific rule, we should vacate the child abuse
convictions rather than the vehicular homicide convictions
because the vehicular homicide statute is the specific
statute. The general-specific rule states that if one
statute deals with a subject in general and comprehensive
terms, and another statute addresses part of the same
subject matter in a more specific manner, the latter
controls. See State v. Cleve, 1999-NMSC-017, ¶ 17, 127 N.M.
240, 980 P.2d 23. Additionally, if both a general and a
specific statute address the same criminal conduct, the
specific statute should govern "'to the extent of compelling
the state to prosecute under it.'" Id. (quoting State v.
Blevins, 40 N.M. 367, 369, 60 P.2d 208, 210 (1936)).
{10}
In Cleve, 1999-NMSC-017, ¶ 27, our Supreme Court
clarified the applicable test for ascertaining whether two
different statutes come within the purview of the general-specific rule. The Court stated that a comparison of the
statutory elements of the two laws that address the same
subject matter is not the sole relevant factor in
determining whether the rule applies. Rather, the focus
should be
on whether the Legislature intended that the
specific law operate as an exception to the
general law and whether the Legislature intended
that certain criminal conduct be charged under one
special law to the exclusion of other more general
laws. This inquiry may include the elements of
the crimes, the language of the statutes, the
histories and purposes of the statutes, and other
relevant indicia of legislative intent.
Id.
{11}
Applying these rules to this case, we believe that the
Legislature intended that the vehicular homicide statute,
Section 66-8-101, be the applicable statute governing child
abuse resulting in death, where the death was caused by the
operation of a vehicle while intoxicated. See State v.
Guilez, 1999-NMCA-127, ¶ 12, N.M. , P.2d
(reckless driving statute controls over child abuse statute
where the conduct involves operation of a motor vehicle)
cert. granted, No. 25,920 (1999). The Legislature's
enactment of a comprehensive Motor Vehicle Code, NMSA 1978,
§§ 66-1-1 to -12-23 (1978, as amended through 1999),
indicates to us "a legislative intent to preempt the field."
State v. Yarborough, 1996-NMSC-068, ¶ 27, 122 N.M. 596, 930
P.2d 131; see also Guilez, 1999-NMCA-127, ¶ 12; cf. State v.
Arellano, 1997-NMCA-074, ¶¶ 10-13, 123 N.M. 589, 943 P.2d
1042 (in case not involving operation of motor vehicle,
criminal damage to property statute also applied to damage
to motor vehicles). Thus, where two statutes prohibit the
same conduct and one involves the operation of a vehicle,
the crime described in the Motor Vehicle Code is the
specific offense and is the law that the State is compelled
to prosecute under.
{12}
We believe there are additional indicia of legislative
intent supporting this result in other parts of the Motor
Vehicle Code. For example, Section 66-8-101.1(C),
concerning injury to a pregnant woman by vehicle, states
that, where the injury by a drunk driver causes the woman to
suffer a miscarriage or stillbirth, the crime is a third
degree felony. The death of an adult resulting from DWI is
likewise a third degree felony. See Section 66-8-101(C). We do not believe that the Legislature intended that the
death of a child between birth and eighteen years of age
should result in different and considerably greater
punishment than the death of an unborn child or an adult,
when the conduct causing the death, driving while
intoxicated, is the same.
{13}
We conclude that the vehicular homicide statute
controlled the conduct here that resulted in the deaths of
four children. For this reason, the four convictions for
child abuse resulting in death must be vacated.
B. Sentence for Vehicular Homicide
{14}
Defendant was given a six-year basic sentence for each
of the vehicular homicides. He contends that the proper
basic sentence was three years. We recently determined that
the basic sentence for vehicular homicide is six years.
State v. Guerro, 1999-NMCA-026, ¶ 12, 126 N.M. 699, 974 P.2d
669. We decline to revisit that holding.
C. Merger of DWI and the Vehicular Homicide Charges
{15}
The basis for the vehicular homicide convictions was
the DWI. The State concedes that the sentence for the DWI
conviction should be merged with the greater offense of
vehicular homicide to prevent the violation of Defendant's
right against double jeopardy. State v. Wiberg, 107 N.M.
152, 158, 754 P.2d 529, 535 (Ct. App. 1988). We conclude,
however, that the DWI conviction, not merely the sentence,
must be vacated. See Pierce, 110 N.M. at 86, 792 P.2d at
418 ("The rule of merger precludes an individual's
conviction and sentence for a crime that is a lesser
included offense of a greater charge upon which defendant
has also been convicted.").
D. Jury Instructions on Reckless Driving
{16}
Defendant contends that the jury was given conflicting
instructions on reckless driving. Instruction 35 read:
For you to find the Defendant guilty of
Reckless Driving as charged in Count XIII, the
State must prove to your satisfaction beyond a
reasonable doubt each of the following elements of
the crime:
1. The Defendant drove a motor vehicle;
2. The Defendant drove carelessly and
heedlessly in willful or wanton disregard of the
rights or safety of others and without due caution and circumspection and at a speed or in a manner
so as to endanger or be likely to endanger any
person or property.
3. This happened in New Mexico, on or about
the 28th day of September, 1996.
Instruction 36 read:
For you to find that the defendant was driving
recklessly, you must find that he drove with
willful disregard of the rights or safety of
others and at a speed or in a manner which
endangered or was likely to endanger any person or
property.
Defendant contends that the first instruction directed the
jury to find that Defendant "drove carelessly and
heedlessly" while the second instruction spoke in terms of a
"willful disregard." Defendant thus argues that one
instruction allowed the jury to convict Defendant on a
lesser standard than the other.
{17}
Initially, we note that Defendant did not preserve this
issue for review. To preserve error in the charge to the
jury, an objection to the instruction must be made,
sufficient to alert the mind of the trial court to the
claimed error. See State v. Villalobos, 120 N.M. 694, 699,
905 P.2d 732, 737 (Ct. App. 1995) (requiring objection on
tendered written instruction to preserve claim of error in
jury instruction). The record reflects that Defendant did
not object to Instruction 36.
{18}
Even assuming that Defendant preserved the issue and
that it was error to give the second instruction, we
conclude that the error was harmless. Instruction No. 35
tracks the Uniform Jury Instruction for reckless driving.
UJI 14-4504 NMRA 1999. Instruction No. 36 is also a Uniform
Jury Instruction, to be given when the vehicular homicide is
caused by reckless driving. See UJI 14-241 NMRA 1999.
Under the facts in this appeal, reckless driving was not an
element of vehicular homicide. Thus, the two instructions
given were unnecessary. We fail to see, however, the harm
to Defendant in the instructions. Both instructions
permitted a conviction only if there was a finding that
Defendant drove with a willful disregard of the rights or
safety of others and at a speed or in a manner that
endangered or was likely to endanger the rights of others.
Recognizing that we must read jury instructions together,
see State v. Munoz, 1998-NMSC-041, ¶ 12, 126 N.M. 371, 970
P.2d 143, we believe that the two instructions were
consistent. We do not believe that the jury could have been confused by the instructions because they stated the
standard for reckless driving in the same language. We
conclude there was no reversible error in the giving of
these two instructions.
E. Change of Venue
{19}
Defendant argues that the trial court erred in changing
venue in this case. Defendant requested a change of venue
outside the judicial district. At the hearing on
Defendant's motion, the trial court determined that a
different county, Sierra County, within the same judicial
district was free from exception and that venue would be
changed to that county. At the same time, the trial court
left open the possibility of a second change if, during voir
dire, it appeared that prospective jurors in Sierra County
had made up their minds about the case.
{20}
The trial court has wide discretion in ruling on
motions for a change of venue, and we will not interfere
without a showing of abuse of that discretion. See State v.
Chamberlain, 112 N.M. 723, 726, 819 P.2d 673, 676 (1991).
The statute allowing for a change of venue states that a
change will be made to a county free from exception, not to
another judicial district. See NMSA 1978, § 38-3-3(A)
(1965). Here, the trial court determined that another
county was free from exception and changed venue on that
basis. Defendant has failed to show that change was an
abuse of discretion. A defendant can show an abuse of
discretion if "'the jurors . . . had such fixed opinions
that they could not judge impartially the guilt of the
defendant . . . .'" State v. McGuire, 110 N.M. 304, 311,
795 P.2d 996, 1003 (1990) (quoting Patton v. Yount, 467 U.S.
1025, 1035 (1984)).
{21}
Here, during voir dire, it became apparent that a
number of the jury venire had heard of this case.
Additional inquiry by the trial court and counsel
established that those jurors had not prejudged the case and
that they could be impartial and make a determination based
solely on the evidence. On this basis alone, we cannot
conclude that the change of venue to Sierra County was an
abuse of discretion.
{22}
Under this issue, Defendant also contends that counsel
was ineffective in failing to move a second time for a
change of venue during voir dire. The standard for
effective assistance of counsel "is whether defense counsel
exercised the skill, judgment, and diligence of a reasonably
competent defense attorney." State v. Hosteen, 1996-NMCA-084, ¶ 5, 122 N.M. 228, 923 P.2d 595, aff'd, 1997-NMSC-063,
124 N.M. 402, 951 P.2d 619. Failure to make a motion that is unsupported by the record is not ineffective assistance.
See State v. Stenz, 109 N.M. 536, 538, 787 P.2d 455, 457
(Ct. App. 1990). Here, Defendant's claim that counsel
should have renewed his motion for a change of venue during
voir dire is unsupported by the record. Defendant is
correct that a number of the jury venire had heard about the
case. When questioned, however, most of the prospective
jurors stated that they could be impartial and decide the
case solely on the facts presented. Those who indicated
they had prejudged the case were excused for cause. It thus
does not appear to us from the record that the venire was
prejudiced against Defendant or that an impartial jury could
not be empaneled. See State v. House, 1999-NMSC-014, ¶ 51,
127 N.M. 151, 978 P.2d 967 (actual prejudice against a
defendant exists where the jurors have fixed opinions
impeding their impartiality). For these reasons, there was
no basis for a second motion, and counsel was not
ineffective for failing to make such a motion.
F. Jury Instruction on Causation
{23}
Defendant contends that the jury instruction given by
the trial court, pursuant to UJI 14-252 NMRA 1999, shifted
the burden of proof to him and failed to adequately explain
to the jury the concepts of foreseeability and independent
intervening causation. The given instruction provided:
Negligent, or reckless, or intentional
conduct on the part of another person which may
have contributed to the cause of death does not
relieve the defendant of responsibility for an act
which also contributed to the cause of the death.
However, if you find that the negligent, or
reckless, or intentional conduct of another person
was the only cause of death, then the defendant is
relieved of all responsibility for the death of
the deceased.
{24}
We hold that Defendant failed to preserve this issue
for appeal. Defendant never objected to the instruction on
the basis that it shifted the burden of proof or that it
failed to explain foreseeability. Thus, no ruling on these
objections was invoked. See State v. Jones, 1996-NMCA-020,
¶ 31, 121 N.M. 383, 911 P.2d 891; Rule 12-216(A) NMRA 1999
("To preserve a question for review it must appear that a
ruling or decision by the district court was fairly
invoked . . . .").
{25}
Defendant's argument at trial was that the instruction
given was inadequate because it only referred to the actions
of a third person and did not recognize other conditions
that might have caused the deaths. To satisfy Defendant's concerns, the trial court added several instructions
regarding visual obstructions or other faults in the design
of the intersection. Defendant accepted these instructions,
objecting only that they were too restrictive in requiring
that, in order to exonerate Defendant of liability, the jury
would have to find that these defects were the sole cause of
death. Insofar as Defendant maintains his objection to the
restrictive nature of these instructions, we note that they
generally follow UJI 14-252, which states that the only way
a defendant can be completely exonerated from liability for
a death is if actions of another were the sole cause of the
death. See UJI 14-252; State v. Simpson, 116 N.M. 768, 772,
867 P.2d 1150, 1154 (1993) ("General principles of criminal
law do not require that a defendant's conduct be the sole
cause of the crime . . . . The conduct of other parties is
relevant only if it is a superseding cause that negates the
defendant's conduct." (Citation omitted.)).
{26}
We hold that Defendant did not preserve any objection
to the instructions on the basis of a shifting of the burden
of proof or the proper standard for proximate cause.
III. CONCLUSION
{27}
We conclude there is no merit to Defendant's claims
concerning the manner in which the trial was conducted. We
therefore affirm the vehicular homicide convictions. We
hold, however, that multiple punishments for the deaths of
the four children were constitutionally impermissible. We
also hold that the DWI conviction, in light of the vehicular
homicide convictions, constituted invalid multiple
punishment and should have merged with the vehicular
homicide convictions. We affirm on all other issues. We
remand to the trial court for (1) the entry of an order
vacating the four convictions of child abuse resulting in
death and the DWI conviction and (2) resentencing of
Defendant under the remaining convictions.
{28}
IT IS SO ORDERED.
______________________________
RUDY S. APODACA, Judge
I CONCUR:
___________________________________
MICHAEL D. BUSTAMANTE, Judge
A. JOSEPH ALARID, Judge, specially concurring
ALARID, Judge, specially concurring
{29} While the opinion's discussion of the general/specific
rule relies upon a fair reading of Yarborough, 1996-NMSC-068, ¶ 27, 122 N.M. 596, 930 P.2d 131, and moreover, is
consistent with our recent decision in State v. Guilez,
1999-NMCA-127, ¶ 12, ___ N. M. ___, 990 P.2d 206 (reckless
driving statute controls over child abuse statute where
child injured through unlawful operation of a motor
vehicle), I believe that were we presented with this issue
as a matter of first impression it would be entirely
supportable to hold that the vehicular homicide statute and
the criminal child abuse statute are equally specific when
applied under the facts of the present case. If one defines
the relevant "subject matter" for the purposes of the
general/specific rule to be the instrumentality by which a
child's life is taken, then under Yarborough, the vehicular
homicide statute contained in the Motor Vehicle Code
arguably would be the more specific statute for purposes of
the instant homicide prosecutions; however, if one defines
the relevant subject matter to be a class of victims_i.e.,
children, then as to the four minor victims in this case the
criminal child abuse statute, with its more severe
penalties, arguably is the more specific statute.
{30} In the present case, I find the general/specific rule
to be an uncertain guide for determining whether the
Legislature intended to funnel prosecutions for child abuse
resulting in death through the Motor Vehicle Code merely
because the children's deaths occurred as the result of the
Defendant's operation of a motor vehicle. While I concur in
the opinion of the court, I would welcome clarification of
this issue from the Supreme Court or the Legislature.
________________________________
A. JOSEPH ALARID, Judge